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OMB APPROVAL
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UNITED STATES |
OMB Number: 3235-0582 |
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SECURITIES AND EXCHANGE COMMISSION |
Expires: January 31, 2015 |
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Washington, D.C. 20549 |
Estimated average burden hours per response......7.2 |
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
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Investment Company Act file number |
811-8544 | ||||
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FPA Funds Trust’s | |||||
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(Exact name of registrant as specified in charter) | |||||
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11601 Wilshire Blvd., Ste. 1200, Los Angeles, |
90025 | |||
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(Address of principal executive offices) |
(Zip code) | |||
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J. Richard Atwood, Treasurer | |||||
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FPA Funds Trust | |||||
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11601 Wilshire Blvd., Ste. 1200, Los Angeles, CA 90025 | |||||
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(Name and address of agent for service) | |||||
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Registrant’s telephone number, including area code: |
310-473-0225 | ||||
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Date of fiscal year end: |
12/31 | ||||
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Date of reporting period: |
7/1/13 to 6/30/14 | ||||
Item 1. Proxy Voting Record.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
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(a) |
The name of the issuer of the portfolio security; |
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(b) |
The exchange ticker symbol of the portfolio security; |
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(c) |
The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
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The shareholder meeting date; |
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A brief identification of the matter voted on; |
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Whether the matter was proposed by the issuer or by a security holder; |
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(g) |
Whether the registrant cast its vote on the matter; |
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(h) |
How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); |
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(i) |
Whether the registrant cast its vote for or against management. |
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08544
Reporting Period: 07/01/2013 - 06/30/2014
FPA FUNDS TRUST
============================== FPA Crescent Fund ===============================
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Klaus Kleinfeld For For Management
1.2 Elect Director James W. Owens For For Management
1.3 Elect Director Martin S. Sorrell For For Management
1.4 Elect Director Ratan N. Tata For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rex D. Adams For For Management
1b Elect Director Ian H. Chippendale For For Management
1c Elect Director Weston M. Hicks For For Management
1d Elect Director Jefferson W. Kirby For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert H. Benmosche For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Peter R. Fisher For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Arthur C. Martinez For For Management
1h Elect Director George L. Miles, Jr. For For Management
1i Elect Director Henry S. Miller For For Management
1j Elect Director Robert S. Miller For For Management
1k Elect Director Suzanne Nora Johnson For For Management
1l Elect Director Ronald A. Rittenmeyer For For Management
1m Elect Director Douglas M. Steenland For For Management
1n Elect Director Theresa M. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Continue to Restrict Certain Transfers
of AIG Common Stock in Order to
Protect AIG's Tax Attributes
4 Amend Tax Asset Protection Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA
Ticker: ABI Security ID: 03524A108
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
A1 Exchange all Outstanding Warrants For For Management
under Executive and Senior Manager
Incentive Scheme into Stock Options
A2a Receive Special Board Report Re: None None Management
Authorized Capital
A2b Renew Authorization to Increase Share For For Management
Capital Up To 3 Percent of Issued
Capital
B1a Authorize Repurchase and Reissuance of For Against Management
Up to 20 Percent of Issued Share
Capital
B1b Amend Articles to Reflect Changes in For Against Management
Capital Re: Repurchase Authorization
under Item B1a
C1 Receive Directors' Reports (Non-Voting) None None Management
C2 Receive Auditors' Reports (Non-Voting) None None Management
C3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
C4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 2.05 per Share
C5 Approve Discharge of Directors For For Management
C6 Approve Discharge of Auditors For For Management
C7a Reelect Kees Storm as Independent For Against Management
Director
C7b Reelect Mark Winkelman as Independent For For Management
Director
C7c Reelect Alexandre Van Damme as Director For Against Management
C7d Reelect Gregoire de Spoelberch as For Against Management
Director
C7e Reelect Carlos Alberto de Veiga For Against Management
Sicupera as Director
C7f Reelect Marcel Herrmann Telles as For Against Management
Director
C7g Elect Paulo Lemann as Director For Against Management
C7h Elect Alexandre Behring as Director For Against Management
C7i Elect Elio Leoni Sceti as Independent For For Management
Director
C7j Elect Maria Asuncion Aramburuzabala For Against Management
Larregui as Director
C7k Elect Valentin Diez Morodo as Director For Against Management
C8a Approve Remuneration Report For Against Management
C8b Approve Non-Employee Director Stock For Against Management
Option Plan and According Stock Option
Grants to Non-Executive Directors
D1 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Fulvio Conti For For Management
1.4 Elect Director Cheryl A. Francis For For Management
1.5 Elect Director Edgar D. Jannotta For For Management
1.6 Elect Director James W. Leng For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Robert S. Morrison For For Management
1.9 Elect Director Richard B. Myers For For Management
1.10 Elect Director Richard C. Notebaert For For Management
1.11 Elect Director Gloria Santona For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Ratify Ernst and Young LLP as Aon's For For Management
Auditors
4 Ratify Ernst and Young LLP as Aon's U. For For Management
K. Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Internal Statutory Auditor
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Remuneration Policy For For Management
8 Advisory Vote to Ratify Directors' For For Management
Remuneration Report
9 Amend Omnibus Stock Plan For For Management
10 Authorize Share Repurchase Program For For Management
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ARRIS GROUP, INC.
Ticker: ARRS Security ID: 04270V106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex B. Best For For Management
1.2 Elect Director Harry L. Bosco For For Management
1.3 Elect Director James A. Chiddix For For Management
1.4 Elect Director Andrew T. Heller For For Management
1.5 Elect Director Matthew B. Kearney For For Management
1.6 Elect Director Robert J. Stanzione For For Management
1.7 Elect Director Doreen A. Toben For For Management
1.8 Elect Director Debora J. Wilson For For Management
1.9 Elect Director David A. Woodle For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Best, N. Murray For For Management
Edwards, Timothy W. Faithfull, Gary A.
Filmon, Christopher L. Fong, Gordon D.
Giffin, Wilfred A. Gobert, Steve W.
Laut, Keith A. J. MacPhail, Frank J.
McKenna, Eldon R. Smith, and David A.
Tuer as Directors
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director N. Murray Edwards For For Management
1.3 Elect Director Timothy W. Faithfull For For Management
1.4 Elect Director Gary A. Filmon For For Management
1.5 Elect Director Christopher L. Fong For For Management
1.6 Elect Director Gordon D. Giffin For For Management
1.7 Elect Director Wilfred A. Gobert For For Management
1.8 Elect Director Steve W. Laut For For Management
1.9 Elect Director Keith A. J. MacPhail For For Management
1.10 Elect Director Frank J. McKenna For For Management
1.11 Elect Director Eldon R. Smith For For Management
1.12 Elect Director David A. Tuer For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
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CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Directors Until the End of the For For Management
Next Annual General Meeting
2 Reelect External Directors for an For For Management
Additional Three Year Term
3 Ratify the Appointment of Kost, Forer, For For Management
Gabbay & Kasierer, a member of Ernst &
Young Global, as Auditors and
Authorize Board to Fix Their
Remuneration ; Discuss Consolidated
Financial Statements for 2013
4 Approve Employment Terms of CEO, Who For For Management
Is Also the Chairman
A Vote FOR if you are a controlling None For Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Thain For For Management
1b Elect Director Ellen R. Alemany For For Management
1c Elect Director Michael J. Embler For For Management
1d Elect Director William M. Freeman For For Management
1e Elect Director David M. Moffett For For Management
1f Elect Director R. Brad Oates For For Management
1g Elect Director Marianne Miller Parrs For For Management
1h Elect Director Gerald Rosenfeld For For Management
1i Elect Director John R. Ryan For For Management
1j Elect Director Sheila A. Stamps For For Management
1k Elect Director Seymour Sternberg For For Management
1l Elect Director Peter J. Tobin For For Management
1m Elect Director Laura S. Unger For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 7.20 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Approve Remuneration of Directors For Against Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Large-Scale Related-Party For For Management
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
11.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
11.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
11.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
11.4 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
11.5 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
11.6 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
11.7 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Loan Facility
Agreement
11.8 Approve Related-Party Transaction with For For Management
OAO Gazprombank and OAO Sberbank of
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
11.9 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
11.10 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
11.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
11.12 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
11.13 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
11.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
11.15 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Deposit Agreements
11.16 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Deposit Agreements
11.17 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Deposit
Agreements
11.18 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.19 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.20 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
11.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
11.22 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
11.23 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
11.24 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
11.25 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.26 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
11.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.28 Approve Related-Party Transaction with For For Management
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
11.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.31 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
11.32 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.33 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
11.34 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
11.35 Approve Related-Party Transaction with For For Management
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
11.36 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
11.37 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.38 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
11.39 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
11.40 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
11.41 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
11.42 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
11.43 Approve Related-Party Transaction with For For Management
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
11.44 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
11.45 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
11.46 Approve Related-Party Transaction with For For Management
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
11.47 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreements on
Transportation of Gas
11.48 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
11.49 Approve Related-Party Transaction with For For Management
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
11.50 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.51 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.52 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.53 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.54 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.55 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.56 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
11.57 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.58 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.59 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.60 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: License
to Use Software
11.61 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
11.62 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
11.63 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
11.64 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
11.65 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.66 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
