0001140361-14-023519.txt : 20140529
0001140361-14-023519.hdr.sgml : 20140529
20140529162831
ACCESSION NUMBER: 0001140361-14-023519
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140528
FILED AS OF DATE: 20140529
DATE AS OF CHANGE: 20140529
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL AMERICAN CORP.
CENTRAL INDEX KEY: 0001514128
STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324]
IRS NUMBER: 274683816
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
BUSINESS PHONE: 914-934-5200
MAIL ADDRESS:
STREET 1: SIX INTERNATIONAL DRIVE, SUITE 190
CITY: RYE BROOK
STATE: NY
ZIP: 10573
FORMER COMPANY:
FORMER CONFORMED NAME: UNIVERSAL AMERICAN SPIN CORP.
DATE OF NAME CHANGE: 20110228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PERRY RICHARD C
CENTRAL INDEX KEY: 0000925183
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35149
FILM NUMBER: 14876415
MAIL ADDRESS:
STREET 1: C/O PERRY CORP
STREET 2: 599 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2014-05-28
0
0001514128
UNIVERSAL AMERICAN CORP.
UAM
0000925183
PERRY RICHARD C
C/O PERRY CORP.
767 FIFTH AVENUE, 19TH FLOOR
NEW YORK
NY
10153
1
0
0
0
Common Stock, par value $0.01 per share
2014-05-28
4
A
0
2472
0
A
2704932
I
By Perry Partners, L.P.
Common Stock, par value $0.01 per share
4414601
I
By Perry Partners International, Inc.
Common Stock, par value $0.01 per share
2014-05-28
4
A
0
4588
0
A
9702
I
By Perry Partners International Master, Inc.
Common Stock, par value $0.01 per share
2014-05-28
4
A
0
122
0
A
89810
I
By Perry Private Opportunities Offshore Fund, L.P.
Common Stock, par value $0.01 per share
2014-05-28
4
A
0
670
0
A
491743
I
By Perry Private Opportunities Fund, L.P.
Stock Option (Right to Buy)
7.96
2014-05-28
4
A
0
8140
0
A
2019-05-28
Common Stock, par value $0.01 per share
8140
8140
I
By Perry Partners, L.P.
Stock Option (Right to Buy)
7.96
2014-05-28
4
A
0
15109
0
A
2019-05-28
Common Stock, par value $0.01 per share
15109
15109
I
By Perry Partners International Master, Inc.
Stock Option (Right to Buy)
7.96
2014-05-28
4
A
0
404
0
A
2019-05-28
Common Stock, par value $0.01 per share
404
404
I
By Perry Private Opportunities Offshore Fund, L.P.
Stock Option (Right to Buy)
7.96
2014-05-28
4
A
0
2206
0
A
2019-05-28
Common Stock, par value $0.01 per share
2206
2206
I
By Perry Private Opportunities Fund, L.P.
These shares of restricted stock vest as to one-quarter of the number of shares on May 28, 2015, one-quarter of the number of shares on May 28, 2016, one-quarter of the number of shares on May 28, 2017, and one-quarter of the number of shares on May 28, 2018.
The direct or indirect general partner and/or investment manager of Perry Partners, L.P., Perry Partners International, Inc., Perry Partners International Master , Inc., Perry Private Opportunities Offshore Fund, L.P. and Perry Private Opportunities Fund, L.P. (collectively, the "Perry Funds") is Perry Corp., of which Mr. Perry is the President and sole shareholder. Perry Corp. and Mr. Perry may be deemed to have voting and dispositive power with respect to shares held by the Perry Funds. Each of Mr. Perry and Perry Corp. disclaims beneficial ownership of such shares, except to the extent of his or its pecuniary interest therein, if any, and this report shall not be deemed an admission that either Mr. Perry or Perry Corp. is the beneficial owner of the shares for purposes of Section 16 of the Exchange Act or for any other purpose.
This option is exercisable in four equal installments beginning on May 28, 2015, 2016, 2017, and 2018.
/s/ Michael C. Neus, as attorney-in-fact
2014-05-29