0001104659-13-067285.txt : 20130830 0001104659-13-067285.hdr.sgml : 20130830 20130830085458 ACCESSION NUMBER: 0001104659-13-067285 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130830 DATE AS OF CHANGE: 20130830 EFFECTIVENESS DATE: 20130830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FPA FUNDS TRUST CENTRAL INDEX KEY: 0000924727 IRS NUMBER: 043236699 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08544 FILM NUMBER: 131070912 BUSINESS ADDRESS: STREET 1: 11400 W. OLYMPIC BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90064 BUSINESS PHONE: 800 982-4372 MAIL ADDRESS: STREET 1: 11400 W. OLYMPIC BLVD. STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: CA ZIP: 90064 FORMER COMPANY: FORMER CONFORMED NAME: UAM FUNDS TRUST DATE OF NAME CHANGE: 19951101 FORMER COMPANY: FORMER CONFORMED NAME: REGIS FUND II DATE OF NAME CHANGE: 19940606 0000924727 S000009495 FPA Crescent Fund C000025975 FPA Crescent Fund FPACX 0000924727 S000035260 FPA International Value Fund C000108480 FPA International Value Fund N-PX 1 a13-16444_1npx.htm N-PX

 

 

 

 

OMB APPROVAL

 

 

UNITED STATES

OMB Number:  3235-0582

 

SECURITIES AND EXCHANGE COMMISSION

Expires:    January 31, 2015

 

Washington, D.C. 20549

Estimated average burden hours per response......7.2

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number

811-8544

 

FPA Funds Trust’s
FPA Crescent Fund
FPA International Value Fund

(Exact name of registrant as specified in charter)

 

 

11400 W. Olympic Blvd., Ste. 1200, Los Angeles, CA

90064

 

(Address of principal executive offices)

(Zip code)

 

J. Richard Atwood, Treasurer

 

FPA Funds Trust

 

11400 W. Olympic Blvd., Ste. 1200, Los Angeles, CA 90064

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:

310-473-0225

 

Date of fiscal year end:

12/31

 

 

Date of reporting period:

7/1/12 to 6/30/13

 

 

 


 

Item 1.         Proxy Voting Record.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)

The name of the issuer of the portfolio security;

 

 

(b)

The exchange ticker symbol of the portfolio security;

 

 

(c)

The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

 

 

(d)

The shareholder meeting date;

 

 

(e)

A brief identification of the matter voted on;

 

 

(f)

Whether the matter was proposed by the issuer or by a security holder;

 

 

(g)

Whether the registrant cast its vote on the matter;

 

 

(h)

How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);
and

 

 

(i)

Whether the registrant cast its vote for or against management.

 

2


 

FPA Crescent Fund

 

Investment Company Report

 

ALLEGHANY CORPORATION

 

Security

017175100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

Y

Meeting Date

26-Apr-2013

 

 

 

 

ISIN

US0171751003

Agenda

933752291 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: STEPHEN P. BRADLEY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: KAREN BRENNER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: THOMAS S. JOHNSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: JAMES F. WILL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF ERNST & YOUNG LLP AS ALLEGHANY CORPORATION’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE TO APPROVE THE EXECUTIVE COMPENSATION OF ALLEGHANY CORPORATION.

 

Management

 

For

 

For

 

 

1


 

AMERICAN INTERNATIONAL GROUP, INC.

 

 

 

 

Security

026874784

Meeting Type

Annual

 

 

 

 

Ticker Symbol

AIG

Meeting Date

15-May-2013

 

 

 

 

ISIN

US0268747849

Agenda

933772560 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: W. DON CORNWELL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: JOHN H. FITZPATRICK

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: GEORGE L. MILES, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: HENRY S. MILLER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: ROBERT S. MILLER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: RONALD A. RITTENMEYER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1M.

 

ELECTION OF DIRECTOR: THERESA M. STONE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE THE AMERICAN INTERNATIONAL GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO VOTE UPON A NON-BINDING SHAREHOLDER RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES.

 

Management

 

1 Year

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG.

 

Shareholder

 

Against

 

For

 

 

2


 

ANALOG DEVICES, INC.

 

Security

032654105

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ADI

Meeting Date

13-Mar-2013

 

 

 

 

ISIN

US0326541051

Agenda

933730322 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: RAY STATA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JERALD G. FISHMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: JAMES A. CHAMPY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: JOHN C. HODGSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: YVES-ANDRE ISTEL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: NEIL NOVICH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: F. GRANT SAVIERS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: PAUL J. SEVERINO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: KENTON J. SICCHITANO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: LISA T. SU

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE, BY NON-BINDING “SAY-ON-PAY” VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE THE ANALOG DEVICES, INC. EXECUTIVE SECTION 162(M) PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 2, 2013.

 

Management

 

For

 

For

 

 

3


 

ANHEUSER-BUSCH INBEV SA

 

Security

03524A108

Meeting Type

Annual

 

 

 

 

Ticker Symbol

BUD

Meeting Date

24-Apr-2013

 

 

 

 

ISIN

US03524A1088

Agenda

933759740 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

A1C

 

EXCLUSION OF THE PREFERENCE RIGHT IN RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

A1D

 

ISSUANCE OF SUBSCRIPTION RIGHTS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

A1E

 

CONDITIONAL CAPITAL INCREASE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

A1F

 

EXPRESS APPROVAL PURSUANT TO ARTICLE 554, INDENT 7, OF THE COMPANIES CODE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

A1G

 

POWERS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

DISCHARGE TO THE DIRECTORS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

DISCHARGE TO THE STATUTORY AUDITOR

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

APPOINTMENT OF DIRECTORS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

APPOINTMENT OF STATUTORY AUDITOR AND REMUNERATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9A

 

APPROVING THE REMUNERATION REPORT FOR THE FINANCIAL YEAR 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9B

 

CONFIRMING THE GRANTS OF STOCK OPTIONS AND RESTRICTED STOCK UNITS TO EXECUTIVES

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

APPROVAL OF INCREASED FIXED ANNUAL FEE OF DIRECTORS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11A

 

CHANGE OF CONTROL PROVISIONS RELATING TO THE EMTN PROGRAMME

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11B

 

CHANGE OF CONTROL PROVISIONS RELATING TO THE SENIOR FACILITIES AGREEMENT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

C1

 

FILINGS

 

Management

 

For

 

For

 

 

4


 

AON PLC

 

Security

G0408V102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

AON

Meeting Date

17-May-2013

 

 

 

 

ISIN

GB00B5BT0K07

Agenda

933775833 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: LESTER B. KNIGHT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: GREGORY C. CASE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: FULVIO CONTI

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: CHERYL A. FRANCIS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: EDGAR D. JANNOTTA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: J. MICHAEL LOSH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: ROBERT S. MORRISON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: RICHARD B. MYERS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: GLORIA SANTONA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: CAROLYN Y. WOO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RECEIPT OF AON’S ANNUAL REPORT AND ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2012.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS AON’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

RE-APPOINTMENT OF ERNST & YOUNG LLP AS AON’S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

AUTHORIZATION OF THE BOARD OF DIRECTORS TO DETERMINE THE REMUNERATION OF ERNST & YOUNG LLP.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

ADVISORY VOTE TO APPROVE THE DIRECTORS’ REMUNERATION REPORT.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

APPROVAL OF THE AON PLC GLOBAL SHARE PURCHASE PLAN.

 

Management

 

For

 

For

 

 

5


 

ARRIS GROUP, INC.

 

Security

04270V106

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ARRS

Meeting Date

05-Jun-2013

 

 

 

 

ISIN

US04270V1061

Agenda

933817554 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      ALEX B. BEST

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

2      HARRY L. BOSCO

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

3      JAMES A. CHIDDIX

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

4      JOHN ANDERSON CRAIG

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

5      ANDREW T. HELLER

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

6      MATTHEW B. KEARNEY

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

7      ROBERT J. STANZIONE

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

8      DEBORA J. WILSON

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

9      DAVID A. WOODLE

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

VOTING ON THE COMPANY’S 2011 STOCK INCENTIVE PLAN, AS AMENDED.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

VOTING ON THE COMPANY’S EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

VOTING ON THE COMPANY’S MANAGEMENT INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

VOTING, ON A NON-BINDING ADVISORY BASIS, ON EXECUTIVE COMPENSATION (“SAY ON PAY”) AS DISCLOSED IN THESE PROXY MATERIALS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

RATIFYING THE RETENTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2013.

 

Management

 

For

 

For

 

 

6


 

BANK OF AMERICA CORPORATION

 

Security

060505104

Meeting Type

Annual

 

 

 

 

Ticker Symbol

BAC

Meeting Date

08-May-2013

 

 

 

 

ISIN

US0605051046

Agenda

933759017 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: SHARON L. ALLEN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: SUSAN S. BIES

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: ARNOLD W. DONALD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: CHARLES K. GIFFORD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: LINDA P. HUDSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: MONICA C. LOZANO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: THOMAS J. MAY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: LIONEL L. NOWELL, III

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1M.

 

ELECTION OF DIRECTOR: R. DAVID YOST

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

AN ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY).

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF THE APPOINTMENT OF THE REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS.

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

STOCKHOLDER PROPOSAL - PROXY ACCESS.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

6.

 

STOCKHOLDER PROPOSAL - MULTIPLE BOARD SERVICE.

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

STOCKHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS.

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

STOCKHOLDER PROPOSAL - MORTGAGE SERVICING.