11.67 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.68 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
11.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
11.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
11.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
11.72 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
11.73 Approve Related-Party Transaction with For For Management
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.74 Approve Related-Party Transaction with For For Management
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.75 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
11.76 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
11.77 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
11.78 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
11.79 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Transportation of Gas
11.80 Approve Related-Party Transaction with For For Management
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
12.1 Elect Andrey Akimov as Director None Against Management
12.2 Elect Farit Gazizullin as Director None Against Management
12.3 Elect Viktor Zubkov as Director None Against Management
12.4 Elect Elena Karpel as Director None Against Management
12.5 Elect Timur Kulibayev as Director None Against Management
12.6 Elect Vitaliy Markelov as Director None Against Management
12.7 Elect Viktor Martynov as Director None Against Management
12.8 Elect Vladimir Mau as Director None Against Management
12.9 Elect Aleksey Miller as Director None Against Management
12.10 Elect Valery Musin as Director None For Management
12.11 Elect Seppo Remes as Director None Against Management
12.12 Elect Oleg Saveliev as Director None Against Management
12.13 Elect Andrey Sapelin as Director None Against Management
12.14 Elect Mikhail Sereda as Director None Against Management
13.1 Elect Vladimir Alisov as Member of For Against Management
Audit Commission
13.2 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
13.3 Elect Aleksey Afonyashin as Member of For Against Management
Audit Commission
13.4 Elect Irina Babenkova as Member of For Against Management
Audit Commission
13.5 Elect Andrey Belobrov as Member of For Against Management
Audit Commission
13.6 Elect Vadim Bikulov as Member of Audit For For Management
Commission
13.7 Elect Larisa Vitj as Member of Audit For Did Not Vote Management
Commission
13.8 Elect Aleksandr Ivanninkov as Member For Did Not Vote Management
of Audit Commission
13.9 Elect Marina Mikhina as Member of For For Management
Audit Commission
13.10 Elect Yuriy Nosov as Member of Audit For For Management
Commission
13.11 Elect Karen Oganyan as Member of Audit For Did Not Vote Management
Commission
13.12 Elect Oleg Osipenko as Member of Audit For Did Not Vote Management
Commission
13.13 Elect Sergey Platonov as Member of For Did Not Vote Management
Audit Commission
13.14 Elect Svetlana Ray as Member of Audit For Did Not Vote Management
Commission
13.15 Elect Mikhail Rosseyev as Member of For Did Not Vote Management
Audit Commission
13.16 Elect Tatyana Fisenko as Member of For Did Not Vote Management
Audit Commission
13.17 Elect Alan Khadziev as Member of Audit For Did Not Vote Management
Commission
13.18 Elect Aleksandr Shevchuk as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 7.20 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Approve Remuneration of Directors For Against Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Large-Scale Related-Party For For Management
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
11.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
11.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
11.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
11.4 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
11.5 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
11.6 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
11.7 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Loan Facility
Agreement
11.8 Approve Related-Party Transaction with For For Management
OAO Gazprombank and OAO Sberbank of
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
11.9 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
11.10 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
11.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
11.12 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
11.13 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
11.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
11.15 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Deposit Agreements
11.16 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Deposit Agreements
11.17 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Deposit
Agreements
11.18 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.19 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.20 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
11.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
11.22 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
11.23 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
11.24 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
11.25 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.26 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
11.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.28 Approve Related-Party Transaction with For For Management
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
11.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.31 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
11.32 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.33 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
11.34 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
11.35 Approve Related-Party Transaction with For For Management
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
11.36 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
11.37 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.38 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
11.39 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
11.40 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
11.41 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
11.42 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
11.43 Approve Related-Party Transaction with For For Management
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
11.44 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
11.45 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
11.46 Approve Related-Party Transaction with For For Management
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
11.47 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreements on
Transportation of Gas
11.48 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
11.49 Approve Related-Party Transaction with For For Management
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
11.50 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.51 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.52 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.53 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.54 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.55 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.56 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
11.57 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.58 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.59 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.60 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: License
to Use Software
11.61 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
11.62 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
11.63 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
11.64 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
11.65 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.66 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
11.67 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.68 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
11.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
11.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
11.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
11.72 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
11.73 Approve Related-Party Transaction with For For Management
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.74 Approve Related-Party Transaction with For For Management
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.75 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
11.76 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
11.77 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
11.78 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
11.79 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Transportation of Gas
11.80 Approve Related-Party Transaction with For For Management
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
12.1 Elect Andrey Akimov as Director None Against Management
12.2 Elect Farit Gazizullin as Director None Against Management
12.3 Elect Viktor Zubkov as Director None Against Management
12.4 Elect Elena Karpel as Director None Against Management
12.5 Elect Timur Kulibayev as Director None Against Management
12.6 Elect Vitaliy Markelov as Director None Against Management
12.7 Elect Viktor Martynov as Director None Against Management
12.8 Elect Vladimir Mau as Director None Against Management
12.9 Elect Aleksey Miller as Director None Against Management
12.10 Elect Valery Musin as Director None For Management
12.11 Elect Seppo Remes as Director None Against Management
12.12 Elect Oleg Saveliev as Director None Against Management
12.13 Elect Andrey Sapelin as Director None Against Management
12.14 Elect Mikhail Sereda as Director None Against Management
13.1 Elect Vladimir Alisov as Member of For Against Management
Audit Commission
13.2 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
13.3 Elect Aleksey Afonyashin as Member of For Against Management
Audit Commission
13.4 Elect Irina Babenkova as Member of For Against Management
Audit Commission
13.5 Elect Andrey Belobrov as Member of For Against Management
Audit Commission
13.6 Elect Vadim Bikulov as Member of Audit For For Management
Commission
13.7 Elect Larisa Vitj as Member of Audit For Against Management
Commission
13.8 Elect Aleksandr Ivanninkov as Member For Against Management
of Audit Commission
13.9 Elect Marina Mikhina as Member of For For Management
Audit Commission
13.10 Elect Yuriy Nosov as Member of Audit For For Management
Commission
13.11 Elect Karen Oganyan as Member of Audit For Against Management
Commission
13.12 Elect Oleg Osipenko as Member of Audit For Against Management
Commission
13.13 Elect Sergey Platonov as Member of For Against Management
Audit Commission
13.14 Elect Svetlana Ray as Member of Audit For Against Management
Commission
13.15 Elect Mikhail Rosseyev as Member of For Against Management
Audit Commission
13.16 Elect Tatyana Fisenko as Member of For Against Management
Audit Commission
13.17 Elect Alan Khadziev as Member of Audit For Against Management
Commission
13.18 Elect Aleksandr Shevchuk as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GENTING MALAYSIA BHD.
Ticker: GENM Security ID: Y2698A103
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: MAY 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend of MYR 0.039 For For Management
Per Share
2 Approve Remuneration of Directors For For Management
3 Elect Mohd Zahidi bin Hj Zainuddin as For For Management
Director
4 Elect Quah Chek Tin as Director For For Management
5 Elect Mohammed Hanif bin Omar as For For Management
Director
6 Elect Alwi Jantan as Director For Against Management
7 Elect Clifford Francis Herbert as For For Management
Director
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
GENTING MALAYSIA BHD.
Ticker: GENM Security ID: Y2698A103
Meeting Date: JUN 11, 2014 Meeting Type: Special
Record Date: JUN 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Repurchase program For For Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT
Ticker: GBLB Security ID: B4746J115
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2.1 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.2 Adopt Financial Statements For For Management
3 Approve Discharge of Directors For For Management
4 Approve Discharge of Auditors For For Management
5 Elect Paul Desmarais III as Director For Against Management
6 Approve Change-of-Control Clause Re : For For Management
Convertible Bonds 2013-2018
7 Approve Remuneration Report For For Management
8.1 Approve Stock Option Plan For For Management
8.2 Approve Change-of-Control Clause Re: For Against Management
Stock Option Plan under Item 8.1
8.3 Approve Stock Option Plan Grants for For For Management
2014 up to EUR 13.5 Million Re: Stock
Option Plan under Item 8.1
8.4 Approve Special Board Report Re: For For Management
Article 629 of the Company Code Re:
Item 8.5
8.5 Approve Guarantee to Acquire Shares For For Management
under New Stock Option Plan Re: Item 8.
1
9 Transact Other Business None None Management
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN3 Security ID: D3207M102
Meeting Date: APR 04, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1. Accept Financial Statements and For For Management
Statutory Reports
2. Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Ordinary
Share and EUR 1.22 per Preferred Share
3. Approve Discharge of the Personally For For Management
Liable Partnerfor Fiscal 2013
4. Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5. Approve Discharge of the Shareholders' For For Management
Committee for Fiscal 2013
6. Ratify KPMG as Auditors for Fiscal 2014 For For Management
7. Elect Barbara Kux to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For Against Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For Against Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For Against Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD.
Ticker: J36 Security ID: G50736100
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Listing Segment For For Management
from Premium to Standard on the London
Stock Exchange
--------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD.
Ticker: J36 Security ID: G50736100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Approve Final
Dividend
2 Reelect Adam Keswick as Director For Abstain Management
3 Reelect Mark Greenberg as Director For Abstain Management
4 Reelect Simon Keswick as Director For Abstain Management
5 Reelect Richard Lee as Director For Against Management
6 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorise Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
JARDINE STRATEGIC HOLDINGS LTD.
Ticker: J37 Security ID: G50764102
