-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VB3+CXoAX+Mfcidgye22AbSZH2woTYDYqmfoIzGY+sz5jUVImZ9bD5zzv7eGAXhz E/7HUPd3/MtfzpdiG0iuLg== 0001038838-06-000862.txt : 20061107 0001038838-06-000862.hdr.sgml : 20061107 20061106212444 ACCESSION NUMBER: 0001038838-06-000862 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061106 ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20061107 DATE AS OF CHANGE: 20061106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BMB MUNAI INC CENTRAL INDEX KEY: 0000924805 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 300233726 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33034 FILM NUMBER: 061191879 BUSINESS ADDRESS: STREET 1: C/O POULTON & YORDAN STREET 2: 324 SOUTH 400 WEST SUITE 250 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 BUSINESS PHONE: 801-355-2227 MAIL ADDRESS: STREET 1: C/O POULTON & YORDAN STREET 2: 324 SOUTH 400 WEST SUITE 250 CITY: SALT LAKE CITY STATE: UT ZIP: 84101 FORMER COMPANY: FORMER CONFORMED NAME: INTERUNION FINANCIAL CORP DATE OF NAME CHANGE: 19960719 8-K 1 form8k110606.txt FORM 8-K DATED NOVEMBER 6, 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported) November 6, 2006 Commission File Number 000-28638 BMB MUNAI, INC. --------------- (Exact Name of Registrant as Specified in its Charter) NEVADA 30-0233726 - ------------------------------- ------------------------------- (State or other jurisdiction of (I.R.S. Employer Identification incorporation or organization) Number) 202 Dostyk Ave., 4th Floor, Almaty, Kazakhstan ---------------------------------------------- (Address of principal executive offices) 050051 --------- (Zip Code) +7 (3272) 375-125 ----------------------------------------------- (Registrant's Executive Office Telephone Number) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act Item 7.01 Regulation FD On November 6, 2006, in a meeting with some clients of Alpha Bank, the Company disclosed certain preliminary internal estimates of financial results of operations for its second fiscal quarter. These figures had not been reviewed by the Company's independent registered accounting firm. The Company has since learned that these figures will be subject to material revisions and are not reliable. We therefore caution investors not to rely upon this information in making investment decisions until such time as the Company files its Quarterly Report for the quarter ended September 30, 2006 disclosing the Company's financial statements and results of operations for its second fiscal quarter. The Company anticipates filing its Quarterly Report by November 9, 2006. Following is the information disclosed to some clients of Alpha Bank: Assets as of September 30, 2006 - ----------------------------------------------------------------------------- Current assets $53,095,177 Long term assets 87,367,526 Total assets 140,462,703 Liabilities as of September 30, 2006 - ----------------------------------------------------------------------------- Current liabilities $ 7,058,618 Long term liabilities 11,109,707 Shareholders' equity 122,294,378 Total liabilities and shareholder's equity 140,462,703 For the three months ended 9/30/06 - ----------------------------------------------------------------------------- Revenues $4,016,972 Expenses Oil and gas operating 575,698 General and administrative 1,955,246 Total expenses 3,024,240 Income/(loss) from operations 992,732 Total other income/(expense) 199,133 Income/(loss) before income taxes 1,191,865 Net income/(loss) 1,037,487 Income/(loss) per share 0.02 2 For the six months ended 9/30/06 Cash flows from operating activities: - ----------------------------------------------------------------------------- Net loss $2,103,274 Net cash provided by/(used in) operating activities $27,199,443 Cash flows from investing activities: - ----------------------------------------------------------------------------- Net cash used in investing activities 16,640,253 Cash flow from financing activities: - ----------------------------------------------------------------------------- Net cash provided by financing activities $5,758,502 Net change in cash and cash equivalents 16,237,692 Cash at 3/31/06 18,046,123 Cash at 6/30/06 34,283,815 Pursuant to General Instruction B.2 of the Current Report on Form 8-K, the information in this Item 7.01 is being furnished and shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. Furthermore, the information in this Item 7.01 shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. BMB MUNAI, INC. Date: November 6, 2006 By: /s/ Adam R. Cook ------------------------ Adam R. Cook, Secretary 3 -----END PRIVACY-ENHANCED MESSAGE-----