-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NJlfDcHckaqutz4cS9M7WUD7VmqaabaWWDn/uTgR3bOhKb31IOyWZFFEJ7Zw4bTS DmNVk/B4vQpTw1P8uK8RRA== 0000950162-96-000425.txt : 19960814 0000950162-96-000425.hdr.sgml : 19960814 ACCESSION NUMBER: 0000950162-96-000425 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960813 SROS: NYSE SROS: PSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN PUBLIC SERVICE CAPITAL I CENTRAL INDEX KEY: 0001016160 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC, GAS & SANITARY SERVICES [4900] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 333-05289 FILM NUMBER: 96610151 BUSINESS ADDRESS: STREET 1: TYLER AT SIXTH CITY: AMARILLO STATE: TX ZIP: 79101 BUSINESS PHONE: 8063782121 MAIL ADDRESS: STREET 1: TYLER AT SIXTH CITY: AMARILLO STATE: TX ZIP: 79170 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN PUBLIC SERVICE CO CENTRAL INDEX KEY: 0000092521 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 750575400 STATE OF INCORPORATION: NM FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-03789 FILM NUMBER: 96610152 BUSINESS ADDRESS: STREET 1: SPS TOWER STREET 2: TYLER AT SIXTH ST CITY: AMARILLO STATE: TX ZIP: 79170 BUSINESS PHONE: 8063782121 MAIL ADDRESS: STREET 1: PO BOX 1261 CITY: AMARILLO STATE: TX ZIP: 79170 8-A12B/A 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 SOUTHWESTERN PUBLIC SERVICE CAPITAL I (Exact name of registrant, as specified in Trust Agreement) Delaware 75-6494522 (State of incorporation (IRS Employer or organization) Identification Number) c/o Southwestern Public Service Company Tyler at Sixth Amarillo, Texas 79101 (Address of principal executive offices) (Zip Code) SOUTHWESTERN PUBLIC SERVICE COMPANY (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CERTIFICATE OF INCORPORATION) New Mexico 75-0575400 (State of incorporation (IRS Employer or organization) Identification Number) Tyler at Sixth Amarillo, Texas 79101 (Address of principal executive offices) (Zip Code) If this Form relates to the registration If this Form relates to the of a class of debt securities and is registraiton of a class of debt effective upon filing pursuant to securities and is to become General Instruction A(c)(1) please effective simultaneously with the check the following box. ( ) effectiveness of a concurrent registration statement under the Securities Act of 1933 pursuant to General Instruction A(c)(2) please check the following box. ( ) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which each to be so registered class is to be registered Southwestern Public Service Capital I New York Stock Exchange __% Trust Preferred Securities, Series A (and the Guarantee by Southwestern Public Service Company with respect thereto) -2- ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED. The __% Trust Preferred Securities, Series A ("Series A Preferred Securities"), of Southwestern Public Service Capital I ("Capital"), a Delaware statutory business trust created under the laws of Delaware, registered hereby represent undivided beneficial interests in the assets of Capital and are guaranteed by Southwestern Public Service Company ("SPS"), a New Mexico corporation, to the extent set forth in the form of Guarantee by SPS and Wilmington Trust Company, as Guarantee Trustee (the "Guarantee"), which is incorporated herein by reference to Exhibit 4(e) to the Registration Statement on Form S-3 (the "Registration Statement") of SPS and Capital (File No. 333-05289), filed with the Securities and Exchange Commission (the "Commission"). The particular terms of the Preferred Securities and the Guarantee are described in the prospectus supplement and the prospectus (collectively, the "Prospectus") which forms a part of the Registration Statement. The Prospectus and the form of Guarantee are incorporated by reference herein as set forth in Item 2 below. Such Prospectus as may hereafter be amended and filed as part of an amendment to the Registration Statement or otherwise pursuant to Rule 424(b) is hereby incorporated by reference. ITEM 2. EXHIBITS. Previously filed: Prospectus Supplement pertaining to the offer and sale of the Preferred Securities, which forms a part of, and is incorporated by reference to, the Registration Statement. Certificate of Trust of Southwestern Public Service Capital I (Incorporated by reference to Exhibit 4(f) to the Registration Statement). Trust Agreement of Southwestern Public Service Capital I (Incorporated by reference to Exhibit 4(g) to the Registration Statement). Form of Amended and Restated Trust Agreement (Incorporated by reference to Exhibit 4(h) to the Registration Statement). Form of Series A Preferred Security (Incorporated by reference to Exhibit 4(d) to the Registration Statement). Form of Guarantee between SPS, as Guarantor and Wilmington Trust Company, as Guarantee Trustee (Incorporated by reference to Exhibit 4(e) to the Registration Statement). Form of Indenture between SPS and Wilmington Trust Company, as Debenture Trustee (Incorporated by reference to Exhibit 4(a) to the Registration Statement). Form of Supplemental Indenture between SPS and Wilmington Trust Company, as Debenture Trustee (Incorporated by reference to Exhibit 4(b) to the Registration Statement). Form of Series A Debenture (Incorporated by reference to Exhibit 4(c) to the Registration Statement). Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, Southwestern Public Service Capital I has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. SOUTHWESTERN PUBLIC SERVICE CAPITAL I Date: August 12, 1996 By: /s/ David M. Wilks ---------------------------------- David M. Wilks, President and Chief Operating Officer of Southwestern Public Service Company, as Depositor Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, Southwestern Public Service Company has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. SOUTHWESTERN PUBLIC SERVICE COMPANY Date: August 12, 1996 By:/s/ Doyle R. Bunch ---------------------------- Name: Doyle R. Bunch Title: Executive Vice President, Accounting and Corporate Development -----END PRIVACY-ENHANCED MESSAGE-----