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Listing Segment For For Management
from Premium to Standard on the London
Stock Exchange
--------------------------------------------------------------------------------
JARDINE STRATEGIC HOLDINGS LTD.
Ticker: J37 Security ID: G50764102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Declare Final
Dividend
2 Elect David Hsu as Director For Against Management
3 Reelect Simon Keswick as Director For Abstain Management
4 Reelect George Koo as Director For Against Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Authorise Purchase of Shares in Parent For Against Management
Company, Jardine Matheson Holdings Ltd.
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LKOH Security ID: 677862104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 110 Per
Share for 2013
2.1 Elect Vagit Alekperov as Director None For Management
2.2 Elect Viktor Blazheev as Director None For Management
2.3 Elect Valery Grayfer as Director None For Management
2.4 Elect Igor Ivanov as Director None For Management
2.5 Elect Sergey Kochkurov as Director None For Management
2.6 Elect Ravil Maganov as Director None For Management
2.7 Elect Richard Matzke as Director None For Management
2.8 Elect Sergey Mikhaylov as Director None For Management
2.9 Elect Mark Mobius as Director None For Management
2.10 Elect Guglielmo Antonio Claudio None For Management
Moscato as Director
2.11 Elect Ivan Pictet as Director None For Management
2.12 Elect Leonid Fedun as Director None For Management
3.1 Elect Mikhail Maksimov as Member of For For Management
Audit Commission
3.2 Elect Pavel Suloev as Member of Audit For For Management
Commission
3.3 Elect Aleksandr Surkov as Member of For For Management
Audit Commission
4.1 Approve Remuneration of Directors for For For Management
Their Service until 2014 AGM
4.2 Approve Remuneration of Newly Elected For For Management
Directors
5.1 Approve Remuneration of Members of For For Management
Audit Commission for Their Service
until 2014 AGM
5.2 Approve Remuneration of Newly Elected For For Management
Members of Audit Commission
6 Ratify ZAO KPMG as Auditor For For Management
7 Amend Charter For For Management
8 Amend Regulations on General Meetings For For Management
9.1 Approve Related-Party Transaction with For For Management
OAO Kapital Strakhovanie Re: Liability
Insurance for Directors, Officers, and
Corporations
9.2 Approve Related-Party Transaction Re: For For Management
Supplement to Loan Agreement with OAO
RITEK
--------------------------------------------------------------------------------
MEGGITT PLC
Ticker: MGGT Security ID: G59640105
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Sir Colin Terry as Director For For Management
6 Re-elect Stephen Young as Director For For Management
7 Re-elect Guy Berruyer as Director For For Management
8 Re-elect Philip Cox as Director For For Management
9 Re-elect Philip Green as Director For For Management
10 Re-elect Paul Heiden as Director For For Management
11 Re-elect Brenda Reichelderfer as For For Management
Director
12 Re-elect David Williams as Director For For Management
13 Elect Doug Webb as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Long Term Incentive Plan For For Management
22 Approve Creation of Overseas Share For For Management
Plans Based on the Long Term Incentive
Plan
--------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHY Security ID: R61115102
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For Did Not Vote Management
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 0.75
Per Share
4 Approve Remuneration of Auditors For Did Not Vote Management
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
7a Amend Articles Re: Board-Related For Did Not Vote Management
7b Amend Articles Re: Nomination Committee For Did Not Vote Management
7c Amend Articles Re: Corporate Assembly For Did Not Vote Management
7d Amend Articles Re: Removal of Age Limit For Did Not Vote Management
8a Elect Leif Teksum as Member of For Did Not Vote Management
Corporate Assembly
8b Elect Idar Kreutzer as Member of For Did Not Vote Management
Corporate Assembly
8c Elect Sten-Arthur Saelor as Member of For Did Not Vote Management
Corporate Assembly
8d Elect Anne-Margrethe Firing as Member For Did Not Vote Management
of Corporate Assembly
8e Elect Terje Venold as Member of For Did Not Vote Management
Corporate Assembly
8f Elect Unni Steinsmo as Member of For Did Not Vote Management
Corporate Assembly
8g Elect Tove Wangensten as Member of For Did Not Vote Management
Corporate Assembly
8h Elect Anne Bogsnes as Member of For Did Not Vote Management
Corporate Assembly
8i Elect Birger Solberg as Member of For Did Not Vote Management
Corporate Assembly
8j Elect Susanne Thore as Member of For Did Not Vote Management
Corporate Assembly
8k Elect Nils Bastiansen as Member of For Did Not Vote Management
Corporate Assembly
8l Elect Shahzad Abid as Member of For Did Not Vote Management
Corporate Assembly
8m Elect Jan Meling as Deputy Member of For Did Not Vote Management
Corporate Assembly
8n Elect Ylva Lindberg as Deputy Member For Did Not Vote Management
of Corporate Assembly
8o Elect Berit Henriksen as Deputy Member For Did Not Vote Management
of Corporate Assembly
8p Elect Jorunn Saetre as Deputy Member For Did Not Vote Management
of Corporate Assembly
9a Elect Leif Teksum as Member of For Did Not Vote Management
Nominating Committee
9b Elect Terje Venold as Member of For Did Not Vote Management
Nominating Committee
9c Elect Mette Wikborg as Member of For Did Not Vote Management
Nominating Committee
9d Elect Susanne Thore as Member of For Did Not Vote Management
Nominating Committee
10a Approve Remuneration of Corporate For Did Not Vote Management
Assembly
10b Approve Remuneration of Nomination For Did Not Vote Management
Committee
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against Against Shareholder
8 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against Against Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORK Security ID: R67787102
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Idar Kreutzer as For Did Not Vote Management
Chairman of Meeting
2 Approve Financial Statements and For Did Not Vote Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.50
per Share
3.1 Receive Information on Remuneration None None Management
Policy and Other Terms of Employment
for Executive Management
3.2 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
4 Receive Company's Corporate Governance None None Management
Statement
5.1 Authorize Repurchase of Shares for Use For Did Not Vote Management
in Employee Incentive Programs
5.2 Authorize Share Repurchase Program and For Did Not Vote Management
Cancellation of Repurchased Shares
6 Authorize Company to Call EGM with Two For Did Not Vote Management
Weeks' Notice
7.1 Elect Stein Hagen as Director For Did Not Vote Management
7.2 Elect Grace Skaugen as Director For Did Not Vote Management
7.3 Elect Jo Lunder as Director For Did Not Vote Management
7.4 Elect Ingrid Blank as Director For Did Not Vote Management
7.5 Elect Lisbeth Pallesen as Director For Did Not Vote Management
7.6 Elect Lars Dahlgren as Director For Did Not Vote Management
7.7 Elect Nils Selte as Director For Did Not Vote Management
8.1 Elect Stein Hagen as Chairman For Did Not Vote Management
8.2 Elect Grace Skaugen as Vice Chairman For Did Not Vote Management
9.1 Elect Leiv Askvig as Member of For Did Not Vote Management
Nominating Committee
9.2 Elect Anders Ryssdal as Member of For Did Not Vote Management
Nominating Committee
9.3 Elect Karin Orgland as Member of For Did Not Vote Management
Nominating Committee
10 Elect Chairman of Nominating Committee For Did Not Vote Management
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of NOK 660,000 for
Chairman, NOK 515,000 for Vice
Chairman, and NOK 390,000 for the
Other Directors
12 Approve Remuneration of Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Peter S. Hellman For For Management
1.3 Elect Director Anastasia D. Kelly For For Management
1.4 Elect Director John J. McMackin, Jr. For For Management
1.5 Elect Director Hari N. Nair For For Management
1.6 Elect Director Hugh H. Roberts For For Management
1.7 Elect Director Albert P. L. Stroucken For For Management
1.8 Elect Director Carol A. Williams For For Management
1.9 Elect Director Dennis K. Williams For For Management
1.10 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROSNEFT OIL COMPANY OJSC
Ticker: ROSN Security ID: 67812M207
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 12.85 per For For Management
Share
5 Approve Remuneration of Directors For Against Management
6.1 Elect Andrey Akimov as Director None Against Management
6.2 Elect Andrey Bokarev as Director None Against Management
6.3 Elect Matthias Warnig as Director None Against Management
6.4 Elect Robert Dudley as Director None Against Management
6.5 Elect Nikolay Laverov as Director None Against Management
6.6 Elect Alexandr Nekipelov as Director None Against Management
6.7 Elect Igor Sechin as Director None Against Management
6.8 Elect Donald Humphreys as Director None Against Management
6.9 Elect Artur Chilingarov as Director None Against Management
7.1 Elect Oleg Zenkov as Member of Audit For For Management
Commission
7.2 Elect Sergey Poma as Member of Audit For For Management
Commission
7.3 Elect Zakhar Sabantsev as Member of For For Management
Audit Commission
7.4 Elect Tatyana Fisenko as Member of For For Management
Audit Commission
7.5 Elect Alan Khadziev as Member of Audit For For Management
Commission
8 Ratify Ernst & Young as Auditor For For Management
9a1 Approve Related-Party Transactions For For Management
with OOO RN-Yuganskneftegas Re:
Production of Oil and Gas
9a2 Approve Related-Party Transactions For For Management
with ZAO Vankorneft Re: Oil Supply
9a3 Approve Related-Party Transactions For For Management
with OAO AK Transneft Re:
Transportation of Oil
9a4 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Deposit
Agreements
9a5 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Deposit
Agreements
9a6 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Deposit
Agreements
9a7 Approve Related-Party Transactions For For Management
with OAO Bank Moskvy Re: Deposit
Agreements
9a8 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Foreign
Currency Exchange Agreements
9a9 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Foreign Currency
Exchange Agreements
9a10 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Foreign
Currency Exchange Agreements
9a11 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Loan Agreements
9a12 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Loan Agreements
9a13 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Loan
Agreements
9a14 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Sale/Purchase
of Options, Forwards, and Currency
Swaps
9a15 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Sale/Purchase
of Options, Forwards, and Currency
Swaps
9a16 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Sale/Purchase of
Options, Forwards, and Currency Swaps
9a17 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re:
Currency/Interest Swap
9a18 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re:
Currency/Interest Swap
9a19 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Repurchase
Agreements (REPO)
9a20 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Repurchase
Agreements (REPO)
9a21 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Repurchase
Agreements (REPO)
9a22 Approve Related-Party Transactions For For Management
with OAO VBRR Bank Re: Sale/Purchase
of Bonds and Promissory Notes
9a23 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Sale/Purchase
of Bonds and Promissory Notes
9a24 Approve Related-Party Transactions For For Management
with OAO Bank VTB Re: Sale/Purchase of
Bonds and Promissory Notes
9a25 Approve Related-Party Transactions For For Management
with OAO Gazprombank Re: Sale/Purchase
of Credit Linked Notes
9a26 Approve Related-Party Transactions For For Management
with OAO VTB Bank Re: Sale/Purchase of
Credit Linked Notes
9a27 Approve Related-Party Transactions For For Management
with OAO RN Holding Re: Loan Agreements
9b Approve Amendments to Related-Party For For Management
Transaction with OAO AK Transneft Re:
Transportation of Oil
9c1 Approve Cost of Related-Party For For Management
Transaction with OAO SOGAZ Re:
Liability Insurance for Directors,
Executives, the Company, and
Subsidiaries
9c2 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Liability Insurance for
Directors, Executives, the Company,
and Subsidiaries
10 Approve New Edition of Charter For Against Management
11 Approve New Edition of Regulations on For For Management
General Meetings
12 Approve New Edition of Regulations on For For Management
Board of Directors
13 Approve New Edition of Regulations on For For Management
Management
14 Approve New Edition of Regulations on For For Management
President
15 Approve New Edition of Regulations on For For Management
Audit Commission
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Jeffrey A. Goldstein For For Management
1.4 Elect Director Gerald L. Hassell For For Management
1.5 Elect Director Edmund F. 'Ted' Kelly For For Management
1.6 Elect Director Richard J. Kogan For For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Mark A. Nordenberg For For Management
1.10 Elect Director Catherine A. Rein For For Management
1.11 Elect Director William C. Richardson For For Management
1.12 Elect Director Samuel C. Scott, III For For Management
1.13 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jocelyn Carter-Miller For For Management
1.2 Elect Director Jill M. Considine For For Management
1.3 Elect Director Richard A. Goldstein For For Management
1.4 Elect Director H. John Greeniaus For For Management
1.5 Elect Director Mary J. Steele Guilfoile For For Management
1.6 Elect Director Dawn Hudson For For Management
1.7 Elect Director William T. Kerr For For Management
1.8 Elect Director Michael I. Roth For For Management
1.9 Elect Director David M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F271
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Discuss Remuneration Report Containing None None Management
Remuneration Policy for Management
Board Members
3 Approve Remuneration Policy For For Management
4 Approve Financial Statements and For For Management
Allocation of Income
5 Approve Discharge of Executive Board For For Management
Members
6 Approve Discharge of Non-Executive For For Management
Board Members
7 Reelect P.G.J.M. Polman as an For For Management
Executive Director
8 Relect R.J-M.S. Huet as an Executive For For Management
Director
