0000929638-24-003056.txt : 20240903
0000929638-24-003056.hdr.sgml : 20240903
20240903160018
ACCESSION NUMBER: 0000929638-24-003056
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240729
FILED AS OF DATE: 20240903
DATE AS OF CHANGE: 20240903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zhumagulov Aidos
CENTRAL INDEX KEY: 0002033865
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33034
FILM NUMBER: 241273912
MAIL ADDRESS:
STREET 1: BOCK 1, ABISH KEKILBAYEV STREET, 270
STREET 2: APARTMENT 423
CITY: ALMATY
STATE: 1P
ZIP: 050060
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freedom Holding Corp.
CENTRAL INDEX KEY: 0000924805
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 300233726
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: ESENTAI TOWER BC, FLOOR 7
STREET 2: 77/7 AL FARABI AVE.
CITY: ALMATY
STATE: 1P
ZIP: 050040
BUSINESS PHONE: 1-212-309-6000
MAIL ADDRESS:
STREET 1: ESENTAI TOWER BC, FLOOR 7
STREET 2: 77/7 AL FARABI AVE.
CITY: ALMATY
STATE: 1P
ZIP: 050040
FORMER COMPANY:
FORMER CONFORMED NAME: BMB MUNAI INC
DATE OF NAME CHANGE: 20031218
FORMER COMPANY:
FORMER CONFORMED NAME: INTERUNION FINANCIAL CORP
DATE OF NAME CHANGE: 19960719
3
1
form3.xml
X0206
3
2024-07-29
0
0000924805
Freedom Holding Corp.
FRHC
0002033865
Zhumagulov Aidos
ESENTAI TOWER BC, FLOOR 7
77/7 AL FARABI AVE
ALMATY
1P
050040
KAZAKSTAN
true
see below*
Common Stock
152013
D
Common Stock
8499
I
Spouse
In connection with the filing on July 29, 2024, of Freedom Holding Corp.'s (the "Company") proxy statement for its 2024 annual meeting, the Company determined that the reporting person was an "officer" for purposes of Section 16 of the Exchange Act of 1934, as amended.
On May 18, 2021, Mr. Zhumagulov was awarded 30,000 restricted shares of common stock of the Company under the Company's 2019 Equity Incentive Plan (the "Plan"). 6,000 shares of that grant vested on May 18, 2022. Assuming satisfaction of applicable vesting conditions, which include continuous service with the Company and market price conditions tied to the performance of the Company's common stock, vesting of the shares will occur as follows: 6,000 shares on each anniversary of the award date through May 18, 2026.
On March 1, 2024, Mr. Zhumagulov was awarded 140,628 restricted shares of common stock of the Company under the Plan. 23,438 shares of that grant vested on April 4, 2024. Assuming satisfaction of applicable vesting conditions, which include continuous service with the Company and market price conditions tied to the performance of the Company's common stock, vesting of the shares will occur as follows: 23,438 shares annually through January 25, 2029.
* Freedom KZ Advisor to the Development and International Cooperation Dept. & Freedom Bank KZ Board Member
/s/ Aidos Zhumagulov
2024-09-03