-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PYx8EmwVUMgJVKGAbv269QHFVOTnYNVjLDvhLJrimiJ1GN+D+9DetSMDV0ohSY8w PGInGq9U9O05jgMk+mpqoQ== 0000081018-98-000001.txt : 19980318 0000081018-98-000001.hdr.sgml : 19980318 ACCESSION NUMBER: 0000081018-98-000001 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980317 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWESTERN PUBLIC SERVICE CO CENTRAL INDEX KEY: 0000092521 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 750575400 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: SEC FILE NUMBER: 040-00433 FILM NUMBER: 98567520 BUSINESS ADDRESS: STREET 1: SPS TOWER STREET 2: TYLER AT SIXTH ST CITY: AMARILLO STATE: TX ZIP: 79101 BUSINESS PHONE: 8063782121 MAIL ADDRESS: STREET 1: PO BOX 1261 CITY: AMARILLO STATE: TX ZIP: 79170 U-6B-2 1 SOUTHWESTERN PUBLIC SERVICE CO. FORM U-6B-2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. FORM U-6B-2 Certificate of Notification Filed by a registered holding company or subsidiary thereof pursuant to Rule U-20-(d) [Reg. ss. 250.20, P. 36,652] or U-47 [Reg. ss. 250.47, P. 36,620] adopted under the Public Utility Holding Company Act of 1935 Certificate is filed by: Southwestern Public Service Company ("SPS"), a subsidiary of New Century Energies, Inc. This certificate is notice that the above named subsidiary has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48 [Reg. ss. 250.48, P. 36,621]. 1. Type of the security or securities ("draft," promissory note"): Promissory note. 2. Issue, renewal or guaranty: Renewal and increase in commitments of lenders under the credit agreements from $180,000,000 in the aggregate to $200,000,000 in the aggregate. This renewal and increase in commitment of lenders replaces the following credit facilities: a) $150,000,000 credit facility through First National Bank of Chicago (Agent), which matured on February 28, 1998. b) $30,000,000 credit facility through Boatmen's First National Bank of Amarillo, Texas (Agent), which matured on February 27, 1998. 3. Principal amount of each security: up to $200,000,000 in the aggregate. 4. Rate of interest per annum of each security: a) First National Bank of Chicago base rate or; b) Fixed rate equal to the sum of .1875% per annum plus the Eurodollar rate or; c) First National Bank of Chicago Fixed C.D.Rate plus .325% per annum. 5. Date of issue, renewal or guaranty of each security: a) $200,000,000 Facility i) Issuance date: February 27, 1998. ii) No upstream guaranty provided. 6. If renewal of security, give date of original issue: a) $150,000,000 facility - original issue date: December 30, 1992. This facility was increased to $200,000,000 on February 27, 1998. b) $30,000,000 facility - original issue date: October 31, 1983. This facility was terminated upon issuance of the said $200,000,000 facility (6a). 7. Date of maturity of each security: May 26, 1999. 8. Name of the person to whom each security was issued, renewed or guaranteed: Southwestern Public Service Company. 9. Collateral given with each security, if any: a) None b) None 10. Consideration received for each security: a) .06% per annum commitment fee on the unborrowed portion of the Lender's commitment. b) An annual administrative fee to the Agent. 11. Application of proceeds of each security: a) Primarily as a back-up line of credit to support SPS's commercial paper program which is used to fund general corporate needs. 12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of: a) the provisions contained in the first sentence of Section 6(b): Not applicable. b) the provisions contained in the fourth sentence of Section 6(b): Not applicable. c) the provisions contained in any rule of the commission other than Rule U-48: Yes. 13. If the security of securities were exempt form the provisions of Section 6(a) by virtue of the first sentence of Section 6(b), give the figures which indicate that the security or securities aggregate (together with all other than outstanding notes and drafts of a maturity of nine months or less, exclusive of days of grace, as to which such company is primarily or secondarily liable) not more than 5 per centum of the principal amount and par value of the other securities of such company then outstanding. (Demand notes, regardless of how long they may have been outstanding, shall be considered as maturing in not more than nine months for purposes of the exemption from Section 6(a) or the Act granted by the first sentence of Section 6(b): Not applicable. 14. If the security or securities are exempt from the provisions of Section 6(a) because of the fourth sentence of Section 6(b), name the security outstanding on January 1, 1935, pursuant to the terms of which the security or securities herein described have been issued. Not applicable. 15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48 [Reg. ss. 250.48, P. 36,621] designate the rule under which exemption is claimed. Rule 52(a). Southwestern Public Service Company By: /s/ James D. Steinhilper Name: James D. Steinhilper Title: Treasurer -----END PRIVACY-ENHANCED MESSAGE-----