9 Reelect L.M. Cha as a Non-Executive For For Management
Director
10 Reelect L.O. Fresco as a Non-Executive For For Management
Director
11 Reelect A.M. Fudge as a Non-Executive For For Management
Director
12 Reelect B.E. Grote as a Non-Executive For For Management
Director
13 Reelect M.Ma as a Non-Executive For For Management
Director
14 Reelect H. Nyasulu as a Non-Executive For For Management
Director
15 Reelect M. Rifkind as a Non-Executive For For Management
Director
16 Reelect J. Rishton as a Non-Executive For For Management
Director
17 Reelect K.J. Storm as a Non-Executive For For Management
Director
18 Reelect M. Treschow as a Non-Executive For For Management
Director
19 Reelect P.S. Walsh as a Non-Executive For For Management
Director
20 Elect F Sijbesma as a Non-Executive For For Management
Director
21 Ratify KPMG as Auditors For For Management
22 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
23 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
24 Approve Cancellation of Repurchased For For Management
Shares
25 Allow Questions and Close Meeting None None Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Disclosure of Recoupment Activity from Against Against Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Kerry Clark For For Management
1.2 Elect Director Robert L. Dixon, Jr. For For Management
1.3 Elect Director Lewis Hay, III For For Management
1.4 Elect Director William J. Ryan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prohibit Political Spending Against Against Shareholder
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: JUN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Approve Sustainability Report For For Management
6 Re-elect Roger Agnelli as Director For For Management
7 Re-elect Dr Jacques Aigrain as Director For For Management
8 Re-elect Colin Day as Director For For Management
9 Re-elect Philip Lader as Director For For Management
10 Re-elect Ruigang Li as Director For For Management
11 Re-elect Mark Read as Director For For Management
12 Re-elect Paul Richardson as Director For For Management
13 Re-elect Jeffrey Rosen as Director For For Management
14 Re-elect Hugo Shong as Director For For Management
15 Re-elect Timothy Shriver as Director For For Management
16 Re-elect Sir Martin Sorrell as Director For For Management
17 Re-elect Sally Susman as Director For For Management
18 Re-elect Solomon Trujillo as Director For For Management
19 Elect Dr John Hood as Director For For Management
20 Elect Charlene Begley as Director For For Management
21 Elect Nicole Seligman as Director For For Management
22 Elect Daniela Riccardi as Director For For Management
23 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
24 Authorise Issue of Equity with For For Management
Pre-emptive Rights
25 Approve Increase in the Maximum For For Management
Aggregate Fees Payable to
Non-Executive Directors
26 Authorise Market Purchase of Ordinary For For Management
Shares
27 Authorise Issue of Equity without For For Management
Pre-emptive Rights
========== END NPX REPORT
FPA Crescent Fund
Investment Company Report
VODAFONE GROUP PLC
|
Security |
92857W209 |
Meeting Type |
Annual |
|
Ticker Symbol |
VOD |
Meeting Date |
23-Jul-2013 |
|
ISIN |
US92857W2098 |
Agenda |
933848179 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1. |
|
TO RECEIVE THE COMPANY’S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 |
|
Management |
|
For |
|
For |
|
|
2. |
|
TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
3. |
|
TO RE-ELECT VITTORIO COLAO AS A DIRECTOR |
|
Management |
|
Against |
|
Against |
|
|
4. |
|
TO RE-ELECT ANDY HALFORD AS A DIRECTOR |
|
Management |
|
Against |
|
Against |
|
|
5. |
|
TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR |
|
Management |
|
Against |
|
Against |
|
|
6. |
|
TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
7. |
|
TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
8. |
|
TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
9. |
|
TO ELECT OMID KORDESTANI AS A DIRECTOR |
|
Management |
|
Against |
|
Against |
|
|
10. |
|
TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
11. |
|
TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
12. |
|
TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
13. |
|
TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
14. |
|
TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) |
|
Management |
|
Against |
|
Against |
|
|
15. |
|
TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE |
|
Management |
|
For |
|
For |
|
|
16. |
|
TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 |
|
Management |
|
For |
|
For |
|
|
17. |
|
TO RE-APPOINT DELOITTE LLP AS AUDITOR |
|
Management |
|
For |
|
For |
|
|
18. |
|
TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR |
|
Management |
|
For |
|
For |
|
|
19. |
|
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES |
|
Management |
|
Abstain |
|
Against |
|
|
S20 |
|
TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS |
|
Management |
|
Abstain |
|
Against |
|
|
S21 |
|
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) |
|
Management |
|
For |
|
For |
|
|
22. |
|
TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE |
|
Management |
|
For |
|
For |
|
|
S23 |
|
TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE |
|
Management |
|
For |
|
For |
|
REGIS CORPORATION
|
Security |
758932107 |
Meeting Type |
Annual |
|
Ticker Symbol |
RGS |
Meeting Date |
22-Oct-2013 |
|
ISIN |
US7589321071 |
Agenda |
933876990 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
| |
|
1. |
|
DIRECTOR |
|
Management |
|
|
|
|
| |
|
|
|
1 |
DANIEL G. BELTZMAN |
|
|
|
For |
|
For |
|
|
|
|
2 |
JAMES P. FOGARTY |
|
|
|
For |
|
For |
|
|
|
|
3 |
DAVID J. GRISSEN |
|
|
|
For |
|
For |
|
|
|
|
4 |
DANIEL J. HANRAHAN |
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|
|
For |
|
For |
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|
|
|
5 |
MARK S. LIGHT |
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|
|
For |
|
For |
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|
|
|
6 |
MICHAEL J. MERRIMAN |
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|
For |
|
For |
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|
|
|
7 |
STEPHEN E. WATSON |
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For |
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For |
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|
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8 |
DAVID P. WILLIAMS |
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|
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For |
|
For |
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2. |
|
APPROVAL OF THE AMENDMENT OF THE COMPANY’S RESTATED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. |
|
Management |
|
For |
|
For |
| |
|
3. |
|
APPROVAL OF AN AMENDMENT OF THE COMPANY’S 2004 LONG-TERM INCENTIVE PLAN TO EXTEND ITS TERM THROUGH MAY 26, 2024. |
|
Management |
|
For |
|
For |
| |
|
4. |
|
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
|
Management |
|
For |
|
For |
| |
|
5. |
|
APPROVAL OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS (A “SAY-ON- PAY VOTE”). |
|
Management |
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For |
|
For |
| |
UNILEVER NV, ROTTERDAM
|
Security |
N8981F271 |
Meeting Type |
Ordinary General Meeting |
|
Ticker Symbol |
|
Meeting Date |
23-Oct-2013 |
|
ISIN |
NL0000009355 |
Agenda |
704725994 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1 |
|
Opening and announcements |
|
Non-Voting |
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|
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|
|
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2 |
|
Report and annual accounts for the period 1 July 2012 - 30 June 2013 |
|
Non-Voting |
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3 |
|
Composition board |
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Non-Voting |
|
|
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4 |
|
Any other business |
|
Non-Voting |
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|
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|
5 |
|
Closing |
|
Non-Voting |
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|
CMMT |
|
PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS T-O BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUE-ST AN ENTRANCE CARD. THANK YOU. |
|
Non-Voting |
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|
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|
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. |
|
Non-Voting |
|
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|
|
|
ORACLE CORPORATION
|
Security |
68389X105 |
Meeting Type |
Annual |
|
Ticker Symbol |
ORCL |
Meeting Date |
31-Oct-2013 |
|
ISIN |
US68389X1054 |
Agenda |
933878300 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
| |
|
1 |
|
DIRECTOR |
|
Management |
|
|
|
|
| |
|
|
|
1 |
JEFFREY S. BERG |
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|
|
For |
|
For |
|
|
|
|
2 |
H. RAYMOND BINGHAM |
|
|
|
For |
|
For |
|
|
|
|
3 |
MICHAEL J. BOSKIN |
|
|
|
For |
|
For |
|
|
|
|
4 |
SAFRA A. CATZ |
|
|
|
For |
|
For |
|
|
|
|
5 |
BRUCE R. CHIZEN |
|
|
|
For |
|
For |
|
|
|
|
6 |
GEORGE H. CONRADES |
|
|
|
For |
|
For |
|
|
|
|
7 |
LAWRENCE J. ELLISON |
|
|
|
For |
|
For |
|
|
|
|
8 |
HECTOR GARCIA-MOLINA |
|
|
|
For |
|
For |
|
|
|
|
9 |
JEFFREY O. HENLEY |
|
|
|
For |
|
For |
|
|
|
|
10 |
MARK V. HURD |
|
|
|
For |
|
For |
|
|
|
|
11 |
NAOMI O. SELIGMAN |
|
|
|
For |
|
For |
|
|
2 |
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. ` |
|
Management |
|
Against |
|
Against |
| |
|
3 |
|
APPROVAL OF AMENDMENT TO THE LONG- TERM EQUITY INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
| |
|
4 |
|
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. |
|
Management |
|
For |
|
For |
| |
|
5 |
|
STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. |
|
Shareholder |
|
Abstain |
|
Against |
| |
|
6 |
|
STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. |
|
Shareholder |
|
For |
|
Against |
| |
|
7 |
|
STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. |
|
Shareholder |
|
For |
|
Against |
| |
|
8 |
|
STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. |
|
Shareholder |
|
For |
|
Against |
| |
|
9 |
|
STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. |
|
Shareholder |
|
For |
|
Against |
| |
CAREFUSION CORPORATION
|
Security |
14170T101 |
Meeting Type |
Annual |
|
Ticker Symbol |
CFN |
Meeting Date |
06-Nov-2013 |
|
ISIN |
US14170T1016 |
Agenda |
933881016 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1A. |
|
ELECTION OF DIRECTOR: KIERAN T. GALLAHUE |
|
Management |
|
For |
|
For |
|
|
1B. |
|
ELECTION OF DIRECTOR: J. MICHAEL LOSH |
|
Management |
|
For |
|
For |
|
|
1C. |
|
ELECTION OF DIRECTOR: EDWARD D. MILLER |
|
Management |
|
For |
|
For |
|
|
2. |
|
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. |
|
Management |
|
For |
|
For |
|
|
3. |
|
APPROVAL OF A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
|
|
4. |
|
APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO REPEAL THE CLASSIFIED BOARD. |
|
Management |
|
For |
|
For |
|
|
5. |
|
APPROVAL OF AN AMENDMENT TO OUR BY- LAWS TO REPEAL THE CLASSIFIED BOARD. |
|
Management |
|
For |
|
For |
|
|
6. |
|
APPROVAL OF AN AMENDMENT TO OUR BY- LAWS TO ADOPT MAJORITY VOTING FOR UNCONTESTED ELECTIONS OF DIRECTORS. |
|
Management |
|
For |
|
For |
|
|
7. |
|
APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO REDUCE THE SUPERMAJORITY VOTING THRESHOLD. |
|
Management |
|
For |
|
For |
|
|
8. |
|
APPROVAL OF AN AMENDMENT TO OUR BY- LAWS TO REDUCE THE SUPERMAJORITY VOTING THRESHOLD. |
|
Management |
|
For |
|
For |
|
CISCO SYSTEMS, INC.
|
Security |
17275R102 |
Meeting Type |
Annual |
|
Ticker Symbol |
CSCO |
Meeting Date |
19-Nov-2013 |
|
ISIN |
US17275R1023 |
Agenda |
933882157 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1A. |
|
ELECTION OF DIRECTOR: CAROL A. BARTZ |
|
Management |
|
Against |
|
Against |
|
|
1B. |
|
ELECTION OF DIRECTOR: MARC BENIOFF |
|
Management |
|
For |
|
For |
|
|
1C. |
|
ELECTION OF DIRECTOR: GREGORY Q. BROWN |
|
Management |
|
For |
|
For |
|
|
1D. |
|
ELECTION OF DIRECTOR: M. MICHELE BURNS |
|
Management |
|
For |
|
For |
|
|
1E. |
|
ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS |
|
Management |
|
For |
|
For |
|
|
1F. |
|
ELECTION OF DIRECTOR: JOHN T. CHAMBERS |
|
Management |
|
For |
|
For |
|
|
1G. |
|
ELECTION OF DIRECTOR: BRIAN L. HALLA |
|
Management |
|
Against |
|
Against |
|
|
1H. |
|
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY |
|
Management |
|
For |
|
For |
|
|
1I. |
|
ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON |
|
Management |
|
For |
|
For |
|
|
1J. |
|
ELECTION OF DIRECTOR: RODERICK C. MCGEARY |
|
Management |
|
Against |
|
Against |
|
|
1K. |
|
ELECTION OF DIRECTOR: ARUN SARIN |
|
Management |
|
For |
|
For |
|
|
1L. |
|
ELECTION OF DIRECTOR: STEVEN M. WEST |
|
Management |
|
Against |
|
Against |
|
|
2. |
|
APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
|
3. |
|
APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
4. |
|
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. |
|
Management |
|
For |
|
For |
|
|
5. |
|
APPROVAL TO HAVE CISCO HOLD A COMPETITION FOR GIVING PUBLIC ADVICE ON THE VOTING ITEMS IN THE PROXY FILING FOR CISCO’S 2014 ANNUAL SHAREOWNERS MEETING. |
|
Shareholder |
|
Against |
|
For |
|
MICROSOFT CORPORATION
|
Security |
594918104 |
Meeting Type |
Annual |
|
Ticker Symbol |
MSFT |
Meeting Date |
19-Nov-2013 |
|
ISIN |
US5949181045 |
Agenda |
933883185 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1. |
|
ELECTION OF DIRECTOR: STEVEN A. BALLMER |
|
Management |
|
Against |
|
Against |
|
|
2. |
|
ELECTION OF DIRECTOR: DINA DUBLON |
|
Management |
|
Against |
|
Against |
|
|
3. |
|
ELECTION OF DIRECTOR: WILLIAM H. GATES III |
|
Management |
|
Against |
|
Against |
|
|
4. |
|
ELECTION OF DIRECTOR: MARIA M. KLAWE |
|
Management |
|
Against |
|
Against |
|
|
5. |
|
ELECTION OF DIRECTOR: STEPHEN J. LUCZO |
|
Management |
|
Against |
|
Against |
|
|
6. |
|
ELECTION OF DIRECTOR: DAVID F. MARQUARDT |
|
Management |
|
Against |
|
Against |
|
|
7. |
|
ELECTION OF DIRECTOR: CHARLES H. NOSKI |
|
Management |
|
Against |
|
Against |
|
|
8. |
|
ELECTION OF DIRECTOR: HELMUT PANKE |
|
Management |
|
Against |
|
Against |
|
|
9. |
|
ELECTION OF DIRECTOR: JOHN W. THOMPSON |
|
Management |
|
Against |
|
Against |
|
|
10. |
|
APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN |
|
Management |
|
For |
|
For |
|
|
11. |
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION |
|
Management |
|
For |
|
For |
|
|
12. |
|
RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 |
|
Management |
|
For |
|
For |
|
WALGREEN CO.
