0001010541-12-000013.txt : 20120906 0001010541-12-000013.hdr.sgml : 20120906 20120906174036 ACCESSION NUMBER: 0001010541-12-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120904 FILED AS OF DATE: 20120906 DATE AS OF CHANGE: 20120906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARKINS CHARLES F CENTRAL INDEX KEY: 0001250707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13412 FILM NUMBER: 121077784 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON TECHNOLOGIES INC /NY CENTRAL INDEX KEY: 0000925528 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 133641539 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 8457356000 MAIL ADDRESS: STREET 1: PO BOX 1541 STREET 2: ONE BLUE HILL PLAZA, 14TH FLOOR CITY: PEARL RIVER STATE: NY ZIP: 10965 FORMER COMPANY: FORMER CONFORMED NAME: REFRIGERANT RECLAMATION INDUSTRIES INC DATE OF NAME CHANGE: 19940617 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-09-04 0 0000925528 HUDSON TECHNOLOGIES INC /NY HDSN 0001250707 HARKINS CHARLES F 1692 P ROAD SENECA KS 66538 0 1 0 0 VP Sales & Marketing Common Stock 2012-09-06 4 M 0 7177 1.15 A 260052 D Common Stock 2012-09-06 4 M 0 9375 2.15 A 260052 D Common Stock 2012-09-06 4 M 0 1236 1.76 A 260052 D Common Stock 2012-09-04 4 S 0 17788 3.5187 D 242264 D Stock Option (right to buy) 1.15 2012-09-06 4 M 0 2489 0 D 2006-04-01 2014-03-31 Common Stock 2489 0 D Stock Option (right to buy) 1.15 2012-09-06 4 M 0 4688 0 D 2004-03-31 2014-03-31 Common Stock 4688 0 D Stock Option (right to buy) 2.15 2012-09-06 4 M 0 9375 0 D 2005-12-14 2015-09-30 Common Stock 9375 0 D Stock Option (right to buy) 1.76 2012-09-06 4 M 0 1236 0 D 2005-12-29 2015-12-29 Common Stock 1236 8139 D Options vested quarterly in eight equal monthly installments commencing 7/1/04 and fully vested on 4/1/06 Charles F. Harkins 2012-09-06