-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SXT9aBt10pxnoN8ZBvDmpju+W36yGOlrG5fWu0pkqQFkTWVIJnJPFvEI406TCMX0 e84YrKAt3tKnZI+oSVG2Iw== 0001104659-04-004771.txt : 20040217 0001104659-04-004771.hdr.sgml : 20040216 20040217153413 ACCESSION NUMBER: 0001104659-04-004771 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20040217 GROUP MEMBERS: ANDREW MACK GROUP MEMBERS: BEATRICE MACK GROUP MEMBERS: DAVID S. MACK GROUP MEMBERS: DAVID S. MACK, TRUSTEE, THE DAVID AND SONDRA MACK FOUNDATION GROUP MEMBERS: EARLE I. MACK GROUP MEMBERS: EARLE I. MACK, AS TRUSTEE FOR THE EARLE I. MACK FOUNDATION GROUP MEMBERS: FREDRIC MACK GROUP MEMBERS: MITCHELL E. HERSH GROUP MEMBERS: PHYLLIS MACK, AS TRUSTEE FOR TRUST F/B/O RICHARD MACK GROUP MEMBERS: PHYLLIS MACK, AS TRUSTEE FOR TRUST F/B/O STEPHEN MACK GROUP MEMBERS: RICHARD MACK GROUP MEMBERS: STEPHEN MACK GROUP MEMBERS: WILLIAM L. MACK, AS TRUSTEE FOR TRUST WILLIAM MACK 4/30/92 GROUP MEMBERS: WILLIAM L. MACK, AS TRUSTEE FOR TRUST WILLIAM MACK A FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACK WILLIAM L CENTRAL INDEX KEY: 0001051774 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACK CALI REALTY CORP CENTRAL INDEX KEY: 0000924901 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223305147 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43725 FILM NUMBER: 04608260 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP /NEW/ DATE OF NAME CHANGE: 19960730 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY L P DATE OF NAME CHANGE: 19941025 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP DATE OF NAME CHANGE: 19940608 SC 13G/A 1 a04-2280_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G/A
(Rule 13d-102)

 

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

 

MACK-CALI REALTY CORPORATION

(Name of Issuer)

 

COMMON STOCK

(Title of Class of Securities)

 

554489 10 4

(CUSIP Number)

 

 

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

ý

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

 

CUSIP No.  554489 10 4

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

The Mack Group

William L. Mack
Earle I. Mack
Mitchell E. Hersh
David S. Mack
Fredric Mack
Richard Mack
Stephen Mack
Andrew Mack
Beatrice Mack
David S. Mack, as Trustee for The David and Sondra Mack Foundation
Earle I. Mack, as Trustee for the Earle I. Mack Foundation
William L. Mack, as Trustee for Trust William Mack A
William L. Mack, as Trustee for Trust William Mack 4/30/92
Phyllis Mack, as Trustee for Trust f/b/o Richard Mack
Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

ý

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
U.S.

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
9,432,473

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
9,432,473

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,432,473*

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
13.7%

 

 

12.

Type of Reporting Person (See Instructions)
OO

 


* See Response to Item 4.

 

2



 

Item 1.

 

(a)

Name of Issuer
Mack-Cali Realty Corporation

 

(b)

Address of Issuer’s Principal Executive Offices
11 Commerce Drive, Cranford, New Jersey 07016

 

Item 2.

 

(a)

Name of Person Filing
The Mack Group

 

(b)

Address of Principal Business Office or, if none, Residence
11 Commerce Drive, Cranford, New Jersey 07016

 

(c)

Citizenship
Each member of The Mack Group is a citizen of the United States.

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
554489 10 4

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

3



 

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Item 4.

Ownership as of December 31, 2003

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

9,432,473*

 

*David S. Mack, a member of The Mack Group, is a trustee of The David and Sondra Mack Foundation, a charitable foundation that owns 125,000 reported shares.  In addition, Earle I. Mack, a member of The Mack Group, is a trustee of the Earle I. Mack Foundation, a charitable foundation that owns 100,000 reported shares.  David S. Mack and Earle I. Mack, pursuant to Rule 13d-4 of the Securities Exchange Act of 1934, as amended, each hereby specifically disclaims beneficial ownership of any shares owned by such foundations reported on this Schedule.

 

(b)

Percent of class:   

13.7%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

0

 

 

(ii)

Shared power to vote or to direct the vote    

9,432,473

 

4



 

 

 

(iii)

Sole power to dispose or to direct the disposition of   

0

 

 

(iv)

Shared power to dispose or to direct the disposition of   

9,432,473

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Not applicable.

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

See Exhibit A attached hereto.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

Item 10.

Certification

 

Not applicable.