 

Shareholder

 

Against

 

For

 

 

7


 

CANADIAN NATURAL RESOURCES LIMITED

 

Security

136385101

Meeting Type

Annual and Special Meeting

 

 

 

 

Ticker Symbol

CNQ

Meeting Date

02-May-2013

 

 

 

 

ISIN

CA1363851017

Agenda

933759839 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

01

 

DIRECTOR

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      CATHERINE M. BEST

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

2      N. MURRAY EDWARDS

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

3      TIMOTHY W. FAITHFULL

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

4      HON. GARY A. FILMON

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

5      CHRISTOPHER L. FONG

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

6      AMB. GORDON D. GIFFIN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

7      WILFRED A. GOBERT

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

8      STEVE W. LAUT

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

9      KEITH A.J. MACPHAIL

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

10   HON. FRANK J. MCKENNA

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

11   ELDON R. SMITH

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

12   DAVID A. TUER

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

02

 

THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

03

 

AN ORDINARY RESOLUTION APPROVING ALL UNALLOCATED STOCK OPTIONS PURSUANT TO THE AMENDED, COMPILED AND RESTATED EMPLOYEE STOCK OPTION PLAN OF THE CORPORATION AS SET FORTH IN THE ACCOMPANYING INFORMATION CIRCULAR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

04

 

ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION’S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE INFORMATION CIRCULAR.

 

Management

 

For

 

For

 

 

8


 

CAREFUSION CORPORATION

 

Security

14170T101

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CFN

Meeting Date

15-Apr-2013

 

 

 

 

ISIN

US14170T1016

Agenda

933736095 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: PHILIP L. FRANCIS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: ROBERT F. FRIEL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: GREGORY T. LUCIER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTING, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING.

 

Shareholder

 

For

 

Against

 

 

9


 

CHECK POINT SOFTWARE TECHNOLOGIES LTD.

 

Security

M22465104

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CHKP

Meeting Date

25-Jun-2013

 

 

 

 

ISIN

IL0010824113

Agenda

933837695 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

ELECTION OF DIRECTORS: GIL SHWED, MARIUS NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, DR. TAL SHAVIT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVE CHECK POINT’S EXECUTIVE COMPENSATION POLICY.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

APPROVE COMPENSATION TO CHECK POINT’S CHIEF EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5A.

 

I AM A CONTROLLING SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM 3. MARK “FOR” = YES OR “AGAINST” = NO.

 

Management

 

Against

 

 

 

 

 

 

 

 

 

 

 

 

 

5B.

 

I AM A CONTROLLING SHAREHOLDER OR HAVE A PERSONAL INTEREST IN ITEM 4. MARK “FOR” = YES OR “AGAINST” = NO.

 

Management

 

Against

 

 

 

 

10


 

CISCO SYSTEMS, INC.

 

Security

17275R102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CSCO

Meeting Date

15-Nov-2012

 

 

 

 

ISIN

US17275R1023

Agenda

933691708 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: CAROL A. BARTZ

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: MARC BENIOFF

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: M. MICHELE BURNS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: LARRY R. CARTER

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: JOHN T. CHAMBERS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: BRIAN L. HALLA

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I

 

ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: ARUN SARIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1M.

 

ELECTION OF DIRECTOR: STEVEN M. WEST

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.

 

APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

APPROVAL TO HAVE CISCO’S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

6.

 

APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON “CONFLICT MINERALS” IN CISCO’S SUPPLY CHAIN.

 

Shareholder

 

Against

 

For

 

 

11


 

CIT GROUP INC.

 

Security

125581801

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CIT

Meeting Date

14-May-2013

 

 

 

 

ISIN

US1255818015

Agenda

933766670 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: JOHN A. THAIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: MICHAEL J. EMBLER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: WILLIAM M. FREEMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: DAVID M. MOFFETT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: R. BRAD OATES

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: MARIANNE MILLER PARRS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: GERALD ROSENFELD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: JOHN R. RYAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: SEYMOUR STERNBERG

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: PETER J. TOBIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: LAURA S. UNGER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND EXTERNAL AUDITORS FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

 

Management

 

For

 

For

 

 

12


 

CITIGROUP INC.

 

Security

172967424

Meeting Type

Annual

 

 

 

 

Ticker Symbol

C

Meeting Date

24-Apr-2013

 

 

 

 

ISIN

US1729674242

Agenda

933746375 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: MICHAEL L. CORBAT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: FRANZ B. HUMER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: ROBERT L. JOSS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: MICHAEL E. O’NEILL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: JUDITH RODIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: ROBERT L. RYAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: JOAN E. SPERO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: DIANA L. TAYLOR

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY APPROVAL OF CITI’S 2012 EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

AMENDMENT TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN (RELATING TO DIVIDEND EQUIVALENTS).

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

6.

 

STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

7.

 

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS.

 

Shareholder

 

For

 

Against

 

 

13


 

COVIDIEN PLC

 

Security

G2554F113

Meeting Type

Annual

 

 

 

 

Ticker Symbol

COV

Meeting Date

20-Mar-2013

 

 

 

 

ISIN

IE00B68SQD29

Agenda

933727779 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A)

 

ELECTION OF DIRECTOR: JOSE E. ALMEIDA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B)

 

ELECTION OF DIRECTOR: JOY A. AMUNDSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C)

 

ELECTION OF DIRECTOR: CRAIG ARNOLD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D)

 

ELECTION OF DIRECTOR: ROBERT H. BRUST

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E)

 

ELECTION OF DIRECTOR: JOHN M. CONNORS, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F)

 

ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G)

 

ELECTION OF DIRECTOR: RANDALL J. HOGAN, III

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H)

 

ELECTION OF DIRECTOR: MARTIN D. MADAUS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I)

 

ELECTION OF DIRECTOR: DENNIS H. REILLEY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J)

 

ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

APPOINT THE INDEPENDENT AUDITORS AND AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS’ REMUNERATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

APPROVE THE AMENDED AND RESTATED COVIDIEN STOCK AND INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF COMPANY SHARES.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

S6

 

AUTHORIZE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES IT HOLDS AS TREASURY SHARES.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

S7

 

AMEND ARTICLES OF ASSOCIATION TO EXPAND THE AUTHORITY TO EXECUTE INSTRUMENTS OF TRANSFER.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

ADVISORY VOTE ON THE CREATION OF MALLINCKRODT DISTRIBUTABLE RESERVES.

 

Management

 

For

 

For

 

 

14


 

CVS CAREMARK CORPORATION

 

Security

126650100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

CVS

Meeting Date

09-May-2013

 

 

 

 

ISIN

US1266501006

Agenda

933763509 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: C. DAVID BROWN II

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: DAVID W. DORMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: ANNE M. FINUCANE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: LARRY J. MERLO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: JEAN-PIERRE MILLON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: RICHARD J. SWIFT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: WILLIAM C. WELDON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: TONY L. WHITE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

AMEND THE COMPANY’S 2007 EMPLOYEE STOCK PURCHASE PLAN TO ADD SHARES TO THE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

AMEND THE COMPANY’S CHARTER TO REDUCE VOTING THRESHOLDS IN THE FAIR PRICE PROVISION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES.

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

STOCKHOLDER PROPOSAL REGARDING POLICY ON ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL.

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES.

 

Shareholder

 

Against

 

For

 

 

15


 

ENSCO PLC

 

Security

G3157S106

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ESV

Meeting Date

20-May-2013

 

 

 

 

ISIN

GB00B4VLR192

Agenda

933777320 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

TO RE-ELECT FRANCIS S. KALMAN AS A DIRECTOR OF ENSCO PLC.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO ELECT ROXANNE J. DECYK AS A DIRECTOR OF ENSCO PLC.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO ELECT MARY FRANCIS CBE AS A DIRECTOR OF ENSCO PLC.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 31 DECEMBER 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY).

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

A NON-BINDING VOTE TO APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2012.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9.

 

A NON-BINDING ADVISORY VOTE TO APPROVE THE REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2012.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10.

 

TO ADOPT THE ARTICLES OF ASSOCIATION (PRODUCED AT THE MEETING AND INITIALED BY THE CHAIRMAN FOR THE PURPOSE OF IDENTIFICATION) AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING ARTICLES OF ASSOCIATION, WITH EFFECT FROM THE CONCLUSION OF THIS MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11.

 

TO (I) APPROVE THE TERMS OF THE PROPOSED PURCHASE AGREEMENT OR AGREEMENTS AND (II) AUTHORISE THE COMPANY TO MAKE OFF-MARKET PURCHASES OF CLASS A ORDINARY SHARES PURSUANT TO SUCH AGREEMENT OR AGREEMENTS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

Management

 

For

 

For

 

 

16


 

GENTING MALAYSIA BHD

 

Security

Y2698A103

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

12-Jun-2013

 

 

 

 

ISIN

MYL4715OO008

Agenda

704520510 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To approve the declaration of a final dividend of 5.0 sen less 25% tax per ordinary share of 10 sen each for the financial year ended 31 December 2012 to be paid on 22 July 2013 to members registered in the Record of Depositors on 28 June 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To approve the payment of Directors’ fees of RM 871,998 for the financial year ended 31 December 2012 (2011: RM 807,500)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To re-elect the following person as Director of the Company pursuant to Article 99 of the Articles of Association of the Company: Tan Sri Lim Kok Thay

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To re-elect the following person as Director of the Company pursuant to Article 99 of the Articles of Association of the Company: Mr Teo Eng Siong

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To re-elect the following person as Director of the Company pursuant to Article 104 of the Articles of Association of the Company: Dato’ Koh Hong Sun

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To re-elect the following person as Director of the Company pursuant to Article 104 of the Articles of Association of the Company: Mr Lim Keong Hui

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

That Tun Mohammed Hanif bin Omar, retiring in accordance with Section 129 of the Companies Act, 1965, be and is hereby re-appointed as a Director of the Company to hold office until the conclusion of the next Annual General Meeting

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

That Tan Sri Alwi Jantan, retiring in accordance with Section 129 of the Companies Act, 1965, be and is hereby re-appointed as a Director of the Company to hold office until the conclusion of the next Annual General Meeting

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

That Tan Sri Clifford Francis Herbert, retiring in accordance with Section 129 of the Companies Act, 1965, be and is hereby re-appointed as a Director of the Company to hold office until the conclusion of the next Annual General Meeting

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To re-appoint PricewaterhouseCoopers as Auditors of the Company and to authorise the Directors to fix their Remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Proposed renewal of the authority for the Company to purchase its own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Proposed exemption under Paragraph 24.1, Practice Note 9 of the Malaysian Code on Take-Overs and Mergers, 2010 to Genting Berhad and persons acting in concert with it from the obligation to undertake a mandatory take-over offer on the remaining voting shares in the Company not already owned by them, upon the purchase by the Company of its own shares pursuant to the proposed renewal of share buyback authority

 

Management

 

For

 

For

 

 

17


 

13

 

Authority to Directors pursuant to Section 132D of the Companies Act, 1965

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Proposed renewal of shareholders’ mandate for recurrent related party transactions of a revenue or trading nature and proposed new shareholders’ mandate for additional recurrent related party transactions of a revenue or trading nature

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

S.1

 

Proposed amendments to the Articles of Association of the Company

 

Management

 

For

 

For

 

 

18


 

GOOGLE INC.

