SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BUSCEMI JAMES R

(Last) (First) (Middle)
74 SUSAN DRIVE

(Street)
CLOSTER NJ 07624

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HUDSON TECHNOLOGIES INC /NY [ HDSN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
06/07/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/07/2013 M 6,250 A $1.13 154,835(1) D
Common Stock 06/07/2013 M 9,375 A $1.15 164,210(2) D
Common Stock 06/07/2013 M 2,345 A $0.83 166,555(3) D
Common Stock 06/07/2013 M 6,125 A $0.95 172,680(4) D
Common Stock 06/07/2013 M 37,750 A $1.02 210,430(5) D
Common Stock 06/07/2013 M 6,250 A $0.87 216,680(6) D
Common Stock 06/07/2013 M 6,250 A $0.83 222,930(7) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $1.13 06/07/2013 M 6,250 03/04/2004 03/04/2014 Common Stock 6,250 $0 0 D
Stock Option $1.15 06/07/2013 M 9,375 03/31/2004 03/31/2014 Common Stock 9,375 $0 0 D
Stock Option (Right to Buy) $0.83 06/07/2013 M 2,345 09/17/2004 09/07/2014 Common Stock 2,345 $0 0 D
Stock Option (Right to Buy) $0.95 06/07/2013 M 6,125 10/01/2004 10/01/2014 Common Stock 6,125 $0 0 D
Common Stock (Right to Buy) $1.02 06/07/2013 M 31,250 01/03/2005 01/03/2015 Common Stock 31,250 $0 0 D
Stock Option (Right to Buy) $0.87 06/07/2013 M 6,250 04/01/2005 04/01/2015 Common Stock 6,250 $0 0 D
Stock Option (Right to Buy) $0.83 06/07/2013 M 6,250 07/08/2005 07/08/2015 Common Stock 6,250 $0 0 D
Stock Option (Right to Buy) $1.02 06/07/2013 M 6,500 10/10/2006 10/10/2016 Common Stock 6,500 $0 0 D
Explanation of Responses:
1. Excludes 280,220 shares that may be purchased pursuant to stock options.
2. Excludes 270,845 shares that may be purchased pursuant to stock options.
3. Excludes 268,500 shares that may be purchased pursuant to stock options.
4. Excludes 262,375 shares that may be purchased pursuant to stock options.
5. Excludes 224,625 shares that may be purchased pursuant to stock options.
6. Excludes 218,375 shares that may be purchased pursuant to stock options.
7. Excludes 212,125 shares that may be purchased pursuant to stock options.
James R. Buscemi 06/10/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.