0000929638-24-003056.txt : 20240903 0000929638-24-003056.hdr.sgml : 20240903 20240903160018 ACCESSION NUMBER: 0000929638-24-003056 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240729 FILED AS OF DATE: 20240903 DATE AS OF CHANGE: 20240903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhumagulov Aidos CENTRAL INDEX KEY: 0002033865 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33034 FILM NUMBER: 241273912 MAIL ADDRESS: STREET 1: BOCK 1, ABISH KEKILBAYEV STREET, 270 STREET 2: APARTMENT 423 CITY: ALMATY STATE: 1P ZIP: 050060 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freedom Holding Corp. CENTRAL INDEX KEY: 0000924805 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300233726 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ESENTAI TOWER BC, FLOOR 7 STREET 2: 77/7 AL FARABI AVE. CITY: ALMATY STATE: 1P ZIP: 050040 BUSINESS PHONE: 1-212-309-6000 MAIL ADDRESS: STREET 1: ESENTAI TOWER BC, FLOOR 7 STREET 2: 77/7 AL FARABI AVE. CITY: ALMATY STATE: 1P ZIP: 050040 FORMER COMPANY: FORMER CONFORMED NAME: BMB MUNAI INC DATE OF NAME CHANGE: 20031218 FORMER COMPANY: FORMER CONFORMED NAME: INTERUNION FINANCIAL CORP DATE OF NAME CHANGE: 19960719 3 1 form3.xml X0206 3 2024-07-29 0 0000924805 Freedom Holding Corp. FRHC 0002033865 Zhumagulov Aidos ESENTAI TOWER BC, FLOOR 7 77/7 AL FARABI AVE ALMATY 1P 050040 KAZAKSTAN true see below* Common Stock 152013 D Common Stock 8499 I Spouse In connection with the filing on July 29, 2024, of Freedom Holding Corp.'s (the "Company") proxy statement for its 2024 annual meeting, the Company determined that the reporting person was an "officer" for purposes of Section 16 of the Exchange Act of 1934, as amended. On May 18, 2021, Mr. Zhumagulov was awarded 30,000 restricted shares of common stock of the Company under the Company's 2019 Equity Incentive Plan (the "Plan"). 6,000 shares of that grant vested on May 18, 2022. Assuming satisfaction of applicable vesting conditions, which include continuous service with the Company and market price conditions tied to the performance of the Company's common stock, vesting of the shares will occur as follows: 6,000 shares on each anniversary of the award date through May 18, 2026. On March 1, 2024, Mr. Zhumagulov was awarded 140,628 restricted shares of common stock of the Company under the Plan. 23,438 shares of that grant vested on April 4, 2024. Assuming satisfaction of applicable vesting conditions, which include continuous service with the Company and market price conditions tied to the performance of the Company's common stock, vesting of the shares will occur as follows: 23,438 shares annually through January 25, 2029. * Freedom KZ Advisor to the Development and International Cooperation Dept. & Freedom Bank KZ Board Member /s/ Aidos Zhumagulov 2024-09-03