-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VM5ZTtXRmJLvFGvT6D75JvaBg19ZWcHhq9brb18wgv9ijn/EzDRB0plNDtJVXf32 c3gXhms9BYxCqJsB0hy+Lg== 0001010541-04-000051.txt : 20041103 0001010541-04-000051.hdr.sgml : 20041103 20041103170544 ACCESSION NUMBER: 0001010541-04-000051 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041001 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON TECHNOLOGIES INC /NY CENTRAL INDEX KEY: 0000925528 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080] IRS NUMBER: 133641539 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13412 FILM NUMBER: 041117024 BUSINESS ADDRESS: STREET 1: 275 N MIDDLETOWN RD CITY: PEARL RIVER STATE: NY ZIP: 10965 BUSINESS PHONE: 8457356000 MAIL ADDRESS: STREET 1: 275 N MIDDLETOWN RD CITY: PEARL RIVER STATE: NY ZIP: 10965 FORMER COMPANY: FORMER CONFORMED NAME: REFRIGERANT RECLAMATION INDUSTRIES INC DATE OF NAME CHANGE: 19940617 8-K 1 form8_k1104.htm HUDSON TECHNOLOGIES 8-K 8-K option grants

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported)

October 1, 2004

 

Hudson Technologies, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

New York

(State or Other Jurisdiction of Incorporation)

 

1-13412

13-3641539

(Commission File Number)

(IRS Employer Identification No.)

275 North Middletown Road Pearl River, New York

10965

(Address of Principal Executive Offices)

(Zip Code)

 

(845) 735-6000

(Registrant's Telephone Number, Including Area Code)

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 1.01 Entry into a Material Definitive Agreement.

On October 1, 2004 , Hudson Technologies, Inc. Inc (the "Registrant") granted options ("Options") under the Registrant's 1997 Stock Option Plan to purchase: (i) 18,750 shares of its common stock to Kevin J. Zugibe, it Chief Executive Officer, (ii) 12,500 shares of its common stock to Brian F. Coleman, it President, (iii) 9,375 shares of its common stock to Charles F. Harkins, its Vice President of Sales and Operations, (iv) 6,250 shares of its common stock to Stephen P. Mandracchia, its Vice President and (v) 6,250 shares to James R. Buscemi, its Chief Financial Officer. All such Options were issued at an exercise price of $.95 and vest in eight equal quarterly installments over a two year period with the first installment vesting on January 1, 2005 and expire on October 1, 2014, subject to earlier termination in certain circumstances.

On October 4, 2004, the Registrant granted Options under the 1997 Stock Option Plan to purchase: (i) 10,000 shares of its common stock to Vincent P. Abbatecola, a director; (ii) 10,000 shares of its common stock to Dominic J. Monetta, a director; (iii) 10,000 shares of its common stock to Otto C. Morch, a director and (iv) 20,000 shares of its common stock to Harry C. Schell, a director. All such Options were issued at an exercise price of $.95, vested on the grant date of the Options and expire on October 1, 2009, subject to earlier termination in certain circumstances.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

HUDSON TECHNOLOGIES, INC.



Date: November 3, 2004

By:

/S/ Stephen P. Mandracchia

 

Name: Stephen P. Mandracchia

 

Title: Vice President Legal & Regulatory, Secretary

-----END PRIVACY-ENHANCED MESSAGE-----