0001010541-17-000005.txt : 20170822 0001010541-17-000005.hdr.sgml : 20170822 20170822172750 ACCESSION NUMBER: 0001010541-17-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170818 FILED AS OF DATE: 20170822 DATE AS OF CHANGE: 20170822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZUGIBE KEVIN J CENTRAL INDEX KEY: 0001010543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13412 FILM NUMBER: 171045837 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON TECHNOLOGIES INC /NY CENTRAL INDEX KEY: 0000925528 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 133641539 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 8457356000 MAIL ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 FORMER COMPANY: FORMER CONFORMED NAME: REFRIGERANT RECLAMATION INDUSTRIES INC DATE OF NAME CHANGE: 19940617 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-08-18 0 0000925528 HUDSON TECHNOLOGIES INC /NY HDSN 0001010543 ZUGIBE KEVIN J PO BOX 1541 ONE BLUE HILL PLAZA PEARL RIVER NY 10965 1 1 0 0 Chairman, CEO Common Stock 2017-04-29 5 G 0 E 4000 0 D 4480693 D Common Stock 2017-08-18 4 M 0 251855 3.23 A 4480693 D Common Stock 2017-08-18 4 M 0 28145 3.55 A 4480693 D Common Stock 2017-08-18 4 F 0 176590 8.56 D 4304103 D Stock Option (right to buy) 3.55 2017-08-18 4 M 0 28145 0 D 2014-10-01 2017-10-01 Common Stock 28145 0 D Stock Option 3.23 2017-08-18 4 M 0 251855 0 D 2014-10-01 2017-10-01 Common Stock 251855 0 D Includes 1,103,000 shares which may be purchased pursuant to stock options Includes 851,145 shares which may be purchased pursuant to stock options. Includes 823,000 shares which may be purchased pursuant to stock options. No shares sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercises were applied by the Company to cover the purchase price and taxes due upon exercise of options. Closing Stock Price on August 18, 2017 Kevin J. Zugibe 2017-08-22