 

Security

38259P508

Meeting Type

Annual

 

 

 

 

Ticker Symbol

GOOG

Meeting Date

06-Jun-2013

 

 

 

 

ISIN

US38259P5089

Agenda

933801905 - Management

 

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      LARRY PAGE

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

2      SERGEY BRIN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

3      ERIC E. SCHMIDT

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

4      L. JOHN DOERR

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

5      DIANE B. GREENE

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

6      JOHN L. HENNESSY

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

7      ANN MATHER

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

8      PAUL S. OTELLINI

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

9      K. RAM SHRIRAM

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

10   SHIRLEY M. TILGHMAN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

A STOCKHOLDER PROPOSAL REGARDING A REPORT ON LEAD BATTERIES IN GOOGLE’S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.

 

A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

5.

 

A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

6.

 

A STOCKHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING.

 

Shareholder

 

For

 

Against

 

 

19


 

GROUPE BRUXELLES LAMBERT SA, BRUXELLES

 

Security

B4746J115

Meeting Type

Ordinary General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

23-Apr-2013

 

 

 

 

ISIN

BE0003797140

Agenda

704345710 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Management report of the Board of Directors and reports of the Statutory Auditor on the financial year 2012

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.1

 

Financial Statements for the year ended 31 December 2012: Presentation of the consolidated financial statements for the year ended 31 December 2012

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.2

 

Financial Statements for the year ended 31 December 2012: Approval of annual accounts for the year ended 31 December 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Discharge of the Directors : Proposal for the discharge to be granted to the Directors for duties performed during the year ended 31 December 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Discharge of the Statutory Auditor : Proposal for the discharge to be granted to the Statutory Auditor for duties performed during the year ended 31 December 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.1.1

 

Proposal to re-elect for a four-year term, in their capacity as Director, whose current term of office expires at the end of this General Shareholders’ Meeting: Victor Delloye

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.1.2

 

Proposal to re-elect for a four-year term, in their capacity as Director, whose current term of office expires at the end of this General Shareholders’ Meeting: Maurice Lippens

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.1.3

 

Proposal to re-elect for a four-year term, in their capacity as Director, whose current term of office expires at the end of this General Shareholders’ Meeting: Michel Plessis-Belair

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.1.4

 

Proposal to re-elect for a four-year term, in their capacity as Director, whose current term of office expires at the end of this General Shareholders’ Meeting: Amaury de Seze

 

Management

 

For

 

For

 

 

20


 

5.1.5

 

Proposal to re-elect for a four-year term, in their capacity as Director, whose current term of office expires at the end of this General Shareholders’ Meeting: Jean Stephenne

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.1.6

 

Proposal to re-elect for a four-year term, in their capacity as Director, whose current term of office expires at the end of this General Shareholders’ Meeting: Arnaud Vial

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.2.1

 

Proposal to appoint for a four-year term as Director: Christine Morin-Postel

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.2.2

 

Proposal to appoint for a four-year term as Director: Martine Verluyten

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.3.1

 

Proposal to establish in accordance with Article 526 of the Companies Code, the independence of the following Director, subject to their appointment as Director referred to in the above item. These persons meet the different criteria laid down in Article 526 of the Companies Code, included in the GBL Corporate Governance Charter: Christine Morin-Postel

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.3.2

 

Proposal to establish in accordance with Article 526 of the Companies Code, the independence of the following Director, subject to their appointment as Director referred to in the above item. These persons meet the different criteria laid down in Article 526 of the Companies Code, included in the GBL Corporate Governance Charter: Jean Stephenne

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.3.3

 

Proposal to establish in accordance with Article 526 of the Companies Code, the independence of the following Director, subject to their appointment as Director referred to in the above item. These persons meet the different criteria laid down in Article 526 of the Companies Code, included in the GBL Corporate Governance Charter: Martine Verluyten

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.4

 

Proposal to renew the mandate of the Statutory Auditor, Deloitte Reviseurs d’Entreprises SC s.f.d. SCRL, represented by Michel Denayer, for a term of three years and to set this company’s fees at EUR 75,000 a year, which amount is non indexable and exclusive of VAT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Proposal to approve the Board of Directors’ remuneration report for the year 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.1

 

Proposal to approve the new option plan on shares, referred to in the remuneration report in accordance with which the members of the Executive Management and the personnel may receive, as of 2013, options relating to existing shares of a subsidiary or sub-subsidiary of the company. These options may be exercised or transferred upon the expiration of a period of three years after their granting pursuant to Article 520 of the Companies Code

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.2

 

To the extent necessary, proposal to approve all clauses of the aforementioned plan and all agreements between the company and the holders of options, giving these holders the right to exercise or to transfer their options prior to the expiration of the aforementioned period of three years in case of a change of control in the company, pursuant to Articles 520 and 556 of the Companies Code

 

Management

 

For

 

For

 

 

21


 

7.3

 

Proposal to set the maximum value of the shares to be acquired by the subsidiary or sub- subsidiary in 2013 in the framework of the aforementioned plan at EUR 13.5 million

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.4

 

Report of the Board of Directors drawn up pursuant to Article 629 of the Companies Code with respect to the security referred to in the proposal of the following resolution

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.5

 

Pursuant to Article 629 of the Companies Code, to the extent necessary, proposal to approve the grant by GBL of a security to a bank with respect to the credit granted by that bank to the subsidiary or sub-subsidiary of GBL, permitting the latter to acquire shares in GBL in the framework of the aforementioned plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Miscellaneous

 

Management

 

For

 

Against

 

 

22


 

HEALTH NET, INC.

 

Security

42222G108

Meeting Type

Annual

 

 

 

 

Ticker Symbol

HNT

Meeting Date

23-May-2013

 

 

 

 

ISIN

US42222G1085

Agenda

933777267 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: MARY ANNE CITRINO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: VICKI B. ESCARRA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: GALE S. FITZGERALD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: PATRICK FOLEY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: JAY M. GELLERT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: ROGER F. GREAVES

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: DOUGLAS M. MANCINO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: BRUCE G. WILLISON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: FREDERICK C. YEAGER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS HEALTH NET’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF HEALTH NET’S NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

23


 

HENKEL AG & CO. KGAA, DUESSELDORF

 

Security

D32051142

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

15-Apr-2013

 

 

 

 

ISIN

DE0006048408

Agenda

704307330 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

 

 

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 25.03.2013, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 31.03.2013. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.

 

Presentation of the financial statements and annual report for the 2012 financial year with the report of the Supervisory Board, the group financial statements, the group annual report, and the reports pursuant to Sections 289(4), 289(5), 315(2) and 315(4) of the German Commercial Code, approval of the financial statements for 2012 financial year

 

Management

 

For

 

For

 

 

24


 

2.

 

Resolution on the appropriation of the distributable profit of EUR 593,788,240.84 as follows: Payment of a dividend of EUR 0.93 per ordinary share and EUR 0.95 per preferred share EUR 182,923,345.84 shall be carried forward Ex- dividend and payable date: April 16, 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

Ratification of the acts of the General Partner

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

Ratification of the acts of the Supervisory Board

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

Ratification of the acts of the Shareholders Committee

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

Appointment of auditors for the 2013 financial year: KPMG AG, Berlin

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

Election of Jean-Francois Van Boxmeer to the Supervisory Board

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

Amendment to Section 12(1) of the articles of association in respect of the Supervisory Board comprising 16 members of which 8 members are elected by the shareholders meeting and 8 members by the employees in accordance with the provisions of the German Co-Determination Act

 

Management

 

For

 

For

 

 

25


 

HEWLETT-PACKARD COMPANY

 

Security

428236103

Meeting Type

Annual

 

 

 

 

Ticker Symbol

HPQ

Meeting Date

20-Mar-2013

 

 

 

 

ISIN

US4282361033

Agenda

933731615 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: M.L. ANDREESSEN

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: S. BANERJI

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: R.L. GUPTA

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: J.H. HAMMERGREN

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: R.J. LANE

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: A.M. LIVERMORE

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: G.M. REINER

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: P.F. RUSSO

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: G.K. THOMPSON

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: M.C. WHITMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: R.V. WHITWORTH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE ON EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

AMEND HP’S AMENDED AND RESTATED BYLAWS TO PERMIT STOCKHOLDER PROXY ACCESS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

APPROVAL OF THE SECOND AMENDED AND RESTATED HEWLETT-PACKARD COMPANY 2004 STOCK INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

STOCKHOLDER PROPOSAL RELATING TO THE FORMATION OF A HUMAN RIGHTS COMMITTEE.

