-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GmIn79rQ0V9z0HO1q6RWt2K+6qOPHTL+0RKcW5aOG1xFwXihv2IwRLET62akdzjr SNfjkWIDc0lZLQkp6uFflA== 0000912057-00-006704.txt : 20000215 0000912057-00-006704.hdr.sgml : 20000215 ACCESSION NUMBER: 0000912057-00-006704 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACK CALI REALTY CORP CENTRAL INDEX KEY: 0000924901 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 223305147 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43725 FILM NUMBER: 542749 BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP /NEW/ DATE OF NAME CHANGE: 19960730 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY L P DATE OF NAME CHANGE: 19941025 FORMER COMPANY: FORMER CONFORMED NAME: CALI REALTY CORP DATE OF NAME CHANGE: 19940608 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACK WILLIAM L CENTRAL INDEX KEY: 0001051774 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 11 COMMERCE DR STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 BUSINESS PHONE: 9082728000 MAIL ADDRESS: STREET 1: 11 COMMERCE DRIVE STREET 2: 1ST FLOOR CITY: CRANFORD STATE: NJ ZIP: 07016 SC 13G 1 EXHIBIT 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) MACK-CALI REALTY CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 554489 10 4 --------- (CUSIP Number) ------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) SCHEDULE 13G CUSIP NO. 554489 10 4 1. NAME OF REPORTING PERSON I.R.S IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) THE MACK GROUP -------------- William L. Mack Earle I. Mack Mitchell E. Hersh David Mack Fredric Mack Richard Mack Stephen Mack Earle Mack, as Trustee for Trust Earle Mack A Earle Mack, as Trustee for Trust Earle Mack 4/30/92 William Mack, as Trustee for Trust William Mack A William Mack, as Trustee for Trust William Mack 4/30/92 David Mack, as Trustee for Trust David Mack A David Mack, as Trustee for Trust David Mack 4/30/92 Fredric Mack, as Trustee for Trust Fredric Mack A Fredric Mack, as Trustee for Trust Fredric Mack 4/30/92 Phyllis Mack, as Trustee for Trust f/b/o Richard Mack Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack Tri-West Associates, L.P. --------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |X| (b) |_| --------------------------------------------------------------------------- 3. SEC USE ONLY --------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. --------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER 0 SHARES BENEFICIALLY 6. SHARED VOTING POWER 11,413,713 OWNED BY ------------------------------------- EACH REPORTING 7. SOLE DISPOSITIVE POWER 0 PERSON WITH ---------------------------------- 8. SHARED DISPOSITIVE POWER 11,413,713 -------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11,413,713 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 16.34% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). NAME OF ISSUER: -------------- Mack-Cali Realty Corporation Item 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ----------------------------------------------- 11 Commerce Drive, Cranford, New Jersey 07016 Item 2(a). NAME OF PERSON FILING: --------------------- The Mack Group Item 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE: ------------------------------------ 11 Commerce Drive, Cranford, New Jersey 07016 Item 2(c). CITIZENSHIP: ----------- Each member of The Mack Group is a citizen of the United States. Item 2(d). TITLE OF CLASS OF SECURITIES: ---------------------------- Common Stock Item 2(e). CUSIP NUMBER: ------------ 554489 10 4 Item 3. TYPE OF REPORTING PERSON: ------------------------ Not applicable. Item 4. OWNERSHIP AS OF DECEMBER 31, 1999: --------------------------------- (a) Amount beneficially owned: 11,413,713 (b) Percent of class: 16.34% (c) Number of shares to which such person has: (i) sole power to vote or direct vote: 0 (ii) shared power to vote or direct vote: 11,413,713 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or direct the disposition of: 11,413,713 Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. -------------------------------------------- Not applicable. Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. --------------------------------------------------------------- Not applicable. Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. -------------------------------------------------------------------- Not applicable. Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. --------------------------------------------------------- See Exhibit A attached hereto. Item 9. NOTICE OF DISSOLUTION OF GROUP. ------------------------------ Not applicable. Item 10. CERTIFICATION. ------------------------------ Not applicable. SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2000 /S/ WILLIAM L. MACK --------------------------------------------- William L. Mack Dated: February 14, 2000 /S/ EARLE I. MACK --------------------------------------------- Earle I. Mack Dated: February 14, 2000 /S/ MITCHELL E. HERSH --------------------------------------------- Mitchell E. Hersh Dated: February 14, 2000 /S/ DAVID MACK --------------------------------------------- David Mack Dated: February 14, 2000 /S/ FREDRIC MACK --------------------------------------------- Fredric Mack Dated: February 14, 2000 /S/ RICHARD MACK --------------------------------------------- Richard Mack Dated: February 14, 2000 /S/ STEPHEN MACK --------------------------------------------- Stephen Mack Dated: February 14, 2000 /S/ EARLE MACK --------------------------------------------- Earle Mack, as Trustee for Trust Earle Mack A Dated: February 14, 2000 /S/ EARLE MACK --------------------------------------------- Earle Mack, as Trustee for Trust Earle Mack 4/30/92 Dated: February 14, 2000 /S/ WILLIAM MACK --------------------------------------------- William Mack, as Trustee for Trust William Mack A Dated: February 14, 2000 /S/ WILLIAM MACK --------------------------------------------- William Mack, as Trustee for Trust William Mack 4/30/92 Dated: February 14, 2000 /S/ DAVID MACK --------------------------------------------- David Mack, as Trustee for Trust David Mack A Dated: February 14, 2000 /S/ DAVID MACK --------------------------------------------- David Mack, as Trustee for Trust David Mack 4/30/92 Dated: February 14, 2000 /S/ FREDRIC MACK --------------------------------------------- Fredric Mack, as Trustee for Trust Fredric Mack A Dated: February 14, 2000 /S/ FREDRIC MACK --------------------------------------------- Fredric Mack, as Trustee for Trust Fredric Mack 4/30/92 Dated: February 14, 2000 /S/ PHYLLIS MACK --------------------------------------------- Phyllis Mack, as Trustee for Trust f/b/o Richard Mack Dated: February 14, 2000 /S/ PHYLLIS MACK --------------------------------------------- Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack Dated: February 14, 2000 Tri-West Associates, L.P. By: Tri-West Operating Corporation General Partner By: /S/ WILLIAM L. MACK ---------------------------------------- William L. Mack Chairman Exhibit A THE MACK GROUP
