0001010541-17-000021.txt : 20171120 0001010541-17-000021.hdr.sgml : 20171120 20171120082530 ACCESSION NUMBER: 0001010541-17-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MANDRACCHIA STEPHEN P CENTRAL INDEX KEY: 0001010541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13412 FILM NUMBER: 171212668 MAIL ADDRESS: STREET 1: 2 HERITAGE COURT CITY: WARWICK STATE: NY ZIP: 10990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON TECHNOLOGIES INC /NY CENTRAL INDEX KEY: 0000925528 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 133641539 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 8457356000 MAIL ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 FORMER COMPANY: FORMER CONFORMED NAME: REFRIGERANT RECLAMATION INDUSTRIES INC DATE OF NAME CHANGE: 19940617 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-11-17 0 0000925528 HUDSON TECHNOLOGIES INC /NY HDSN 0001010541 MANDRACCHIA STEPHEN P 2 HERITAGE COURT WARWICK NY 10990 0 1 0 0 VP Legal & Regulatory Common Stock 2017-09-11 5 G 0 E 5000 0 D 1552073 I Held by Spouse and Children Common Stock 2017-11-17 4 M 0 125000 0.85 A 1552073 I Held by Spouse and Children Common Stock 2017-11-17 4 F 0 48592 5.76 D 1502481 I Held by Spouse and Children Stock Option 0.85 2017-11-17 4 M 0 125000 0 D 2007-11-20 2017-11-20 Common Stock 125000 0 D Includes 333,000 shares which may be purchased pursuant to stock options. Also includes 766,273 shares held by Spouse and 9,800 shares held by Reporting Person's children Includes 208,000 which may be purchased pursuant to stock options. Also includes 841,681 shares held by Reporting Person's Spouse and 9,800 shares held by Reporting Person's children. No shares sold on the Open Market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the exercise price and the taxes due upon the exercise of the options. Closing Stock Price on November 17, 2017. Stephen P. Mandracchia 2017-11-20