-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LsD73+Lg6ya+8hKY+qyJeA0QyIu60vQ91X8FDMzmxHB8581iUFUwXyErTGYXZIfd 88HnyV9yLvN7frY80lWt/A== 0001004858-99-000059.txt : 19990701 0001004858-99-000059.hdr.sgml : 19990701 ACCESSION NUMBER: 0001004858-99-000059 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN PUBLIC SERVICE CO CENTRAL INDEX KEY: 0000092521 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 750575400 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00433 FILM NUMBER: 99656772 BUSINESS ADDRESS: STREET 1: SPS TOWER STREET 2: TYLER AT SIXTH ST CITY: AMARILLO STATE: TX ZIP: 79101 BUSINESS PHONE: 8063782121 MAIL ADDRESS: STREET 1: PO BOX 1261 CITY: AMARILLO STATE: TX ZIP: 79170 U-6B-2 1 CERT. OF NOTIF. SPS ADJUST. RATE TENDER SECURITIES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. FORM U-6B-2 Certificate of Notification Filed by a registered holding company or subsidiary thereof pursuant to Rule U-20-(d) [Reg. Section 250.20, Paragraph 36,652] or U-47 [Reg. Section 250.47, Paragraph 36,620] adopted under the Public Utility Holding Company Act of 1935 Certificate is filed by: Southwestern Public Service Company (the "Company") This certificate is notice that the above named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48 [Reg. Section 250.48, Paragraph 36,621]. 1. Type of the security or securities: Adjustable Rate Tender Securities (the "Bonds") 2. Issue, renewal or guaranty: Renewal (interest rate on the Bonds converted from a rate adjusted weekly to a fixed rate) 3. Principal amount of each security: $44,500,000 4. Rate of interest per annum of each security: 5.20% 5. Date of issue, renewal or guaranty of each security: June 17, 1999 6. If renewal of security, give date of original issue: August 29, 1991 7. Date of maturity of each security: July 1, 2011 8. Name of the person to whom each security was issued, renewed or guaranteed: Public issue 9. Collateral given with each security, if any: none 10. Consideration received for each security: $44,500,000 11. Application of proceeds of each security: The proceeds were used for the purchase of the weekly rate bonds required to be tendered on the conversion date as provided in the Indenture of Trust. 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a) the provisions contained in the first sentence of Section 6(b): Not applicable b) the provisions contained in the fourth sentence of Section 6(b): Not applicable c) the provisions contained in any rule of the commission other than Rule U-48: Applicable statement. 13. If the security or securities were exempt from the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) of the Act granted by the first sentence of Section 6(b)). Not applicable. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued. Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48 [Reg. Section 250.48, Paragraph 36,621] designate the rule under which exemption is claimed. Rule 52 Southwestern Public Service Company By: /s/ Nancy E. Felker Nancy E. Felker Assistant Treasurer Date: June 30, 1999 -----END PRIVACY-ENHANCED MESSAGE-----