0001010541-13-000014.txt : 20130610 0001010541-13-000014.hdr.sgml : 20130610 20130610165334 ACCESSION NUMBER: 0001010541-13-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130607 FILED AS OF DATE: 20130610 DATE AS OF CHANGE: 20130610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON TECHNOLOGIES INC /NY CENTRAL INDEX KEY: 0000925528 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 133641539 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 8457356000 MAIL ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 FORMER COMPANY: FORMER CONFORMED NAME: REFRIGERANT RECLAMATION INDUSTRIES INC DATE OF NAME CHANGE: 19940617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUSCEMI JAMES R CENTRAL INDEX KEY: 0001250705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13412 FILM NUMBER: 13904031 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-07 0 0000925528 HUDSON TECHNOLOGIES INC /NY HDSN 0001250705 BUSCEMI JAMES R 74 SUSAN DRIVE CLOSTER NJ 07624 0 1 0 0 VP Chief Financial Officer Common Stock 2013-06-07 4 M 0 6250 1.13 A 154835 D Common Stock 2013-06-07 4 M 0 9375 1.15 A 164210 D Common Stock 2013-06-07 4 M 0 2345 0.83 A 166555 D Common Stock 2013-06-07 4 M 0 6125 0.95 A 172680 D Common Stock 2013-06-07 4 M 0 37750 1.02 A 210430 D Common Stock 2013-06-07 4 M 0 6250 0.87 A 216680 D Common Stock 2013-06-07 4 M 0 6250 0.83 A 222930 D Stock Option (Right to Buy) 1.13 2013-06-07 4 M 0 6250 0 D 2004-03-04 2014-03-04 Common Stock 6250 0 D Stock Option 1.15 2013-06-07 4 M 0 9375 0 D 2004-03-31 2014-03-31 Common Stock 9375 0 D Stock Option (Right to Buy) 0.83 2013-06-07 4 M 0 2345 0 D 2004-09-17 2014-09-07 Common Stock 2345 0 D Stock Option (Right to Buy) 0.95 2013-06-07 4 M 0 6125 0 D 2004-10-01 2014-10-01 Common Stock 6125 0 D Common Stock (Right to Buy) 1.02 2013-06-07 4 M 0 31250 0 D 2005-01-03 2015-01-03 Common Stock 31250 0 D Stock Option (Right to Buy) 0.87 2013-06-07 4 M 0 6250 0 D 2005-04-01 2015-04-01 Common Stock 6250 0 D Stock Option (Right to Buy) 0.83 2013-06-07 4 M 0 6250 0 D 2005-07-08 2015-07-08 Common Stock 6250 0 D Stock Option (Right to Buy) 1.02 2013-06-07 4 M 0 6500 0 D 2006-10-10 2016-10-10 Common Stock 6500 0 D Excludes 280,220 shares that may be purchased pursuant to stock options. Excludes 270,845 shares that may be purchased pursuant to stock options. Excludes 268,500 shares that may be purchased pursuant to stock options. Excludes 262,375 shares that may be purchased pursuant to stock options. Excludes 224,625 shares that may be purchased pursuant to stock options. Excludes 218,375 shares that may be purchased pursuant to stock options. Excludes 212,125 shares that may be purchased pursuant to stock options. James R. Buscemi 2013-06-10