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

STOCKHOLDER PROPOSAL ENTITLED “2013 HEWLETT-PACKARD RESOLUTION ON HUMAN RIGHTS POLICY.”

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

STOCKHOLDER PROPOSAL ENTITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK.”

 

Shareholder

 

For

 

Against

 

 

26


 

INTEL CORPORATION

 

Security

458140100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

INTC

Meeting Date

16-May-2013

 

 

 

 

ISIN

US4581401001

Agenda

933758611 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: ANDY D. BRYANT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: SUSAN L. DECKER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: JOHN J. DONAHOE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: REED E. HUNDT

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: JAMES D. PLUMMER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: DAVID S. POTTRUCK

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: FRANK D. YEARY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: DAVID B. YOFFIE

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

STOCKHOLDER PROPOSAL TITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK”

 

Shareholder

 

Against

 

For

 

 

27


 

ITT CORPORATION

 

Security

450911201

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ITT

Meeting Date

07-May-2013

 

 

 

 

ISIN

US4509112011

Agenda

933758293 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: DENISE L. RAMOS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: FRANK T. MACINNIS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: ORLANDO D. ASHFORD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: PETER D’ALOIA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: DONALD DEFOSSET, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: CHRISTINA A. GOLD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: RICHARD P. LAVIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: DONALD J. STEBBINS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITT’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF THE MATERIAL TERMS OF THE ITT CORPORATION ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO APPROVE, IN A NON-BINDING VOTE, THE 2012 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

28


 

JOHNSON & JOHNSON

 

Security

478160104

Meeting Type

Annual

 

 

 

 

Ticker Symbol

JNJ

Meeting Date

25-Apr-2013

 

 

 

 

ISIN

US4781601046

Agenda

933745068 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: MARY SUE COLEMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JAMES G. CULLEN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: IAN E.L. DAVIS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: ALEX GORSKY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: SUSAN L. LINDQUIST

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: ANNE M. MULCAHY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: LEO F. MULLIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: CHARLES PRINCE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: A. EUGENE WASHINGTON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: RONALD A. WILLIAMS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

6.

 

SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN

 

Shareholder

 

For

 

Against

 

 

29


 

KAO CORPORATION

 

Security

J30642169

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

26-Mar-2013

 

 

 

 

ISIN

JP3205800000

Agenda

704289998 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Please reference meeting materials.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Approve Appropriation of Surplus

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.1

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.2

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.3

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.4

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.5

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.6

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.7

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.8

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.9

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.10

 

Appoint a Director

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

3.1

 

Appoint a Corporate Auditor

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

3.2

 

Appoint a Corporate Auditor

 

Management

 

Abstain

 

Against

 

 

30


 

LOWE’S COMPANIES, INC.

 

Security

548661107

Meeting Type

Annual

 

 

 

 

Ticker Symbol

LOW

Meeting Date

31-May-2013

 

 

 

 

ISIN

US5486611073

Agenda

933791546 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      RAUL ALVAREZ

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

2      DAVID W. BERNAUER

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

3      LEONARD L. BERRY

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

4      PETER C. BROWNING

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

5      RICHARD W. DREILING

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

6      DAWN E. HUDSON

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

7      ROBERT L. JOHNSON

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

8      MARSHALL O. LARSEN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

9      RICHARD K. LOCHRIDGE

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

10   ROBERT A. NIBLOCK

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

11   ERIC C. WISEMAN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION REQUIREMENTS.

 

Shareholder

 

Against

 

For

 

 

31


 

MICROSOFT CORPORATION

 

Security

594918104

Meeting Type

Annual

 

 

 

 

Ticker Symbol

MSFT

Meeting Date

28-Nov-2012

 

 

 

 

ISIN

US5949181045

Agenda

933691784 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

ELECTION OF DIRECTOR: STEVEN A. BALLMER

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.

 

ELECTION OF DIRECTOR: DINA DUBLON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ELECTION OF DIRECTOR: WILLIAM H. GATES III

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

ELECTION OF DIRECTOR: MARIA M. KLAWE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

ELECTION OF DIRECTOR: STEPHEN J. LUCZO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

ELECTION OF DIRECTOR: DAVID F. MARQUARDT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

ELECTION OF DIRECTOR: CHARLES H. NOSKI

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

ELECTION OF DIRECTOR: HELMUT PANKE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9.

 

ELECTION OF DIRECTOR: JOHN W. THOMPSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10.

 

ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11.

 

APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12.

 

RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13.

 

SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL)

 

Shareholder

 

For

 

Against

 

 

32


 

OCCIDENTAL PETROLEUM CORPORATION

 

Security

674599105

Meeting Type

Annual

 

 

 

 

Ticker Symbol

OXY

Meeting Date

03-May-2013

 

 

 

 

ISIN

US6745991058

Agenda

933771063 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: SPENCER ABRAHAM

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: HOWARD I. ATKINS

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: STEPHEN I. CHAZEN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: JOHN E. FEICK

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: MARGARET M. FORAN

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: RAY R. IRANI

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: AVEDICK B. POLADIAN

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: AZIZ D. SYRIANI

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT

 

Shareholder

 

Against

 

For

 

 

33


 

OMNICARE, INC.

 

Security

681904108

Meeting Type

Annual

 

 

 

 

Ticker Symbol

OCR

Meeting Date

22-May-2013

 

 

 

 

ISIN

US6819041087

Agenda

933799489 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: JAMES D. SHELTON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: STEVEN J. HEYER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: JOHN L. WORKMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: AMY WALLMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: ANDREA R. LINDELL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: BARRY SCHOCHET

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: MARK A. EMMERT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: SAM R. LENO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: JOHN L. BERNBACH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

Management

 

For

 

For

 

 

34


 

ORACLE CORPORATION

 

Security

68389X105

Meeting Type

Annual

 

 

 

 

Ticker Symbol

ORCL

Meeting Date

07-Nov-2012

 

 

 

 

ISIN

US68389X1054

Agenda

933690302 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

DIRECTOR

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      JEFFREY S. BERG

 

 

 

Withheld

 

Against

 

 

 

 

 

 

 

 

 

 

 

 

 

2      H. RAYMOND BINGHAM

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

3      MICHAEL J. BOSKIN

 

 

 

Withheld

 

Against

 

 

 

 

 

 

 

 

 

 

 

 

 

4      SAFRA A. CATZ

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

5      BRUCE R. CHIZEN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

6      GEORGE H. CONRADES

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

7      LAWRENCE J. ELLISON

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

8      HECTOR GARCIA-MOLINA

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

9      JEFFREY O. HENLEY

 

 

 

Withheld

 

Against

 

 

 

 

 

 

 

 

 

 

 

 

 

10   MARK V. HURD

 

 

 

Withheld

 

Against

 

 

 

 

 

 

 

 

 

 

 

 

 

11   DONALD L. LUCAS

 

 

 

Withheld

 

Against

 

 

 

 

 

 

 

 

 

 

 

 

 

12   NAOMI O. SELIGMAN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

3

 

APPROVAL OF INCREASE IN SHARES UNDER THE DIRECTORS’ STOCK PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

6

 

STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

7

 

STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY.

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

8

 

STOCKHOLDER PROPOSAL REGARDING EQUITY ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE.

 

Shareholder

 

For

 

Against

 

 

35


 

ORKLA ASA, OSLO

 

Security

R67787102

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

18-Apr-2013

 

 

 

 

ISIN

NO0003733800

Agenda

704374800 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Approval of the financial statements for 2012, including distribution of a dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.2

 

Advisory approval of the Board of Directors’ statement of guidelines for the pay and other remuneration of the executive management in the coming financial year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.3

 

Approval of guidelines for share-related incentive arrangements in the coming financial year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4142

 

Amendments to the Articles of Association and the Instructions for the Nomination Committee

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.3

 

Amendment of Article 8, second paragraph, of the Articles of Association

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5(ii)

 

Authorisation to acquire treasury shares, to be utilised to fulfill existing employee incentive arrangements, and incentive arrangements adopted by the General Meeting in accordance with item 2.3 of the agenda

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5(iii)

 

Authorisation to acquire treasury shares, to be utilised to acquire shares for cancellation

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Minimum notice of an Extraordinary General Meeting

 

Management

 

For

 

For

 

 

36


 

7(i)

 

Election of members to the Corporate Assembly : Johan H. Andresen, Idar Kreutzer, Rune Bjerke, Nils-Henrik Pettersson, Gunn Waersted, Lars Windfeldt, Olaug Svarva, Marianne Blystad, Nils Selte, Terje Venold, Ann Kristin Brautaset, Odd Gleditsch d.y., Gunnar Rydning. The Nomination Committee further recommends that deputy member Scilla Treschow Hokholt be elected as new member of the Corporate Assembly

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7(ii)

 

Election of deputy members to the Corporate Assembly : Kjetil Houg, Camilla Hagen Sorli, Benedikte Bjorn, Kirsten Ideboen, Mimi K. Berdal

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Election of member to the Nomination Committee : Nils-Henrik Pettersson

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

Approval of the Auditor’s remuneration

 

Management

 

For

 

For

 

 

37


 

OWENS-ILLINOIS, INC.

 

 

 

 

Security

690768403

Meeting Type

Annual

 

 

 

 

Ticker Symbol

OI

Meeting Date

17-May-2013

 

 

 

 

ISIN

US6907684038

Agenda

933767103 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

DIRECTOR

 

Management

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1      JAY L. GELDMACHER

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

2      ALBERT P.L. STROUCKEN

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

3      DENNIS K. WILLIAMS

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

4      THOMAS L. YOUNG

 

 

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE, BY ADVISORY VOTE, THE COMPANY’S NAMED EXECUTIVE OFFICER COMPENSATION.