 

5



 

SIGNATURES

 

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

 

 

Dated: February 17, 2004

/s/ William L. Mack

 

 

William L. Mack

 

 

Dated: February 17, 2004

/s/ Earle I. Mack

 

 

Earle I. Mack

 

 

Dated: February 17, 2004

/s/ Mitchell E. Hersh

 

 

Mitchell E. Hersh

 

 

Dated: February 17, 2004

/s/ David S. Mack

 

 

David S. Mack

 

 

Dated: February 17, 2004

/s/ Fredric Mack

 

 

Fredric Mack

 

 

Dated: February 17, 2004

/s/ Richard Mack

 

 

Richard Mack

 

 

Dated: February 17, 2004

/s/ Stephen Mack

 

 

Stephen Mack

 

 

Dated: February 17, 2004

/s/ Andrew Mack

 

 

Andrew Mack

 

 

Dated: February 17, 2004

/s/ Beatrice Mack

 

 

Beatrice Mack

 

 

Dated: February 17, 2004

/s/ David S. Mack

 

 

David S. Mack, as Trustee for The
David and Sondra Mack Foundation

 

 

Dated: February 17, 2004

/s/ Earle I. Mack

 

 

Earle I. Mack, as Trustee for the
Earle I. Mack Foundation

 

 

Dated: February 17, 2004

/s/ William L. Mack

 

 

William L. Mack, as Trustee for Trust
William Mack A

 

6



 

Dated: February 17, 2004

/s/ William L. Mack

 

 

William L. Mack, as Trustee for Trust
William Mack 4/30/92

 

 

Dated: February 17, 2004

/s/ Phyllis Mack

 

 

Phyllis Mack, as Trustee for Trust
f/b/o Richard Mack

 

 

Dated: February 17, 2004

/s/ Phyllis Mack

 

 

Phyllis Mack, as Trustee for Trust
f/b/o Stephen Mack

 

7


EX-99.A 3 a04-2280_1ex99da.htm EX-99.A

 

Exhibit A

 

THE MACK GROUP

 

NAME

 

NUMBER OF SHARES
BENEFICIALLY OWNED(1)

 

William L. Mack

 

2,471,614

 

Earle I. Mack

 

2,034,765

 

Mitchell E. Hersh

 

296,372

 

David S. Mack

 

2,266,947

 

Fredric Mack

 

912,159

 

Richard Mack

 

16,349

 

Stephen Mack

 

16,349

 

Andrew Mack

 

89,809

 

Beatrice Mack

 

89,780

 

David S. Mack, as Trustee for The David and Sondra Mack Foundation

 

125,000

(2)

Earle I. Mack, as Trustee for the Earle I. Mack Foundation

 

100,000

(2)

William L. Mack, as Trustee for Trust William Mack A

 

112,625

 

William L. Mack, as Trustee for Trust William Mack 4/30/92

 

66,934

 

Phyllis Mack, as Trustee for Trust f/b/o Richard Mack

 

416,885

 

Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack

 

416,885

 

TOTAL

 

9,432,473

(2)

 


(1)  Includes shares of Common Stock, restricted shares of Common Stock, limited partnership units redeemable for shares of Common Stock and vested options to purchase shares of Common Stock.

(2)  David S. Mack, a member of The Mack Group, is a trustee of The David and Sondra Mack Foundation, a charitable foundation that owns 125,000 reported shares.  In addition, Earle I. Mack, a member of The Mack Group, is a trustee of the Earle I. Mack Foundation, a charitable foundation that owns 100,000 reported shares.  David S. Mack and Earle I. Mack, pursuant to Rule 13d-4 of the Securities Exchange Act of 1934, as amended, each hereby specifically disclaims beneficial ownership of any shares owned by such foundations reported on this Schedule.

 


EX-99.B 4 a04-2280_1ex99db.htm EX-99.B

 

Exhibit B

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Mack-Cali Realty Corporation.

 

Dated: February 17, 2004

/s/ William L. Mack

 

 

William L. Mack

 

 

 

 

Dated: February 17, 2004

/s/ Earle I. Mack

 

 

Earle I. Mack

 

 

 

 

Dated: February 17, 2004

/s/ Mitchell E. Hersh

 

 

Mitchell E. Hersh

 

 

 

 

Dated: February 17, 2004

/s/ David S. Mack

 

 

David S. Mack

 

 

 

 

Dated: February 17, 2004

/s/ Fredric Mack

 

 

Fredric Mack

 

 

 

 

Dated: February 17, 2004

/s/ Richard Mack

 

 

Richard Mack

 

 

 

 

Dated: February 17, 2004

/s/ Stephen Mack

 

 

Stephen Mack

 

 

 

 

Dated: February 17, 2004

/s/ Andrew Mack

 

 

Andrew Mack

 

 

 

 

Dated: February 17, 2004

/s/ Beatrice Mack

 

 

Beatrice Mack

 

 

 

 

Dated: February 17, 2004

/s/ David S. Mack

 

 

David S. Mack, as Trustee for The
David and Sondra Mack Foundation

 

 

 

 

Dated: February 17, 2004

/s/ Earle I. Mack

 

 

Earle I. Mack, as Trustee for the
Earle I. Mack Foundation

 

 

 

Dated: February 17, 2004

/s/ William L. Mack

 

 

William L. Mack, as Trustee for Trust
William Mack A

 

 



 

Dated: February 17, 2004

/s/ William L. Mack

 

 

William L. Mack, as Trustee for Trust
William Mack 4/30/92

 

 

 

Dated: February 17, 2004

/s/ Phyllis Mack

 

 

Phyllis Mack, as Trustee for Trust
f/b/o Richard Mack

 

 

 

 

Dated: February 17, 2004

/s/ Phyllis Mack

 

 

Phyllis Mack, as Trustee for Trust
f/b/o Stephen Mack

 

 


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