0001010541-13-000012.txt : 20130509 0001010541-13-000012.hdr.sgml : 20130509 20130509164825 ACCESSION NUMBER: 0001010541-13-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARKINS CHARLES F CENTRAL INDEX KEY: 0001250707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13412 FILM NUMBER: 13829586 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON TECHNOLOGIES INC /NY CENTRAL INDEX KEY: 0000925528 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 133641539 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 8457356000 MAIL ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 FORMER COMPANY: FORMER CONFORMED NAME: REFRIGERANT RECLAMATION INDUSTRIES INC DATE OF NAME CHANGE: 19940617 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-07 0 0000925528 HUDSON TECHNOLOGIES INC /NY HDSN 0001250707 HARKINS CHARLES F 1541 SPRING CREEK TR. SENECA KS 66538 0 1 0 0 VP Sales & Marketing Common Stock 2013-05-07 4 M 0 7900 1.02 A 7900 D Common Stock 2013-05-07 4 M 0 78600 0.85 A 86500 D Common Stock 2013-05-07 4 M 0 9623 1.26 A 96123 D Common Stock 2013-05-07 4 S 0 96123 3.6967 D 0 D Stock Option (Right to Buy) 1.02 2013-05-07 4 M 0 7900 0 D 2006-10-10 2016-10-10 Common Stock 7900 0 D Stock Option (Right to Buy) 0.85 2013-05-07 4 M 0 78600 0 D 2007-11-20 2017-11-20 Common Stock 78600 0 D Stock Option (Right to Buy) 1.26 2013-05-07 4 M 0 9623 0 D 2009-12-17 2019-12-07 Common Stock 9623 62377 D Excludes 234,364 shares that may be purchased pursuant to stock options. Excludes 155,764 shares that may be purchased pursuant to stock options. Excludes 146,141 shares that may be purchased pursuant to stock options. Charles F. Harkins 2013-05-09