 

Management

 

For

 

For

 

 

38


 

PETSMART, INC.

 

Security

716768106

Meeting Type

Annual

 

 

 

 

Ticker Symbol

PETM

Meeting Date

14-Jun-2013

 

 

 

 

ISIN

US7167681060

Agenda

933813962 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: ANGEL CABRERA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: RITA V. FOLEY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: RAKESH GANGWAL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: JOSEPH S. HARDIN, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: GREGORY P. JOSEFOWICZ

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: RICHARD K. LOCHRIDGE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: ROBERT F. MORAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: BARBARA MUNDER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: THOMAS G. STEMBERG

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2013 FISCAL YEAR ENDING FEBRUARY 2, 2014.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE OUR AMENDED AND RESTATED EXECUTIVE SHORT-TERM INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

39


 

RENAULT SA, BOULOGNE BILLANCOURT

 

Security

F77098105

Meeting Type

MIX

 

 

 

 

Ticker Symbol

 

Meeting Date

30-Apr-2013

 

 

 

 

ISIN

FR0000131906

Agenda

704337698 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 163471 DUE TO CHANGE IN TEXT OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/-0225/201302251300461.pdf .PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journal-officiel.gouv.fr/pdf/2013/0327/2013032713009-76.pdf. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

O.1

 

Approval of the consolidated financial statements for the financial year ended December 31, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.2

 

Approval of the corporate financial statements for the financial year ended December 31, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.3

 

Allocation of income

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.4

 

Approval of the Agreement pursuant to Article L.225-38 of the Commercial Code entered into by the company Nissan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.5

 

Special report of the Statutory Auditors on the on the elements used to determine the remuneration of profit participation certificates

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.6

 

Renewal of term of Mrs. Dominique De La Garanderie as Board member

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.7

 

Renewal of term of Mr. Alain Belda as Board member

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.8

 

Appointment of Mrs. Yuriko Koike as Board member, in substitution for Mr. Takeshi Isayama

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.9

 

Renewal of term of Mr. Benoit Ostertag as Board member representing employee shareholders

 

Management

 

For

 

For

 

 

40


 

O.10

 

Acknowledgement of the appointment of Mr. David Azema as new Board member representing the State

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.11

 

Acknowledgement of the appointment of Mr. Pascal Faure as new Board member representing the State

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.12

 

Appoint Auditex as Alternate Auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.13

 

Authorization to the Board of Directors to allow the Company to trade in its own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.14

 

Authorization to cancel repurchased shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.15

 

Authorization granted to the Board of Directors to carry out free allocations of shares to employees and eligible corporate officers of the Company and affiliated companies

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.16

 

Delegation of authority to the Board of Directors to carry out a capital increase reserved for employees

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.17

 

Powers to carry out all legal formalities

 

Management

 

For

 

For

 

 

41


 

ROWAN COMPANIES PLC

 

 

 

 

Security

G7665A101

Meeting Type

Annual

 

 

 

 

Ticker Symbol

RDC

Meeting Date

25-Jul-2012

 

 

 

 

ISIN

GB00B6SLMV12

Agenda

933659534 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1.

 

TO RE-ELECT THOMAS R. HIX AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2015.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO RE-ELECT SUZANNE P. NIMOCKS AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2015.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO RE-ELECT P. DEXTER PEACOCK AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2015.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

AN ORDINARY RESOLUTION TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE UK LLP AS OUR U.K. STATUTORY AUDITORS UNDER THE COMPANIES ACT 2006(TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY).

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

AN ORDINARY RESOLUTION TO RATIFY THAT THE AUDIT COMMITTEE IS AUTHORIZED TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

42


 

ROWAN COMPANIES PLC

 

 

 

 

Security

G7665A101

Meeting Type

Annual

 

 

 

 

Ticker Symbol

RDC

Meeting Date

26-Apr-2013

 

 

 

 

ISIN

GB00B6SLMV12

Agenda

933746565 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

O1

 

AN ORDINARY RESOLUTION TO ELECT WILLIAM T. FOX III AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL MEETING IN 2014.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O2

 

AN ORDINARY RESOLUTION TO ELECT SIR GRAHAM HEARNE AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL MEETING IN 2014.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O3

 

AN ORDINARY RESOLUTION TO ELECT H.E. LENTZ AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT THE ANNUAL MEETING IN 2014.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O4

 

AN ORDINARY RESOLUTION TO RATIFY THE AUDIT COMMITTEE’S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O5

 

AN ORDINARY RESOLUTION TO REAPPOINT DELOITTE LLP AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O6

 

AN ORDINARY RESOLUTION TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS’ REMUNERATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O7

 

AN ORDINARY RESOLUTION TO APPROVE OUR 2013 ROWAN COMPANIES PLC INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O8

 

AN ORDINARY RESOLUTION OF A NON- BINDING ADVISORY NATURE TO APPROVE ROWAN COMPANIES PLC’S U.K. STATUTORY DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2012.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

A NON-BINDING ADVISORY VOTE TO APPROVE ROWAN COMPANIES PLC’S EXECUTIVE COMPENSATION AS REPORTED IN THIS PROXY STATEMENT.

 

Management

 

For

 

For

 

 

43


 

TE CONNECTIVITY LTD

 

 

 

 

Security

H84989104

Meeting Type

Annual

 

 

 

 

Ticker Symbol

TEL

Meeting Date

06-Mar-2013

 

 

 

 

ISIN

CH0102993182

Agenda

933727868 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: PIERRE R. BRONDEAU

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JUERGEN W. GROMER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: WILLIAM A. JEFFREY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: THOMAS J. LYNCH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: YONG NAM

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: DANIEL J. PHELAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: FREDERIC M. POSES

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: LAWRENCE S. SMITH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: PAULA A. SNEED

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: DAVID P. STEINER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: JOHN C. VAN SCOTER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.1

 

TO APPROVE THE 2012 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.2

 

TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.3

 

TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 28, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.1

 

TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.2

 

TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.3

 

TO ELECT PRICEWATERHOUSECOOPERS, AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY’S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY

 

Management

 

For

 

For

 

 

44


 

5.

 

AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.

 

TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$1.00 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$0.25 STARTING WITH THE THIRD FISCAL QUARTER OF 2013 AND ENDING IN THE SECOND FISCAL QUARTER OF 2014 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7.

 

TO APPROVE THE RENEWAL OF AUTHORIZED CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8.

 

TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY’S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9.

 

TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING

 

Management

 

For

 

For

 

 

45


 

TESCO PLC, CHESHUNT

 

 

 

 

 

 

Security

G87621101

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

28-Jun-2013

 

 

 

 

ISIN

GB0008847096

Agenda

704532767 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To receive the Report and Accounts for the year ended 23 February 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To approve the Directors Remuneration Report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To declare a final dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To elect Olivia Garfield as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To re-elect Sir Richard Broadbent as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To re-elect Philip Clarke as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

To re-elect Gareth Bullock as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

To re-elect Patrick Cescau as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

To re-elect Stuart Chambers as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To re-elect Ken Hanna as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

To re-elect Laurie McIlwee as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

To re-elect Deanna Oppenheimer as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

To re-elect Jacqueline Tammenoms Bakker as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

To re-appoint the auditors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

To set the auditors remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

To authorise the directors to allot shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

To disapply pre-emption rights

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

To authorise the Company to purchase its own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

19

 

To authorise political donations by the Company and its subsidiaries

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

20

 

To authorise short notice general meetings

 

Management

 

For

 

For

 

 

46


 

THE BANK OF NEW YORK MELLON CORPORATION

 

 

 

 

 

 

Security

064058100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

BK

Meeting Date

09-Apr-2013

 

 

 

 

ISIN

US0640581007

Agenda

933746262 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: RUTH E. BRUCH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: GERALD L. HASSELL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: EDMUND F. KELLY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: RICHARD J. KOGAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: JOHN A. LUKE, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: MARK A. NORDENBERG

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: CATHERINE A. REIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: SAMUEL C. SCOTT III

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: WESLEY W. VON SCHACK

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2013.

 

Management

 

For

 

For

 

 

47


 

THE INTERPUBLIC GROUP OF COMPANIES, INC.

 

 

 

 

 

 

Security

460690100

Meeting Type

Annual

 

 

 

 

Ticker Symbol

IPG

Meeting Date

23-May-2013

 

 

 

 

ISIN

US4606901001

Agenda

933787232 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A

 

ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B

 

ELECTION OF DIRECTOR: JILL M. CONSIDINE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C

 

ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D

 

ELECTION OF DIRECTOR: MARY J. STEELE- GUILFOILE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E

 

ELECTION OF DIRECTOR: H. JOHN GREENIAUS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F

 

ELECTION OF DIRECTOR: DAWN HUDSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G

 

ELECTION OF DIRECTOR: WILLIAM T. KERR

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H

 

ELECTION OF DIRECTOR: MICHAEL I. ROTH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I

 

ELECTION OF DIRECTOR: DAVID M. THOMAS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

CONFIRM THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

SHAREHOLDER PROPOSAL ENTITLED “ANNUAL DISCLOSURE OF EEO-1 DATA”

 

Shareholder

 

Against

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

SHAREHOLDER PROPOSAL ENTITLED “LIMIT ACCELERATED EXECUTIVE PAY”

 

Shareholder

 

Against

 

For

 

 

48


 

THE TRAVELERS COMPANIES, INC.

 

 

 

 

 

 

Security

89417E109

Meeting Type

Annual

 

 

 

 

Ticker Symbol

TRV

Meeting Date

22-May-2013

 

 

 

 

ISIN

US89417E1091

Agenda

933777887 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: ALAN L. BELLER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JOHN H. DASBURG

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: JANET M. DOLAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: JAY S. FISHMAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: PATRICIA L. HIGGINS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: THOMAS R. HODGSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: WILLIAM J. KANE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: DONALD J. SHEPARD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: LAURIE J. THOMSEN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

AMENDMENT TO ARTICLES OF INCORPORATION TO PROVIDE ADDITIONAL AUTHORITY TO ISSUE PREFERRED STOCK.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS.