|
Security |
931422109 |
Meeting Type |
Annual |
|
Ticker Symbol |
WAG |
Meeting Date |
08-Jan-2014 |
|
ISIN |
US9314221097 |
Agenda |
933901894 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1A. |
|
ELECTION OF DIRECTOR: JANICE M. BABIAK |
|
Management |
|
For |
|
For |
|
|
1B. |
|
ELECTION OF DIRECTOR: DAVID J. BRAILER |
|
Management |
|
For |
|
For |
|
|
1C. |
|
ELECTION OF DIRECTOR: STEVEN A. DAVIS |
|
Management |
|
For |
|
For |
|
|
1D. |
|
ELECTION OF DIRECTOR: WILLIAM C. FOOTE |
|
Management |
|
For |
|
For |
|
|
1E. |
|
ELECTION OF DIRECTOR: MARK P. FRISSORA |
|
Management |
|
For |
|
For |
|
|
1F. |
|
ELECTION OF DIRECTOR: GINGER L. GRAHAM |
|
Management |
|
For |
|
For |
|
|
1G. |
|
ELECTION OF DIRECTOR: ALAN G. MCNALLY |
|
Management |
|
For |
|
For |
|
|
1H. |
|
ELECTION OF DIRECTOR: DOMINIC P. MURPHY |
|
Management |
|
For |
|
For |
|
|
1I. |
|
ELECTION OF DIRECTOR: STEFANO PESSINA |
|
Management |
|
For |
|
For |
|
|
1J. |
|
ELECTION OF DIRECTOR: NANCY M. SCHLICHTING |
|
Management |
|
For |
|
For |
|
|
1K. |
|
ELECTION OF DIRECTOR: ALEJANDRO SILVA |
|
Management |
|
For |
|
For |
|
|
1L. |
|
ELECTION OF DIRECTOR: JAMES A. SKINNER |
|
Management |
|
For |
|
For |
|
|
1M. |
|
ELECTION OF DIRECTOR: GREGORY D. WASSON |
|
Management |
|
For |
|
For |
|
|
2. |
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
3. |
|
RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
|
Management |
|
For |
|
For |
|
|
4. |
|
SHAREHOLDER PROPOSAL REGARDING AN EXECUTIVE EQUITY RETENTION POLICY. |
|
Shareholder |
|
Against |
|
For |
|
|
5. |
|
SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. |
|
Shareholder |
|
Against |
|
For |
|
VODAFONE GROUP PLC
|
Security |
92857W209 |
Meeting Type |
Special |
|
Ticker Symbol |
VOD |
Meeting Date |
28-Jan-2014 |
|
ISIN |
US92857W2098 |
Agenda |
933909701 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
C1 |
|
FOR THE COURT MEETING SCHEME. |
|
Management |
|
For |
|
For |
|
|
G1 |
|
TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. |
|
Management |
|
For |
|
For |
|
|
G2 |
|
TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. |
|
Management |
|
For |
|
For |
|
|
G3 |
|
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. |
|
Management |
|
For |
|
For |
|
|
G4 |
|
TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. |
|
Management |
|
For |
|
For |
|
JOY GLOBAL INC.
|
Security |
481165108 |
Meeting Type |
Annual |
|
Ticker Symbol |
JOY |
Meeting Date |
04-Mar-2014 |
|
ISIN |
US4811651086 |
Agenda |
933918697 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
| |
|
1. |
|
DIRECTOR |
|
Management |
|
|
|
|
| |
|
|
|
1 |
EDWARD L. DOHENY II |
|
|
|
For |
|
For |
|
|
|
|
2 |
STEVEN L. GERARD |
|
|
|
For |
|
For |
|
|
|
|
3 |
JOHN T. GREMP |
|
|
|
For |
|
For |
|
|
|
|
4 |
JOHN NILS HANSON |
|
|
|
For |
|
For |
|
|
|
|
5 |
GALE E. KLAPPA |
|
|
|
For |
|
For |
|
|
|
|
6 |
RICHARD B. LOYND |
|
|
|
For |
|
For |
|
|
|
|
7 |
P. ERIC SIEGERT |
|
|
|
For |
|
For |
|
|
|
|
8 |
JAMES H. TATE |
|
|
|
For |
|
For |
|
|
2. |
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. |
|
Management |
|
For |
|
For |
| |
|
3. |
|
ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
| |
QUALCOMM INCORPORATED
|
Security |
747525103 |
Meeting Type |
Annual |
|
Ticker Symbol |
QCOM |
Meeting Date |
04-Mar-2014 |
|
ISIN |
US7475251036 |
Agenda |
933916150 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1A. |
|
ELECTION OF DIRECTOR: BARBARA T. ALEXANDER |
|
Management |
|
For |
|
For |
|
|
1B. |
|
ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK |
|
Management |
|
For |
|
For |
|
|
1C. |
|
ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE |
|
Management |
|
For |
|
For |
|
|
1D. |
|
ELECTION OF DIRECTOR: SUSAN HOCKFIELD |
|
Management |
|
For |
|
For |
|
|
1E. |
|
ELECTION OF DIRECTOR: THOMAS W. HORTON |
|
Management |
|
For |
|
For |
|
|
1F. |
|
ELECTION OF DIRECTOR: PAUL E. JACOBS |
|
Management |
|
For |
|
For |
|
|
1G. |
|
ELECTION OF DIRECTOR: SHERRY LANSING |
|
Management |
|
For |
|
For |
|
|
1H. |
|
ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF |
|
Management |
|
For |
|
For |
|
|
1I. |
|
ELECTION OF DIRECTOR: DUANE A. NELLES |
|
Management |
|
For |
|
For |
|
|
1J. |
|
ELECTION OF DIRECTOR: CLARK T. RANDT, JR. |
|
Management |
|
For |
|
For |
|
|
1K. |
|
ELECTION OF DIRECTOR: FRANCISCO ROS |
|
Management |
|
For |
|
For |
|
|
1L. |
|
ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN |
|
Management |
|
For |
|
For |
|
|
1M. |
|
ELECTION OF DIRECTOR: BRENT SCOWCROFT |
|
Management |
|
For |
|
For |
|
|
1N. |
|
ELECTION OF DIRECTOR: MARC I. STERN |
|
Management |
|
For |
|
For |
|
|
2. |
|
TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. |
|
Management |
|
For |
|
For |
|
|
3. |
|
ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
|
Management |
|
For |
|
For |
|
|
4. |
|
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
|
Management |
|
1 Year |
|
For |
|
TE CONNECTIVITY LTD
|
Security |
H84989104 |
Meeting Type |
Annual |
|
Ticker Symbol |
TEL |
Meeting Date |
04-Mar-2014 |
|
ISIN |
CH0102993182 |
Agenda |
933916681 - Management |
|
Item |
|
Proposal Type |
|
|
|
Vote |
|
For/Against |
|
|
1A. |
|
ELECTION OF DIRECTOR: PIERRE R. BRONDEAU |
|
Management |
|
For |
|
For |
|
|
1B. |
|
ELECTION OF DIRECTOR: JUERGEN W. GROMER |
|
Management |
|
For |
|
For |
|
|
1C. |
|
ELECTION OF DIRECTOR: WILLIAM A. JEFFREY |
|
Management |
|
For |
|
For |
|
|
1D. |
|
ELECTION OF DIRECTOR: THOMAS J. LYNCH |
|
Management |
|
For |
|
For |
|
|
1E. |
|
ELECTION OF DIRECTOR: YONG NAM |
|
Management |
|
For |
|
For |
|
|
1F. |
|
ELECTION OF DIRECTOR: DANIEL J. PHELAN |
|
Management |
|
For |
|
For |
|
|
1G. |
|
ELECTION OF DIRECTOR: FREDERIC M. POSES |
|
Management |
|
For |
|
For |
|
|
1H. |
|
ELECTION OF DIRECTOR: LAWRENCE S. SMITH |
|
Management |
|
For |
|
For |
|
|
1I. |
|
ELECTION OF DIRECTOR: PAULA A. SNEED |
|
Management |
|
For |
|
For |
|
|
1J. |
|
ELECTION OF DIRECTOR: DAVID P. STEINER |
|
Management |
|
For |
|
For |
|
|
1K. |
|
ELECTION OF DIRECTOR: JOHN C. VAN SCOTER |
|
Management |
|
For |
|
For |
|
|
1L. |
|
ELECTION OF DIRECTOR: LAURA H. WRIGHT |
|
Management |
|
For |
|
For |
|
|
2. |
|
TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS |
|
Management |
|
For |
|
For |
|
|
3A. |
|
TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DANIEL J. PHELAN |
|
Management |
|
For |
|
For |
|
|
3B. |
|
TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: PAULA A. SNEED |
|
Management |
|
For |
|
For |
|
|
3C. |
|
TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DAVID P. STEINER |
|
Management |
|
For |
|
For |
|
|
4. |
|
TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS UNABLE TO SERVE AT THE MEETING, AS THE INDEPENDENT PROXY |
|
Management |
|
For |
|
For |
|
|
5.1 |
|
TO APPROVE THE 2013 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013) |
|
Management |
|
For |
|
For |
|
|
5.2 |
|
TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 |
|
Management |
|
For |
|
For |
|
|
5.3 |
|
TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 |
|
Management |
|
For |
|
For |
|
|
6. |
|
TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 |
|
Management |
|
For |
|
For |
|
|
7.1 |
|
TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 |
|
Management |
|
For |
|
For |
|
|
7.2 |
|
TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY |
|
Management |
|
For |
|
For |
|
|
7.3 |
|
TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY |
|
Management |
|
For |
|
For |
|
|
8. |
|
AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
|
Management |
|
For |
|
For |
|
|
9. |
|
TO APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2013 |
|
Management |
|
For |
|
For |
|
|
10. |
|
TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US 1.16 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US 0.29 STARTING WITH THE THIRD FISCAL QUARTER OF 2014 AND ENDING IN THE SECOND FISCAL QUARTER OF 2015 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION |
|
Management |
|
For |
|
For |
|
|
11. |
|
TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM |
|
Management |
|
For |
|
For |
|
|
12. |
|
TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION |
|
Management |
|
For |
|
For |
|
|
13. |
|
TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING |
|
Management |
|
For |
|
For |
|
TE CONNECTIVITY LTD
|
Security |
H84989104 |
Meeting Type |
Annual |
|
Ticker Symbol |
TEL |
Meeting Date |
04-Mar-2014 |
|
ISIN |
CH0102993182 |
Agenda |
933924804 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1A. |
|
ELECTION OF DIRECTOR: PIERRE R. BRONDEAU |
|
Management |
|
For |
|
For |
|
|
1B. |
|
ELECTION OF DIRECTOR: JUERGEN W. GROMER |
|
Management |
|
For |
|
For |
|
|
1C. |
|
ELECTION OF DIRECTOR: WILLIAM A. JEFFREY |
|
Management |
|
For |
|
For |
|
|
1D. |
|
ELECTION OF DIRECTOR: THOMAS J. LYNCH |
|
Management |
|
For |
|
For |
|
|
1E. |
|
ELECTION OF DIRECTOR: YONG NAM |
|
Management |
|
For |
|
For |
|
|
1F. |
|
ELECTION OF DIRECTOR: DANIEL J. PHELAN |
|
Management |
|
For |
|
For |
|
|
1G. |
|
ELECTION OF DIRECTOR: FREDERIC M. POSES |
|
Management |
|
For |
|
For |
|
|
1H. |
|
ELECTION OF DIRECTOR: LAWRENCE S. SMITH |
|
Management |
|
For |
|
For |
|
|
1I. |
|
ELECTION OF DIRECTOR: PAULA A. SNEED |
|
Management |
|
For |
|
For |
|
|
1J. |
|
ELECTION OF DIRECTOR: DAVID P. STEINER |
|
Management |
|
For |
|
For |
|
|
1K. |
|
ELECTION OF DIRECTOR: JOHN C. VAN SCOTER |
|
Management |
|
For |
|
For |
|
|
1L. |
|
ELECTION OF DIRECTOR: LAURA H. WRIGHT |
|
Management |
|
For |
|
For |
|
|
2. |
|
TO ELECT THOMAS J. LYNCH AS THE CHAIRMAN OF THE BOARD OF DIRECTORS |
|
Management |
|
For |
|
For |
|
|
3A. |
|
TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DANIEL J. PHELAN |
|
Management |
|
For |
|
For |
|
|
3B. |
|
TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: PAULA A. SNEED |
|
Management |
|
For |
|
For |
|
|
3C. |
|
TO ELECT THE INDIVIDUAL MEMBER OF THE MANAGEMENT DEVELOPMENT & COMPENSATION COMMITTEE: DAVID P. STEINER |
|
Management |
|
For |
|
For |
|
|
4. |
|
TO ELECT DR. JVO GRUNDLER, OF ERNST & YOUNG LTD., OR ANOTHER INDIVIDUAL REPRESENTATIVE OF ERNST & YOUNG LTD. IF DR. GRUNDLER IS UNABLE TO SERVE AT THE MEETING, AS THE INDEPENDENT PROXY |
|
Management |
|
For |
|
For |
|
|
5.1 |
|
TO APPROVE THE 2013 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013) |
|
Management |
|
For |
|
For |
|
|
5.2 |
|
TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 |
|
Management |
|
For |
|
For |
|
|
5.3 |
|
TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 |
|
Management |
|
For |
|
For |
|
|
6. |
|
TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 27, 2013 |
|
Management |
|
For |
|
For |
|
|
7.1 |
|
TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 |
|
