0000924805-24-000020.txt : 20240229 0000924805-24-000020.hdr.sgml : 20240229 20240229070024 ACCESSION NUMBER: 0000924805-24-000020 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20240225 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240229 DATE AS OF CHANGE: 20240229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Freedom Holding Corp. CENTRAL INDEX KEY: 0000924805 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 300233726 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33034 FILM NUMBER: 24698777 BUSINESS ADDRESS: STREET 1: C/O MORGAN, LEWIS & BOCKIUS LLP STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178-0060 BUSINESS PHONE: 1-212-309-6000 MAIL ADDRESS: STREET 1: C/O MORGAN, LEWIS & BOCKIUS LLP STREET 2: 101 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10178-0060 FORMER COMPANY: FORMER CONFORMED NAME: BMB MUNAI INC DATE OF NAME CHANGE: 20031218 FORMER COMPANY: FORMER CONFORMED NAME: INTERUNION FINANCIAL CORP DATE OF NAME CHANGE: 19960719 8-K 1 frhc-20240225.htm 8-K frhc-20240225
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  February 25, 2024

FREEDOM HOLDING CORP.
(Exact name of registrant as specified in its charter)
Nevada001-3303430-0233726
(State or other jurisdiction of incorporation)
Commission
File Number)
(IRS Employer
Identification No.)
“Esentai Tower” BC, Floor 7, 77/7 Al Farabi Ave., Almaty, Kazakhstan
(Address of principal executive offices)
050040
(Zip code)
 +7 727 311 10 64
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered under Section 12(b) of the Act:

Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.001 per shareFRHC
The Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicated by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On February 25, 2024, Leonard Stillman resigned from the Board of Directors (the “Board”) of Freedom Holding Corp. (the “Company”) with immediate effect. Mr. Stillman indicated that his resignation was for personal reasons and was not related to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices. As a result of Mr. Stillman’s resignation, the size of the Board has been reduced from six directors to five directors.



Item 9.01 Financial Statements and Exhibits

(d) Exhibits
Exhibit No.Description
104Cover Page Interactive Data File (embedded within the Inline XBRL document)



SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

FREEDOM HOLDING CORP.
Date: February 29, 2024
By:/s/ Evgeniy Ler
Evgeniy Ler
Chief Financial Officer




2

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Cover
Sep. 13, 2022
Cover [Abstract]  
Document Type 8-K
Document Period End Date Feb. 25, 2024
Entity Incorporation, State or Country Code NV
Entity File Number 001-33034
Entity Tax Identification Number 30-0233726
Entity Address, Address Line One “Esentai Tower” BC, Floor 7, 77/7 Al Farabi Ave.
Entity Address, Postal Zip Code 050040
City Area Code 727
Entity Address, City or Town Almaty
Entity Address, Country KZ
Country Region +7
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