 

Shareholder

 

Against

 

For

 

 

49


 

THERMO FISHER SCIENTIFIC INC.

 

 

 

 

 

 

Security

883556102

Meeting Type

Annual

 

 

 

 

Ticker Symbol

TMO

Meeting Date

22-May-2013

 

 

 

 

ISIN

US8835561023

Agenda

933783056 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: C. MARTIN HARRIS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JUDY C. LEWENT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: JIM P. MANZI

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: LARS R. SORENSEN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: ELAINE S. ULLIAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: MARC N. CASPER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: NELSON J. CHAI

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: TYLER JACKS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 STOCK INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

APPROVAL AND ADOPTION OF THE THERMO FISHER SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR 2013.

 

Management

 

For

 

For

 

 

50


 

UNILEVER NV, ROTTERDAM

 

 

 

 

 

 

Security

N8981F271

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

24-Oct-2012

 

 

 

 

ISIN

NL0000009355

Agenda

704055436 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE. THANK YOU

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Open Meeting

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

 

Receive Report of Management Board

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

 

Receive Information on Board Composition

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

 

Allow Questions

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

 

Close Meeting

 

Non-Voting

 

 

 

 

 

 

51


 

UNILEVER NV, ROTTERDAM

 

 

 

 

 

 

Security

N8981F271

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

15-May-2013

 

 

 

 

ISIN

NL0000009355

Agenda

704379064 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

Receive Report of Management Board

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

 

Approve Financial Statements and Allocation of Income

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Approve Discharge of Executive Board Members

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Approve Discharge of Non Executive Board Members

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

Re-elect P.G.J.M. Polman as CEO to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Re-elect R.J.M.S. Huet as CFO to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

Re-elect L.O. Fresco to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Re-elect A.M. Fudge to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

Re-elect C.E. Golden to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

Re-elect B.E. Grote to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Re-elect H. Nyasulu to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Re-elect M. Rifkind to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Re-elect K.J. Storm to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Re-elect M. Treschow to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Re-elect P.S. Walsh to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Elect L. M. Cha to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

Elect M. Ma to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

Elect J. Rishton to Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

19

 

Ratify PricewaterhouseCoopers Accountants NV as Auditors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

20

 

Grant Board authority to issue shares up to 10 percent of Issued Capital Plus additional 10 percent in case of takeover/merger and restricting/excluding preemptive rights

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

21

 

Authorize Repurchase of up to 10 Percent of Issued Share Capital

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

22

 

Approve authorization to cancel Ordinary Shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

23

 

Allow Questions and Close Meeting

 

Non-Voting

 

 

 

 

 

 

52


 

VODAFONE GROUP PLC

 

 

 

 

 

 

Security

92857W209

Meeting Type

Annual

 

 

 

 

Ticker Symbol

VOD

Meeting Date

24-Jul-2012

 

 

 

 

ISIN

US92857W2098

Agenda

933661123 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

TO RECEIVE THE COMPANY’S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2012

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

2

 

TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

3

 

TO RE-ELECT VITTORIO COLAO AS A DIRECTOR

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

4

 

TO RE-ELECT ANDY HALFORD AS A DIRECTOR

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

5

 

TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

6

 

TO RE-ELECT RENEE JAMES AS A DIRECTOR

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

7

 

TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

8

 

TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

9

 

TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

10

 

TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

11

 

TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

12

 

TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

13

 

TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

14

 

TO APPROVE A FINAL DIVIDEND OF 6.47 PENCE PER ORDINARY SHARE

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

15

 

TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2012

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

16

 

TO RE-APPOINT DELOITTE LLP AS AUDITOR

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

17

 

TO AUTHORISE THE AUDIT & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

18

 

TO AUTHORISE THE DIRECTORS TO ALLOT SHARES

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

S19

 

TO AUTHORISE THE DIRECTORS TO DIS-APPLY PRE-EMPTION RIGHTS

 

Management

 

For

 

 

 

 

53


 

S20

 

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006)

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

21

 

TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE

 

Management

 

For

 

 

 

 

 

 

 

 

 

 

 

 

 

S22

 

TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE

 

Management

 

For

 

 

 

 

54


 

WAL-MART STORES, INC.

 

 

 

 

 

 

Security

931142103

Meeting Type

Annual

 

 

 

 

Ticker Symbol

WMT

Meeting Date

07-Jun-2013

 

 

 

 

ISIN

US9311421039

Agenda

933799364 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: AIDA M. ALVAREZ

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: ROGER C. CORBETT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: DOUGLAS N. DAFT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: MICHAEL T. DUKE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: TIMOTHY P. FLYNN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: MARISSA A. MAYER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: GREGORY B. PENNER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: STEVEN S REINEMUND

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: H. LEE SCOTT, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: JIM C. WALTON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: S. ROBSON WALTON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1M.

 

ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1N.

 

ELECTION OF DIRECTOR: LINDA S. WOLF

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

APPROVAL OF THE WAL-MART STORES, INC. MANAGEMENT INCENTIVE PLAN, AS AMENDED

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

SPECIAL SHAREOWNER MEETING RIGHT

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

6.

 

EQUITY RETENTION REQUIREMENT

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

7.

 

INDEPENDENT CHAIRMAN

 

Shareholder

 

For

 

Against

 

 

 

 

 

 

 

 

 

 

 

8.

 

REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY

 

Shareholder

 

For

 

Against

 

 

55


 

WALGREEN CO.

 

 

 

 

 

 

 

Security

931422109

Meeting Type

Annual

 

 

 

 

Ticker Symbol

WAG

Meeting Date

09-Jan-2013

 

 

 

 

ISIN

US9314221097

Agenda

933713465 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: JANICE M. BABIAK

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: DAVID J. BRAILER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: STEVEN A. DAVIS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: WILLIAM C. FOOTE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: MARK P. FRISSORA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: GINGER L. GRAHAM

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: ALAN G. MCNALLY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: DOMINIC P. MURPHY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: STEFANO PESSINA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: NANCY M. SCHLICHTING

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: ALEJANDRO SILVA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: JAMES A. SKINNER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1M.

 

ELECTION OF DIRECTOR: GREGORY D. WASSON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL OF THE WALGREEN CO. 2013 OMNIBUS INCENTIVE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

SHAREHOLDER PROPOSAL ON A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL.

 

Shareholder

 

Against

 

For

 

 

56


 

WELLPOINT, INC.

 

 

 

 

 

 

 

Security

94973V107

Meeting Type

Annual

 

 

 

 

Ticker Symbol

WLP

Meeting Date

15-May-2013

 

 

 

 

ISIN

US94973V1070

Agenda

933767038 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A

 

ELECTION OF DIRECTOR: SHEILA P. BURKE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B

 

ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C

 

ELECTION OF DIRECTOR: JOSEPH R. SWEDISH

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO REQUIRE SEMI-ANNUAL REPORTING ON POLITICAL CONTRIBUTIONS AND EXPENDITURES.

 

Shareholder

 

Against

 

For

 

 

57


 

WESTERN DIGITAL CORPORATION

 

 

 

 

 

 

Security

958102105

Meeting Type

Annual

 

 

 

 

Ticker Symbol

WDC

Meeting Date

08-Nov-2012

 

 

 

 

ISIN

US9581021055

Agenda

933690314 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: KATHLEEN A. COTE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: JOHN F. COYNE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: HENRY T. DENERO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: WILLIAM L. KIMSEY

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: MICHAEL D. LAMBERT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: LEN J. LAUER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: ROGER H. MOORE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: KENSUKE OKA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: THOMAS E. PARDUN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1K.

 

ELECTION OF DIRECTOR: ARIF SHAKEEL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1L.

 

ELECTION OF DIRECTOR: MASAHIRO YAMAMURA

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2004 PERFORMANCE INCENTIVE PLAN THAT WOULD, AMONG OTHER THINGS, INCREASE BY 11,500,000 THE NUMBER OF SHARES OF OUR COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR 2005 EMPLOYEE STOCK PURCHASE PLAN THAT WOULD, AMONG OTHER THINGS, INCREASE BY 8,000,000 THE NUMBER OF SHARES OF OUR COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 28, 2013.