Management |
|
For |
|
For |
|
|
7.2 |
|
TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY |
|
Management |
|
For |
|
For |
|
|
7.3 |
|
TO ELECT PRICEWATERHOUSECOOPERS AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY |
|
Management |
|
For |
|
For |
|
|
8. |
|
AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
|
Management |
|
For |
|
For |
|
|
9. |
|
TO APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2013 |
|
Management |
|
For |
|
For |
|
|
10. |
|
TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US 1.16 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US 0.29 STARTING WITH THE THIRD FISCAL QUARTER OF 2014 AND ENDING IN THE SECOND FISCAL QUARTER OF 2015 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION |
|
Management |
|
For |
|
For |
|
|
11. |
|
TO APPROVE AN AUTHORIZATION RELATING TO TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM |
|
Management |
|
For |
|
For |
|
|
12. |
|
TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION |
|
Management |
|
For |
|
For |
|
|
13. |
|
TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING |
|
Management |
|
For |
|
For |
|
ANALOG DEVICES, INC.
|
Security |
032654105 |
Meeting Type |
Annual |
|
Ticker Symbol |
ADI |
Meeting Date |
12-Mar-2014 |
|
ISIN |
US0326541051 |
Agenda |
933920072 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1A) |
|
ELECTION OF DIRECTOR: RAY STATA |
|
Management |
|
For |
|
For |
|
|
1B) |
|
ELECTION OF DIRECTOR: VINCENT T. ROCHE |
|
Management |
|
For |
|
For |
|
|
1C) |
|
ELECTION OF DIRECTOR: RICHARD M. BEYER |
|
Management |
|
For |
|
For |
|
|
1D) |
|
ELECTION OF DIRECTOR: JAMES A. CHAMPY |
|
Management |
|
For |
|
For |
|
|
1E) |
|
ELECTION OF DIRECTOR: JOHN C. HODGSON |
|
Management |
|
For |
|
For |
|
|
1F) |
|
ELECTION OF DIRECTOR: YVES-ANDRE ISTEL |
|
Management |
|
For |
|
For |
|
|
1G) |
|
ELECTION OF DIRECTOR: NEIL NOVICH |
|
Management |
|
For |
|
For |
|
|
1H) |
|
ELECTION OF DIRECTOR: F. GRANT SAVIERS |
|
Management |
|
For |
|
For |
|
|
1I) |
|
ELECTION OF DIRECTOR: KENTON J. SICCHITANO |
|
Management |
|
For |
|
For |
|
|
1J) |
|
ELECTION OF DIRECTOR: LISA T. SU |
|
Management |
|
For |
|
For |
|
|
2) |
|
TO APPROVE, BY NON-BINDING “SAY-ON- PAY” VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
|
Management |
|
For |
|
For |
|
|
3) |
|
TO APPROVE THE AMENDED AND RESTATED ANALOG DEVICES, INC. 2006 STOCK INCENTIVE PLAN. |
|
Management |
|
For |
|
For |
|
|
4) |
|
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. |
|
Management |
|
For |
|
For |
|
COVIDIEN PLC
|
Security |
G2554F113 |
Meeting Type |
Annual |
|
Ticker Symbol |
COV |
Meeting Date |
19-Mar-2014 |
|
ISIN |
IE00B68SQD29 |
Agenda |
933918128 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1A) |
|
ELECTION OF DIRECTOR: JOSE E. ALMEIDA |
|
Management |
|
For |
|
For |
|
|
1B) |
|
ELECTION OF DIRECTOR: JOY A. AMUNDSON |
|
Management |
|
For |
|
For |
|
|
1C) |
|
ELECTION OF DIRECTOR: CRAIG ARNOLD |
|
Management |
|
For |
|
For |
|
|
1D) |
|
ELECTION OF DIRECTOR: ROBERT H. BRUST |
|
Management |
|
For |
|
For |
|
|
1E) |
|
ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN |
|
Management |
|
For |
|
For |
|
|
1F) |
|
ELECTION OF DIRECTOR: RANDALL J. HOGAN, III |
|
Management |
|
For |
|
For |
|
|
1G) |
|
ELECTION OF DIRECTOR: MARTIN D. MADAUS |
|
Management |
|
For |
|
For |
|
|
1H) |
|
ELECTION OF DIRECTOR: DENNIS H. REILLEY |
|
Management |
|
For |
|
For |
|
|
1I) |
|
ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI |
|
Management |
|
For |
|
For |
|
|
1J) |
|
ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO |
|
Management |
|
For |
|
For |
|
|
2) |
|
APPROVE, IN A NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF THE INDEPENDENT AUDITORS AND AUTHORIZE, IN A BINDING VOTE, THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION. |
|
Management |
|
For |
|
For |
|
|
3) |
|
APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
|
Management |
|
For |
|
For |
|
|
4) |
|
AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES. |
|
Management |
|
For |
|
For |
|
|
S5) |
|
DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES. |
|
Management |
|
For |
|
For |
|
|
6) |
|
RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES. |
|
Management |
|
For |
|
For |
|
|
S7) |
|
RENEW THE DIRECTORS’ AUTHORITY TO ISSUE SHARES FOR CASH WITHOUT FIRST OFFERING THEM TO EXISTING SHAREHOLDERS. |
|
Management |
|
For |
|
For |
|
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08544
Reporting Period: 07/01/2013 - 06/30/2014
FPA FUNDS TRUST
========================= FPA International Value Fund =========================
AGGREKO PLC
Ticker: AGK Security ID: G0116S169
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Ian Marchant as Director For For Management
6 Re-elect Ken Hanna as Director For For Management
7 Re-elect Angus Cockburn as Director For For Management
8 Re-elect Debajit Das as Director For For Management
9 Re-elect Asterios Satrazemis as For For Management
Director
10 Re-elect David Taylor-Smith as Director For For Management
11 Re-elect Russell King as Director For For Management
12 Re-elect Diana Layfield as Director For For Management
13 Re-elect Robert MacLeod as Director For For Management
14 Re-elect Rebecca McDonald as Director For For Management
15 Reappoint PricewaterhouseCoopers as For For Management
Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Approve Increase in Aggregate For For Management
Compensation Ceiling for Directors
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks Notice
--------------------------------------------------------------------------------
AGGREKO PLC
Ticker: AGK Security ID: G0116S169
Meeting Date: APR 24, 2014 Meeting Type: Special
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Return For For Management
of Cash to Shareholders
--------------------------------------------------------------------------------
ATEA ASA
Ticker: ATEA Security ID: R0728G106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For Did Not Vote Management
Inspector(s) of Minutes of Meeting
2 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
3 Approve Notice of Meeting and Agenda For Did Not Vote Management
4 Receive President's Report None None Management
5 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
6 Approve Allocation of Income and For Did Not Vote Management
Dividends of NOK 6.00 Per Share
7 Approve Remuneration of Auditors For Did Not Vote Management
8a Approve Remuneration of Chairman of For Did Not Vote Management
the Board in the Amount of NOK 300,000
8b Approve Remuneration of For Did Not Vote Management
Shareholder-Elected Directors in the
Amount of NOK 150,000
8c Approve Remuneration of For Did Not Vote Management
Employee-Elected Directors in the
Amount of NOK 100,000
9a Elect Ib Kunoe as Director and Chairman For Did Not Vote Management
9b Elect Sven Madsen as Director For Did Not Vote Management
9c Elect Morten Jurs as Director For Did Not Vote Management
9d Elect Kristine Madsen as Director For Did Not Vote Management
9e Elect Lisbeth Toftkaer Kvan as Director For Did Not Vote Management
10a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
10b Approve Guidelines for Allotment of For Did Not Vote Management
Shares/Options
11 Approve Company's Corporate Governance For Did Not Vote Management
Statement
12 Approve Equity Plan Financing For Did Not Vote Management
13 Approve Creation of NOK 100 Million For Did Not Vote Management
Pool of Capital without Preemptive
Rights
14 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of EUR 2.25 per Share
3 Approve Discharge of Management Board For Did Not Vote Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For Did Not Vote Management
for Fiscal 2013
5 Ratify KMPG AG as Auditors for Fiscal For Did Not Vote Management
2014
6 Approve Remuneration System for For Did Not Vote Management
Management Board Members
7.1 Elect Bernd Bohr to the Supervisory For Did Not Vote Management
Board
7.2 Elect Joe Kaeser to the Supervisory For Did Not Vote Management
Board
7.3 Elect Bernd Pischetsrieder to the For Did Not Vote Management
Supervisory Board
8 Approve Creation of EUR1 Billion of For Did Not Vote Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Remuneration of For Did Not Vote Management
Supervisory Board
10 Amend Affiliation Agreements with For Did Not Vote Management
Subsidiaries
11 Approve Affiliation Agreements with For Did Not Vote Management
Subsidiaries
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 29, 2014 Meeting Type: Annual/Special
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.45 per Share
4 Approve Stock Dividend Program For For Management
5 Reelect Bruno Bonnell as Director For For Management
6 Reelect Bernard Hours as Director For For Management
7 Reelect Isabelle Seillier as Director For For Management
8 Reelect Jean-Michel Severino as For For Management
Director
9 Elect Gaelle Olivier as Director For For Management
10 Elect Lionel Zinsou-Derlin as Director For For Management
11 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
12 Approve Transaction with J.P. Morgan For For Management
13 Approve Severance Payment Agreement For For Management
with Bernard Hours
14 Approve Transaction with Bernard Hours For For Management
15 Advisory Vote on Compensation of For For Management
Chairman and CEO, Franck Riboud
16 Advisory Vote on Compensation of For For Management
Vice-CEO, Emmanuel Faber
17 Advisory Vote on Compensation of For For Management
Vice-CEO, Bernard Hours
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
20 Amend Articles 15 and16 of Bylaws Re: For For Management
Employee Representatives
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FUGRO NV
Ticker: FUR Security ID: N3385Q197
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Supervisory Board None None Management
(Non-Voting)
2b Discuss Remuneration Report None None Management
3 Receive Report of Management Board None None Management
(Non-Voting)
4a Adopt Financial Statements For For Management
4b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4c Approve Dividends of EUR 1.50 Per Share For For Management
5a Approve Discharge of Management Board For For Management
5b Approve Discharge of Supervisory Board For For Management
6a Amend Remuneration Policy for For For Management
Management Board Members
6b Approve Grant of Stock Options and For For Management
Restricted Stock under LTI Re: Item 6a
7 Ratify KPMG as Auditors For For Management
8 Reelect P. van Riel as CEO For For Management
9a Reelect G-J Kramer to Supervisory Board For For Management
9b Elect D.J. Wall to Supervisory Board For For Management
9c Elect A.J. Campo to Supervisory Board For For Management
10a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Takeover/Merger