- ---------------------------------------------------------------------------------------------------- NAME NUMBER OF SHARES BENEFICIALLY OWNED* - ---------------------------------------------------------------------------------------------------- William L. Mack 2,856,787 - ---------------------------------------------------------------------------------------------------- Earle I. Mack 2,469,811 - ---------------------------------------------------------------------------------------------------- Mitchell E. Hersh 387,909 - ---------------------------------------------------------------------------------------------------- David Mack 2,577,374 - ---------------------------------------------------------------------------------------------------- Fredric Mack 847,892 - ---------------------------------------------------------------------------------------------------- Richard Mack 14,355 - ---------------------------------------------------------------------------------------------------- Stephen Mack 14,355 - ---------------------------------------------------------------------------------------------------- Earle Mack, as Trustee for Trust Earle Mack A 132,946 - ---------------------------------------------------------------------------------------------------- Earle Mack, as Trustee for Trust Earle Mack 4/30/92 79,160 - ---------------------------------------------------------------------------------------------------- William Mack, as Trustee for Trust William Mack A 132,915 - ---------------------------------------------------------------------------------------------------- William Mack, as Trustee for Trust William Mack 4/30/92 79,162 - ---------------------------------------------------------------------------------------------------- Fredric Mack, as Trustee for Trust Fredric Mack A 132,945 - ---------------------------------------------------------------------------------------------------- Fredric Mack, as Trustee for Trust Fredric Mack 4/30/92 79,160 - ---------------------------------------------------------------------------------------------------- David Mack, as Trustee for Trust David Mack A 132,945 - ---------------------------------------------------------------------------------------------------- David Mack, as Trustee for Trust David Mack 4/30/92 79,160 - ---------------------------------------------------------------------------------------------------- Phyllis Mack, as Trustee for Trust f/b/o Richard Mack 491,850 - ---------------------------------------------------------------------------------------------------- Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack 491,850 - ---------------------------------------------------------------------------------------------------- Tri-West Associates, L.P. 413,137 - ---------------------------------------------------------------------------------------------------- TOTAL 11,413,713 - ----------------------------------------------------------------------------------------------------
* Includes limited partnership units redeemable for shares of Common Stock of Mack-Cali Realty Corporation, vested warrants to purchase limited partnership units redeemable for shares of Common Stock and vested options and warrants to purchase shares of Common Stock. Exhibit B JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Mack-Cali Realty Corporation. Dated: February 14, 2000 /S/ WILLIAM L. MACK --------------------------------------------- William L. Mack Dated: February 14, 2000 /S/ EARLE I. MACK --------------------------------------------- Earle I. Mack Dated: February 14, 2000 /S/ MITCHELL E. HERSH --------------------------------------------- Mitchell E. Hersh Dated: February 14, 2000 /S/ DAVID MACK --------------------------------------------- David Mack Dated: February 14, 2000 /S/ FREDRIC MACK --------------------------------------------- Fredric Mack Dated: February 14, 2000 /S/ RICHARD MACK --------------------------------------------- Richard Mack Dated: February 14, 2000 /S/ STEPHEN MACK --------------------------------------------- Stephen Mack Dated: February 14, 2000 /S/ EARLE MACK --------------------------------------------- Earle Mack, as Trustee for Trust Earle Mack A Dated: February 14, 2000 /S/ EARLE MACK --------------------------------------------- Earle Mack, as Trustee for Trust Earle Mack 4/30/92 Dated: February 14, 2000 /S/ WILLIAM MACK --------------------------------------------- William Mack, as Trustee for Trust William Mack A Dated: February 14, 2000 /S/ WILLIAM MACK --------------------------------------------- William Mack, as Trustee for Trust William Mack 4/30/92 Dated: February 14, 2000 /S/ DAVID MACK --------------------------------------------- David Mack, as Trustee for Trust David Mack A Dated: February 14, 2000 /S/ DAVID MACK --------------------------------------------- David Mack, as Trustee for Trust David Mack 4/30/92 Dated: February 14, 2000 /S/ FREDRIC MACK --------------------------------------------- Fredric Mack, as Trustee for Trust Fredric Mack A Dated: February 14, 2000 /S/ FREDRIC MACK --------------------------------------------- Fredric Mack, as Trustee for Trust Fredric Mack 4/30/92 Dated: February 14, 2000 /S/ PHYLLIS MACK --------------------------------------------- Phyllis Mack, as Trustee for Trust f/b/o Richard Mack Dated: February 14, 2000 /S/ PHYLLIS MACK --------------------------------------------- Phyllis Mack, as Trustee for Trust f/b/o Stephen Mack Dated: February 14, 2000 Tri-West Associates, L.P. By: Tri-West Operating Corporation General Partner By: /S/ WILLIAM L. MACK --------------------------------------------- William L. Mack Chairman - -------- -----END PRIVACY-ENHANCED MESSAGE-----