 

Management

 

For

 

For

 

 

58


 

WPP PLC

 

 

 

 

 

 

 

Security

G9788D103

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

12-Jun-2013

 

 

 

 

ISIN

JE00B8KF9B49

Agenda

704511775 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

Ordinary Resolution to receive and approve the audited accounts

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Ordinary Resolution to declare a final dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Ordinary Resolution to approve the remuneration report of the directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Ordinary Resolution to approve the sustainability report of the directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

Ordinary Resolution to re-elect Colin Day as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Ordinary Resolution to re-elect Esther Dyson as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

Ordinary Resolution to re-elect Orit Gadiesh as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Ordinary Resolution to re-elect Philip Lader as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

Ordinary Resolution to re-elect Ruigang Li as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

Ordinary Resolution to re-elect Mark Read as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Ordinary Resolution to re-elect Paul Richardson as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Ordinary Resolution to re-elect Jeffrey Rosen as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Ordinary Resolution to re-elect Timothy Shriver as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Ordinary Resolution to re-elect Sir Martin Sorrell as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Ordinary Resolution to re-elect Solomon Trujillo as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Ordinary Resolution to elect Roger Agnelli as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

Ordinary Resolution to elect Dr Jacques Aigrain as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

Ordinary Resolution to elect Hugo Shong as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

19

 

Ordinary Resolution to elect Sally Susman as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

20

 

Ordinary Resolution to re-appoint the auditors and authorise the directors to determine their remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

21

 

Ordinary Resolution to authorise the directors to allot relevant securities

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

22

 

Ordinary Resolution to approve the Executive Performance Share plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

23

 

Special Resolution to authorise the Company to purchase its own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

24

 

Special Resolution to authorise the disapplication of pre-emption rights

 

Management

 

For

 

For

 

 

59


 

WPP PLC, ST HELIER

 

 

 

 

 

 

 

Security

G9787K108

Meeting Type

Court Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

11-Dec-2012

 

 

 

 

ISIN

JE00B3DMTY01

Agenda

704166683 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

For the purpose of considering and, if thought fit, approving (with or without modification) the proposed scheme of arrangement referred to in the Notice convening the Court Meeting (the Scheme)

 

Management

 

For

 

For

 

 

60


 

WPP PLC, ST HELIER

 

 

 

 

 

 

 

Security

G9787K108

Meeting Type

Ordinary General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

11-Dec-2012

 

 

 

 

ISIN

JE00B3DMTY01

Agenda

704166695 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To approve the Scheme of Arrangement dated 13 November 2012 and related matters

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To approve the New WPP Reduction of Capital

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To change the name of the Company

 

Management

 

For

 

For

 

 

61


 

XEROX CORPORATION

 

 

 

 

 

 

Security

984121103

Meeting Type

Annual

 

 

 

 

Ticker Symbol

XRX

Meeting Date

21-May-2013

 

 

 

 

ISIN

US9841211033

Agenda

933779487 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1A.

 

ELECTION OF DIRECTOR: GLENN A. BRITT

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1B.

 

ELECTION OF DIRECTOR: URSULA M. BURNS

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1C.

 

ELECTION OF DIRECTOR: RICHARD J. HARRINGTON

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1D.

 

ELECTION OF DIRECTOR: WILLIAM CURT HUNTER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1E.

 

ELECTION OF DIRECTOR: ROBERT J. KEEGAN

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1F.

 

ELECTION OF DIRECTOR: ROBERT A. MCDONALD

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1G.

 

ELECTION OF DIRECTOR: CHARLES PRINCE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1H.

 

ELECTION OF DIRECTOR: ANN N. REESE

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1I.

 

ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

1J.

 

ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2.

 

RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

APPROVAL, ON AN ADVISORY BASIS, OF THE 2012 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

APPROVAL OF THE 2013 AMENDMENT AND RESTATEMENT OF THE COMPANY’S 2004 EQUITY COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS.

 

Management

 

For

 

For

 

 

62


 

FPA International Value Fund

 

Investment Company Report

 

ADECCO SA, CHESEREX

 

Security

H00392318

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

18-Apr-2013

 

 

 

 

ISIN

CH0012138605

Agenda

704355963 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-168803 INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRA-TION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET, SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.1

 

Approval of the Annual Report 2012

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

1.2

 

Advisory Vote on the Remuneration Report 2012

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.1

 

Appropriation of Available Earnings 2012

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

2.2

 

Allocation of the Reserve from Capital Contributions to Free Reserves and Distribution of Dividend

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

3

 

Granting of Discharge to the Members of the Board of Directors

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.1

 

Re-elect Mr Rolf Dorig as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.2

 

Re-elect Mr Dominique-Jean Chertier as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.3

 

Re-elect Mr Alexander Gut as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.4

 

Re-elect Mr Andreas Jacobs as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.5

 

Re-elect Mr Didier Lamouche as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

1


 

4.6

 

Re-elect Mr Thomas O’Neill as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.7

 

Re-elect Mr David Prince as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

4.8

 

Re-elect Ms Wanda Rapaczynski as member of the Board of Directors for a new tenure of one year ending at the next Annual General Shareholders’ Meeting

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

5

 

The Board of Directors proposes to re-elect Ernst & Young Ltd, Zurich, as Auditors for the business year 2013

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

6

 

Additional and/or counter proposals

 

Management

 

Abstain

 

For

 

 

2


 

AGGREKO PLC, GLASGOW

 

 

 

 

 

 

Security

G0116S169

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

25-Apr-2013

 

 

 

 

ISIN

GB00B4WQ2Z29

Agenda

704341091 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

Receipt of Reports and adoption of Accounts

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Approval of Remuneration Report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Declaration of Dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Election of Mr D Das

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

Election of Mr A Satrazemis

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Election of Mr D J B Taylor-Smith

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

Election of Ms D L P Layfield

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Election of Ms R A K McDonald

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

Re-election of Mr K G Hanna

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

Re-election of Mr A G Cockburn

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Re-election of Mr R C Soames

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Re-election of Mr D C M Hamill

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Re-election of Mr R J King

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Re-election of Mr R J MacLeod

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Re-appointment of auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Authorise Audit Committee to determine remuneration of auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

Authority to allot shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

Disapplication of pre-emption rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

19

 

Purchase of own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

20

 

General meetings on 14 clear days’ notice

 

Management

 

For

 

For

 

 

3

 


 

ASSA ABLOY AB, STOCKHOLM

 

 

 

 

 

 

Security

W0817X105

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

25-Apr-2013

 

 

 

 

ISIN

SE0000255648

Agenda

704338145 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VOTE OPTION. THANK YOU

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Opening of the Meeting

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

 

Election of Chairman of the Meeting : Lars Renstrom

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

3

 

Preparation and approval of the voting list

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

4

 

Approval of the agenda

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

5

 

Election of two persons to approve the minutes

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

6

 

Determination of whether the Meeting has been duly convened

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

7

 

Report by the President and CEO, Mr. Johan Molin

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8.a

 

Presentation of: the Annual Report and the Audit Report as well as the-Consolidated Accounts and the Audit Report for the Group

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8.b

 

Presentation of: the Group Auditor’s Report regarding whether there has been-compliance with the remuneration guidelines adopted on the 2012 Annual-General Meeting

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8.c

 

Presentation of: the Board of Directors proposal regarding distribution of-earnings and motivated statement

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9.a

 

Adoption of the Statement of Income and the Balance Sheet as well as the Consolidated Statement of Income and the Consolidated Balance Sheet

 

Management

 

For

 

For

 

 

4


 

9.b

 

Dispositions of the company’s profit according to the adopted Balance Sheet: The Board of Directors proposes a dividend of SEK 5.10 per share. As record date for the dividend, the Board of Directors proposes Tuesday 30 April 2013. Subject to resolution by the Annual General Meeting in accordance with the proposal, the dividend is expected to be distributed by Euroclear Sweden AB on Monday 6 May 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9.c

 

Discharge from liability of the members of the Board of Directors and the CEO

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

10

 

Determination of the number of members of the Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Determination of fees to the Board of Directors and Auditors

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

12

 

Re-election of Lars Renstrom, Carl Douglas, Birgitta Klasen, Eva Lindqvist, Johan Molin, Sven-Christer Nilsson, Jan Svensson and Ulrik Svensson as members of the Board of Directors. Re-election of Lars Renstrom as Chairman of the Board of Directors and Carl Douglas as Vice Chairman of the Board of Directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Election of members of the Nomination Committee and determination of the assignment of the Nomination Committee: The Nomination Committee shall consist of five members, who, up to and including the Annual General Meeting 2014, shall be Gustaf Douglas (Investment AB Latour), Mikael Ekdahl (Melker Schorling AB), Liselott Ledin (Alecta), Marianne Nilsson (Swedbank Robur fonder) and Johan Strandberg (SEB fonder/SEB Trygg Liv). Gustaf Douglas shall be appointed Chairman of the Nomination Committee

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Resolution regarding guidelines for remuneration to senior management

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

15

 

Resolution regarding authorisation to repurchase and transfer Series B shares in the company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Resolution regarding long term incentive programme

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

17

 

Closing of the Meeting

 

Non-Voting

 

 

 

 

 

 

5


 

ATEA ASA

 

 

 

 

 

 

 

Security

R0728G106

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

30-Apr-2013

 

 

 

 

ISIN

NO0004822503

Agenda

704402279 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Election of chairperson for the meeting

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Election of an individual to sign the minutes jointly with the chairperson

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Approval of the notice of the meeting and agenda

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Report from the CEO

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

Approval of the financial statements and annual report for 2012 for the parent company and the Group, including year-end allocations

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Resolution regarding distribution of dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

Reduction of the share premium account by transfer to other (free) equity

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Approval of the auditor’s fees

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9.1

 

Adoption of the remuneration to be paid to board members: Chairman of the Board

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9.2

 

Adoption of the remuneration to be paid to board members: Members elected by the shareholder

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9.3

 

Adoption of the remuneration to be paid to board members: Members elected by the employees

 

Management

 

For

 

For

 

 

6


 

10.1

 

Election of members to the Nominating Committee and approval of the member’s Remuneration: Karl Martin Stang

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10.2

 

Election of members to the Nominating Committee and approval of the member’s Remuneration: Carl Espen Wollebekk

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10.3

 

Election of members to the Nominating Committee and approval of the member’s Remuneration: Remuneration according to accrued time

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11.1

 

By election to the Board of Director’s: Lisbeth Kvan, board member

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12.1

 

The Board of Director’s declaration and guidelines in accordance with Section 6-16a of the Norwegian Public Limited Liability Companies Act: Guidelines for salaries and other remuneration (consultative)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12.2

 

The Board of Director’s declaration and guidelines in accordance with Section 6-16a of the Norwegian Public Limited Liability Companies Act: Guidelines for allotment of shares/options

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

The Board of Director’s statement of business control pursuant to the Accounting Act’s Section 3-3b

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Power of attorney to the Board of Directors to increase the share capital in connection with the fulfillment of the company’s share option programme