10b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 10a
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Approve Cancellation of Shares For For Management
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
G4S PLC
Ticker: GFS Security ID: G39283109
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Long Term Incentive Plan For For Management
5 Approve Final Dividend For For Management
6 Elect Himanshu Raja as Director For For Management
7 Re-elect Ashley Almanza as Director For For Management
8 Re-elect John Connolly as Director For For Management
9 Re-elect Adam Crozier as Director For For Management
10 Re-elect Mark Elliott as Director For For Management
11 Re-elect Winnie Kin Wah Fok as Director For For Management
12 Re-elect Grahame Gibson as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Paul Spence as Director For For Management
15 Re-elect Clare Spottiswoode as Director For For Management
16 Re-elect Tim Weller as Director For For Management
17 Reappoint KPMG Audit plc as Auditors For For Management
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
GEA GROUP AG
Ticker: G1A Security ID: D28304109
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0,60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6 Approve Creation of EUR 99 Million For For Management
Pool of Capital without Preemptive
Rights
7 Amend Affiliation Agreements with For For Management
Subsidiaries
8 Amend Affiliation Agreements with For For Management
Subsidiaries
9 Amend Affiliation Agreements with For For Management
Subsidiaries
--------------------------------------------------------------------------------
LEGRAND
Ticker: LR Security ID: F56196185
Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.05 per Share
4 Reelect Olivier Bazil as Director For For Management
5 Reelect Francois Grappotte as Director For For Management
6 Reelect Dongsheng Li as Director For For Management
7 Reelect Gilles Schnepp as Director For Against Management
8 Advisory Vote on Compensation of For For Management
Gilles Schnepp, Chairman and CEO
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 100 Million
14 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 100 Million
15 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize Capital Increase of up to 5 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
under Items 12,13,14,15,17 and 18 at
EUR 200 Million
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LSL PROPERTY SERVICES PLC
Ticker: LSL Security ID: G571AR102
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Ian Crabb as Director For For Management
6 Elect Bill Shannon as Director For For Management
7 Re-elect Helen Buck as Director For For Management
8 Re-elect Steve Cooke as Director For For Management
9 Re-elect Simon Embley as Director For For Management
10 Re-elect Adrian Gill as Director For For Management
11 Re-elect Roger Matthews as Director For For Management
12 Re-elect Mark Morris as Director For For Management
13 Re-elect David Newnes as Director For For Management
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MICHAEL PAGE INTERNATIONAL PLC
Ticker: MPI Security ID: G68694119
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Robin Buchanan as Director For For Management
6 Re-elect Simon Boddie as Director For For Management
7 Re-elect Steve Ingham as Director For For Management
8 Re-elect David Lowden as Director For For Management
9 Re-elect Ruby McGregor-Smith as For For Management
Director
10 Re-elect Tim Miller as Director For For Management
11 Elect Danuta Gray as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special
Record Date: MAY 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.10 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Transaction with BNP Paribas For For Management
Re: Loan Agreement
6 Approve Transaction with Societe For For Management
Generale Re: Loan Agreement
7 Reelect Claudine Bienaime as For Against Management
Supervisory Board Member
8 Reelect Michel Halperin as Supervisory For For Management
Board Member
9 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 1.20 Million
10 Advisory Vote on Compensation of For Against Management
Maurice Levy, Chairman of the
Management Board
11 Advisory Vote on Compensation of For Against Management
Jean-Michel Etienne, Jean-Yves Naouri,
and Kevin Roberts, Members of the
Management Board
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 9 Million
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
17 Authorize Capital Increase of Up to For For Management
EUR 9 Million for Future Exchange
Offers
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize up to 5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAP AG
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6a Amend Affiliation Agreements with For For Management
Subsidiary SAP Erste Beteiligungs- und
Vermoegensverwaltungs GmbH
6b Amend Affiliation Agreements with For For Management
Subsidiary SAP Zweite Beteiligungs-
und Vermoegensverwaltungs GmbH
7 Approve Affiliation Agreements with For For Management
Subsidiary SAP Ventures Investment GmbH
8a Change of Corporate Form to Societas For For Management
Europaea (SE)
8b.1 Elect Hasso Plattner to the For Against Management
Supervisory Board
8b.2 Elect Pekka Ala-Pietilae to the For Against Management
Supervisory Board
8b.3 Elect Anja Feldmann to the Supervisory For For Management
Board
8b.4 Elect Wilhelm Haarmann to the For Against Management
Supervisory Board
8b 5 Elect Bernard Liautaud to the For For Management
Supervisory Board
8b.6 Elect Hartmut Mehdorn to the For Against Management
Supervisory Board
8b.7 Elect Erhard Schipporeit to the For Against Management
Supervisory Board
8b.8 Elect Hagemann Snabe to the For Against Management
Supervisory Board
8b.9 Elect Klaus Wucherer to the For For Management
Supervisory Board
--------------------------------------------------------------------------------
SENIOR PLC
Ticker: SNR Security ID: G8031U102
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Charles Berry as Director For For Management
6 Re-elect Andy Hamment as Director For For Management
7 Re-elect Mark Rollins as Director For For Management
8 Re-elect Mark Vernon as Director For For Management
9 Elect Celia Baxter as Director For For Management
10 Elect Giles Kerr as Director For For Management
11 Elect Derek Harding as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Approve Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Trading Procedures
Governing Derivatives Products
--------------------------------------------------------------------------------
VESUVIUS PLC
Ticker: VSVS Security ID: G9339E105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Nelda Connors as Director For For Management
4 Re-elect Christer Gardell as Director For For Management
5 Re-elect Jeff Hewitt as Director For For Management
6 Re-elect Jane Hinkley as Director For For Management
7 Re-elect John McDonough as Director For For Management
8 Re-elect Chris O'Shea as Director For For Management
9 Re-elect Francois Wanecq as Director For For Management
10 Reappoint KPMG LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Approve Remuneration Policy For For Management
13 Approve Remuneration Report For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
========== END NPX REPORT
FPA International Value Fund
Investment Company Report
|
DIAGEO PLC, LONDON |
|
Security |
G42089113 |
Meeting Type |
Annual General Meeting |
|
Ticker Symbol |
|
Meeting Date |
19-Sep-2013 |
|
ISIN |
GB0002374006 |
Agenda |
704697070 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1 |
|
Report and accounts 2013 |
|
Management |
|
For |
|
For |
|
|
2 |
|
Directors’ remuneration report 2013 |
|
Management |
|
For |
|
For |
|
|
3 |
|
Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each (‘Ordinary Share(s)’) of 29.30 pence per share for the year ended 30 June 2013 |
|
Management |
|
For |
|
For |
|
|
4 |
|
That PB Bruzelius be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
5 |
|
That LM Danon be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
6 |
|
That Lord Davies be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
7 |
|
That Ho KwonPing be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
8 |
|
That BD Holden be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
9 |
|
That Dr FB Humer be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
10 |
|
That D Mahlan be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
11 |
|
That IM Menezes be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
12 |
|
That PG Scott be re-elected as a director |
|
Management |
|
For |
|
For |
|
|
13 |
|
Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company |
|
Management |
|
For |
|
For |
|
|
14 |
|
Remuneration of auditor |
|
Management |
|
For |
|
For |
|
|
15 |
|
Authority to allot shares |
|
Management |
|
Abstain |
|
Against |
|
|
16 |
|
Disapplication of pre-emption rights |
|
Management |
|
Abstain |
|
Against |
|
|
17 |
|
Authority to purchase own Ordinary Shares |
|
Management |
|
For |
|
For |
|
|
18 |
|
Authority to make political donations and/or to incur political expenditure in the European Union (‘EU’): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) CONTD |
|
Management |
|
Against |
|
Against |
|
|
CONT |
|
CONTD not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year’s AGM or on 18 December 2014, whichever is the sooner, and provided-that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this- resolution shall not exceed GBP 200,000 |
|
Non-Voting |
|
|
|
|
|
|
19 |
|
Reduced notice of a general meeting other than an annual general meeting |
|
Management |
|
Abstain |
|
Against |
|
|
BRAMBLES LTD, SYDNEY NSW |
|
Security |
Q6634U106 |
Meeting Type |
Annual General Meeting |
|
Ticker Symbol |
|
Meeting Date |
22-Oct-2013 |
|
ISIN |
AU000000BXB1 |
Agenda |
704724079 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
CMMT |
|
VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL “2” AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (2), YOU- ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. |
|
Non-Voting |
|
|
|
|
|
|
2 |
|
Remuneration Report |
|
Management |
|
For |
|
For |
|
|
3 |
|
To re-elect Mr Anthony Grant Froggatt to the Board of Brambles |
|
Management |
|
For |
|
For |
|
|
4 |
|
To re-elect Mr David Peter Gosnell to the Board of Brambles |
|
Management |
|
For |
|
For |
|
|
5 |
|
To re-elect Mr Christopher Luke Mayhew to the Board of Brambles |
|
Management |
|
For |
|
For |
|
|
CMMT |
|
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
|
Non-Voting |
|
|
|
|
|
|
ATEA ASA, OSLO |
|
Security |
R0728G106 |
Meeting Type |
ExtraOrdinary General Meeting |
|
Ticker Symbol |
|
Meeting Date |
12-Nov-2013 |
|
ISIN |
NO0004822503 |
Agenda |
704793163 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
CMMT |
|
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
|
Non-Voting |
|
|
|
|
|
|
CMMT |
|
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
|
Non-Voting |
|
|
|
|
|
|
CMMT |
|
SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. |
|
Non-Voting |
|
|
|
|
|
|
CMMT |
|
BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. |
|
Non-Voting |
|
|
|
|
|
|
1 |
|
Election of chairperson for the meeting |
|
Management |
|
For |
|
For |
|
|
2 |
|
Election of an individual to sign the minutes jointly with the chairperson |
|
Management |
|
For |
|
For |
|
|
3 |
|
Approval of the notice of the meeting and agenda |
|
Management |
|
For |
|
For |
|
|
4 |
|
The Board proposes that the General Meeting resolves to distribute an extraordinary dividend based on the company’s annual accounts for 2012. The dividend is proposed to be set at an amount equal to a dividend of NOK 4 per share. Due to the fact that the employees of the company are entitled to exercise options in the company in the period between this summons and the date of the Extraordinary General Meeting, the Board does not know the exact number of shares in the company as of the date of the Extraordinary General Meeting. If all options are exercised the total amount for distribution (assuming a dividend of NOK 4 per share) will be NOK 413,369,412 |
|
Management |
|
For |
|
For |
|
|
FUGRO NV, LEIDSCHENDAM |
|
Security |
N3385Q197 |
Meeting Type |
ExtraOrdinary General Meeting |
|
Ticker Symbol |
|
Meeting Date |
27-Nov-2013 |
|
ISIN |
NL0000352565 |
Agenda |
704783299 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1 |
|
Opening of the meeting |
|
Non-Voting |
|
|
|
|
|
|
2 |
|
Appointment of a member of the Board of Management: a) appointment of Mr. P.A.H. Verhagen b) approval remuneration component as compensation for loss of rights |
|
Management |
|
For |
|
For |
|
|
3 |
|
Any other business |
|
Non-Voting |
|
|
|
|
|
|
BRAMBLES LTD, SYDNEY NSW |
|
Security |
Q6634U106 |
Meeting Type |
Ordinary General Meeting |
|
Ticker Symbol |
|
Meeting Date |
03-Dec-2013 |
|
ISIN |
AU000000BXB1 |
Agenda |
704832612 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
CMMT |
|
VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 2 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL, YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. |
|
Non-Voting |
|
|
|
|
|
|
1 |
|
Capital Reduction Resolution |
|
Management |
|
For |
|
For |
|
|
2 |
|
Executive Benefits Resolution |
|
Management |
|
Abstain |
|
Against |
|
|
CMMT |
|
11 NOV 2013: PLEASE NOTE THAT THE CAPITAL REDUCTION AND THE GIVING OF BENEFITS-AS CONTEMPLATED BY THE EXECUTIVE BENEFITS RESOLUTION ARE SUBJECT TO AND CONDI-TIONAL ON THE SCHEME BECOMING EFFECTIVE. FURTHER, THE SCHEME IS CONDITIONAL ON-THE SCHEME RESOLUTION BEING APPROVED AT THE SCHEME MEETING AND THE CAPITAL RE-DUCTION RESOLUTION BEING APPROVED AT THE GENERAL MEETING, COURT APPROVAL AND S-ATISFACTION OR WAIVER OF THE OTHER CONDITIONS PRECEDENT TO THE SCHEME. IF ALL-THE CONDITIONS PRECEDENT TO THE SCHEME ARE NOT SATISFIED OR WAIVED BY 30 APRIL-2014 (OR SUCH OTHER DATE DETERMINED BY BRAMBLES), THEN THE SCHEME WILL LAPSE-AND BE OF NO EFFECT AND THE DEMERGER WILL NOT PROCEED.THANK YOU |
|
Non-Voting |
|
|
|
|
|
|
CMMT |
|
11 NOV 2013: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
|
Non-Voting |
|
|
|
|
|
|
BRAMBLES LTD, SYDNEY NSW |
|
Security |
Q6634U106 |
Meeting Type |
Scheme Meeting |
|
Ticker Symbol |
|
Meeting Date |
03-Dec-2013 |
|
ISIN |
AU000000BXB1 |
Agenda |
704837725 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
1 |
|
That pursuant to, and in accordance with, section 411 of the Corporations Act 2001 (Cth), the scheme of arrangement proposed between Brambles and the holders of its ordinary shares as contained in and more precisely described in the Scheme Book of which the notice convening this meeting forms part, is approved (with or without modification as approved by the Federal Court of Australia) |
|
Management |
|
For |
|
For |
|
|
INCITEC PIVOT LTD |
|
Security |
Q4887E101 |
Meeting Type |
Annual General Meeting |
|
Ticker Symbol |
|
Meeting Date |
19-Dec-2013 |
|
ISIN |
AU000000IPL1 |
Agenda |
704853743 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
CMMT |
|
VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 3 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-“ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED- PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION. |
|
Non-Voting |
|
|
|
|
|
|
1 |
|
Re-election of Mr John Marlay as a Director |
|
Management |
|
For |
|
For |
|
|
2 |
|
Approval of issue to Managing Director under the Incitec Pivot Performance Rights Plan : James Fazzino |
|
Management |
|
For |
|
For |
|
|
3 |
|
Adoption of Remuneration Report (advisory only) |
|
Management |
|
For |
|
For |
|
|
CMMT |
|
09 DEC 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR NAME-IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. |
|
Non-Voting |
|
|
|
|
|
|
SODEXO, SAINT QUENTIN EN YVELINES |
|
Security |
F84941123 |
Meeting Type |
MIX |
|
Ticker Symbol |
|
Meeting Date |
21-Jan-2014 |
|
ISIN |
FR0000121220 |
Agenda |
704854529 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
CMMT |
|
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. |
|
Non-Voting |
|
|
|
|
|
|
CMMT |
|
21 NOV 13: THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIREC-TLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDE-D TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERE-D INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD TH-EM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOU-R CLIENT REPRESENTATIVE. |
|
Non-Voting |
|
|
|
|
|
|
O.1 |
|
Approve Financial Statements and Consolidated Financial Statements |
|
Management |
|
For |
|
For |
|
|
O.2 |
|
Approve Allocation of Income and Dividends of EUR 1.62 per Share |
|
Management |
|
For |
|
For |
|
|
O.3 |
|
Approve Transaction with Bellon SA Re: Provision of Services |
|
Management |
|
Abstain |
|
Against |
|
|
O.4 |
|
Re-elect Michel Landel as Director |
|
Management |
|
For |
|
For |
|
|
O.5 |
|
Re-elect Paul Jeanbart as Director |
|
Management |
|
For |
|
For |
|
|
O.6 |
|
Re-elect Patricia Bellinger as Director |
|
Management |
|
For |
|
For |
|
|
O.7 |
|
Re-elect Mr. Peter Thompson as Director |
|
Management |
|
For |
|
For |
|
|
O.8 |
|
Approve Remuneration of Directors in the Aggregate Amount of EUR 630,000 |
|
Management |
|
For |
|
For |
|
|
O.9 |
|
Advisory Vote on Compensation of Pierre Bellon |
|
Management |
|
For |
|
For |
|
|
O.10 |
|
Advisory Vote on Compensation of Michel Landel |
|
Management |
|
For |
|
For |
|
|
O.11 |
|
Authorize Repurchase of Up to 10 Percent of Issued Share Capital |
|
Management |
|
For |
|
For |
|
|
E.12 |
|
Authorize Decrease in Share Capital via Cancellation of Repurchased Shares |
|
Management |
|
For |
|
For |
|
|
E.13 |
|
Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million |
|
Management |
|
Against |
|
Against |
|
|
E.14 |
|
Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value |
|
Management |
|
For |
|
For |
|
|
E.15 |
|
Approve Employee Stock Purchase Plan |
|
Management |
|
For |
|
For |
|
|
E.16 |
|
Amend Articles 11 and 11-4 of Bylaws Re: Employee Representative |
|
Management |
|
For |
|
For |
|
|
O.17 |
|
Authorize Filing of Required Documents/Other Formalities |
|
Management |
|
For |
|
For |
|
|
CMMT |
|
03 JAN 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2013/1213/201312131305852.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE-TO CHANGE IN TEXT OF O.7 AND RECEIPT OF URL LINK: http://www.journal- officiel- .gouv.fr//pdf/2014/0103/201401031305958.pdf. IF YOU HAVE ALREADY SENT IN YOUR- VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR OR-IGINAL INSTRUCTIONS. THANK YOU. |
|
Non-Voting |
|
|
|
|
|
|
SODEXO, SAINT QUENTIN EN YVELINES |
|
Security |
F8494Z102 |
Meeting Type |
MIX |
|
Ticker Symbol |
|
Meeting Date |
21-Jan-2014 |
|
ISIN |
FR0011285121 |
Agenda |
704870333 - Management |
|
Item |
|
Proposal |
|
Type |
|
Vote |
|
For/Against |
|
|
CMMT |
|
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR”-AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE. |
|
Non-Voting |
|
|
|
|
|
|
CMMT |
|
THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
|
Non-Voting |
|
|
|
|
|
|
O.1 |
|
Approve financial statements and consolidated financial statements |
|
Management |
|
For |
|
For |
|
|
O.2 |
|
Approve allocation of income and dividends of EUR 1.62 per share |
|
Management |
|
For |
|
For |
|
|
O.3 |
|
Approve transaction with Bellon SA Re provision of services |
|
Management |
|
Abstain |
|
Against |
|
|
O.4 |
|
Re-elect Michel Landel as director |
|
Management |
|
For |
|
For |
|
|
O.5 |
|
Re-elect Paul Jeanbart as director |
|
Management |
|
For |
|
For |
|
|
O.6 |
|
Re-elect Patricia Bellinger as director |
|
Management |
|
For |
|
For |
|
|
O.7 |
|
Re-elect Peter Thomson as director |
|
Management |
|
For |
|
For |
|
|
O.8 |
|
Approve remuneration of directors in the aggregate amount of EUR 630,000 |
|
Management |
|
For |
|
For |
|
|
O.9 |
|
Advisory vote on compensation of Pierre Bellon |
|
Management |
|
For |
|
For |
|
|
O.10 |
|
Advisory vote on compensation of Michel Landel |
|
Management |
|
For |
|
For |
|
|
O.11 |
|
Authorize repurchase of up to 10 percent of issued share capital |
|
Management |
|
For |
|
For |
|
|
E.12 |
|
Authorize decrease in share capital via cancellation of repurchased shares |
|
Management |
|
For |
|
For |
|
|
E.13 |
|
Authorize issuance of equity or equity-linked securities with preemptive rights up to aggregate nominal amount of EUR 100 million |
|
Management |
|
Against |
|
Against |
|
|
E.14 |
|
Authorize capitalization of reserves of up to EUR 200 million for bonus issue or increase in par value |
|
Management |
|
For |
|
For |
|
|
E.15 |
|
Approve employee stock purchase plan |
|
Management |
|
For |
|
For |
|
|
E.16 |
|
Amend articles 11 and 11-4 of bylaws Re employee representative |
|
Management |
|
For |
|
For |
|
|
O.17 |
|
Authorize filing of required documents/other formalities |
|
Management |
|
For |
|
For |
|
|
CMMT |
|
16 DEC 2013: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TIME-FROM 10:00 TO 16:30. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RE-TURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. TH-ANK YOU. |
|
Non-Voting |
|
|
|
|
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|
(Registrant) |
FPA Funds Trust’s FPA Crescent Fund and FPA International Value Fund | ||
|
| |||
|
By (Signature and Title)* |
/s/ J. Richard Atwood, Treasurer | ||
|
| |||
|
Date |
8/29/14 | ||
* Print the name and title of each signing officer under his or her signature.