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Power of attorney to the Board of Directors to increase the share capital pursuant to Section 10-14 of the Public Limited Liability Companies Act

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Power of attorney to the Board of Directors to buy back shares in Atea pursuant to Section 9-4 of the Norwegian Public Limited Liability Companies Act

 

Management

 

For

 

For

 

 

7


 

BBA AVIATION PLC, LONDON

 

 

 

 

 

Security

G08932165

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

10-May-2013

 

 

 

 

ISIN

GB00B1FP8915

Agenda

704346471 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To receive and adopt the 2012 Report and Accounts

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To re-elect Michael Harper as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To re-elect Mark Hoad as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To re-elect Susan Kilsby as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To re-elect Nick Land as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To re-elect Simon Pryce as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

To re-elect Peter Ratcliffe as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

To re-elect Hansel Tookes as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

To re-appoint Deloitte LLP as auditors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To authorise the directors to fix the auditors’ remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

To declare a final dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

To grant the directors authority to allot relevant securities

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

To approve the disapplication of pre-emption rights

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

To authorise the Company to make market purchases of ordinary shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

To approve the Directors’ Remuneration Report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

To approve notice period for certain general meetings

 

Management

 

For

 

For

 

 

8

 

 


 

BRAMBLES LTD, SYDNEY NSW

 

 

 

 

 

 

Security

Q6634U106

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

11-Oct-2012

 

 

 

 

ISIN

AU000000BXB1

Agenda

704044255 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND 10 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (2 AND 10), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2

 

Remuneration Report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To elect Mr. Douglas Gordon Duncan to the Board of Brambles

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To elect Mr. David Peter Gosnell to the Board of Brambles

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To elect Ms. Tahira Hassan to the Board of Brambles

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To re-elect Mr. Graham John Kraehe AO to the Board of Brambles

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

To re-elect Mr. Stephen Paul Johns to the Board of Brambles

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

To re-elect Ms. Sarah Carolyn Hailes Kay to the Board of Brambles

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

To re-elect Mr. Brian Martin Schwartz AM to the Board of Brambles

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To increase the Non-executive Directors’ fee pool

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU

 

Non-Voting

 

 

 

 

 

 

9


 

BRITVIC PLC, CHELMSFORD

 

 

 

 

 

 

Security

G17387104

Meeting Type

Court Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

08-Jan-2013

 

 

 

 

ISIN

GB00B0N8QD54

Agenda

704196155 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

To approve the scheme of arrangement dated 3 December 2012

 

Management

 

Abstain

 

Against

 

 

10


 

BRITVIC PLC, CHELMSFORD

 

 

 

 

 

 

Security

G17387104

Meeting Type

Ordinary General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

08-Jan-2013

 

 

 

 

ISIN

GB00B0N8QD54

Agenda

704196701 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

(A) for the purpose of giving effect to the scheme of arrangement dated 5 December 2012 (the “Scheme”) proposed to be made between the Company and holders of the Scheme Shares (as defined in the Scheme): (i) the directors of the Company be authorised to implement the Scheme: (ii) the issued share capital of the Company be reduced by cancelling and extinguishing all the Scheme Shares; (iii) upon the said reduction of capital taking effect; (a) the reserve arising be capitalised and applied in paying up an equivalent number of new ordinary shares of 20 pence each; and (b) the directors of the Company be authorised to allot the new ordinary shares to A.G. BARR p.l.c, or its nominee(s): and (B) the articles of association of the Company be amended on the terms described in the notice of the General Meeting: and (C) the CONTD

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

CONT

 

CONTD articles of association of the Company be amended to include the rights attaching to the Deferred Shares and the directors of the Company be authorised to allot the Deferred Share to A.G. BARR p.l.c, or its nominee(s): Article 141

 

Non-Voting

 

 

 

 

 

 

11


 

BRITVIC PLC, CHELMSFORD

 

 

 

 

 

Security

G17387104

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

19-Mar-2013

 

 

 

 

ISIN

GB00B0N8QD54

Agenda

704273058 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To receive the Annual Report and Accounts

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Directors’ remuneration report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

That Joanne Averiss be re-elected as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

That Gerald Corbett be re-elected as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

That John Gibney be re-elected as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

That Ben Gordon be re-elected as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

That Bob Ivell be re-elected as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

That Simon Litherland be elected as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

That Michael Shallow be re-elected as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To the re-appointment of Ernst & Young LLP as the company’s auditors to hold office until the next AGM of the company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Authorises the directors to fix the auditors’ remuneration. The directors have delegated the responsibility for fixing the auditors’ remuneration to the Audit Committee of the board

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Political donations

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Extension of Share Incentive Plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Allotment of share capital

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Disapplication of statutory pre-emption rights

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Authority to purchase own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

Resolution to allow the company to hold general meetings (other than AGMs) on 14 days’ notice

 

Management

 

For

 

For

 

 

12


 

COOKSON GROUP PLC, LONDON

 

 

 

 

 

 

Security

G24108246

Meeting Type

Court Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

26-Nov-2012

 

 

 

 

ISIN

GB00B3WK5475

Agenda

704151315 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN “FOR” AND “AGAINST” ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

To approve the Scheme of Arrangement dated 1 Novemper 2012

 

Management

 

For

 

For

 

 

13

 


 

COOKSON GROUP PLC, LONDON

 

 

 

 

 

 

Security

G24108246

Meeting Type

Ordinary General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

26-Nov-2012

 

 

 

 

ISIN

GB00B3WK5475

Agenda

704153244 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To authorise the directors to implement the Scheme to approve the amendment of the articles of association of the company and to authorise the allotment of the deferred share

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To approve the Demerger, the Vesuvius Capital Reduction and the Alent Capital Reduction

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To approve the delisting of the Company’s shares from the London Stock Exchange

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To approve the establishment of the Vesuvius Share Plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To approve the establishment of the Alent Share Plan

 

Management

 

For

 

For

 

 

14


 

DAIMLER AG, STUTTGART

 

 

 

 

 

 

Security

D1668R123

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

10-Apr-2013

 

 

 

 

ISIN

DE0007100000

Agenda

704293238 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

 

 

Please note that for Registered Share meetings in Germany there is now a requirement that any shareholder who holds an aggregate total of 3 per cent or more of the outstanding share capital must register under their beneficial owner details before the appropriate deadline to be able to vote. Failure to comply with the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner data for all voted accounts to the respective sub custodian. If you require further information with regard to whether such BO registration will be conducted for your custodians accounts, please contact your CSR for more information. Please also have a look at the following link: https://materials.proxyvote.com/Approved/99999Z/19840101/OTHER_153994.PDF

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The sub custodians have also advised that voted shares are not blocked for trading purposes i.e. they are only unavailable for settlement. In order to deliver/settle a voted position before the deregistration date a voting instruction cancellation and de-registration request needs to be sent to your CSR or Custodian. Failure to de-register the shares before settlement date could result in the settlement being delayed. Please also be aware that although some issuers permit the deregistration of shares at deregistration date, some shares may remain blocked up until meeting date. If you are considering settling a traded voted position prior to the meeting date of this event, please contact your CSR or custodian to ensure your shares have been deregistered.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

The Vote/Registration Deadline as displayed on ProxyEdge is subject to change and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact your Client Services Representative.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS

 

Non-Voting

 

 

 

 

 

 

15


 

 

 

NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 26.03.2013. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.

 

Presentation of the adopted financial statements of Daimler AG, the approved consolidated financial statements, the combined management report for Daimler AG and the Group with the explanatory reports on the information required pursuant to Section 289, Subsections 4 and 5, Section 315, Subsection 4 of the German Commercial Code (Handelsgesetzbuch), and the report of the Supervisory Board for the financial year 2012

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

Resolution on the allocation of distributable profit

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

Resolution on ratification of Board of Management members actions in the 2012 financial year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

Resolution on ratification of Supervisory Board members actions in the 2012 financial year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

Resolution on the appointment of auditors for the Company and the Group for the 2013 financial year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.a

 

Resolution on the election of new members of the Supervisory Board: Sari Baldauf

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.b

 

Resolution on the election of new members of the Supervisory Board: Dr. Juergen Hambrecht

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6.c

 

Resolution on the election of new members of the Supervisory Board: Andrea Jung

 

Management

 

For

 

For

 

 

16


 

DANONE SA, PARIS

 

 

 

 

 

 

Security

F12033134

Meeting Type

MIX

 

 

 

 

Ticker Symbol

 

Meeting Date

25-Apr-2013

 

 

 

 

ISIN

FR0000120644

Agenda

704294355 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journalofficiel.gouv.fr/pdf/2013/0301/201303011300526. pdf . PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINKS: https://balo.journalofficiel.gouv.fr/pdf/2013/0311/201303111300672. pdf AND https://balo.journalofficiel.gouv.fr/pdf/2013/0403/201304031301056. pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

O.1

 

Approval of the corporate financial statements for the financial year ended December 31, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.2

 

Approval of the consolidated financial statements for the financial year ended December 31, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.3

 

Allocation of income for the financial year ended December 31, 2012 and setting the dividend at EUR 1.45 per share

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.4

 

Renewal of term of Mr. Franck Riboud as Board member

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.5

 

Renewal of term of Mr. Emmanuel Faber as Board member

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.6

 

Approval of the agreements pursuant to Articles L.225-38 et seq. of the Commercial Code

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

O.7

 

Approval of the agreements pursuant to Articles L.225-38 et seq. of the Commercial Code entered in by the Company with J.P. Morgan Group

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

O.8

 

Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Franck Riboud

 

Management

 

Abstain

 

Against

 

 

17


 

O.9

 

Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Emmanuel Faber

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

O.10

 

Setting the amount of attendance allowances

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

O.11

 

Authorization to be granted to the Board of Directors to purchase, hold or transfer shares of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.12

 

Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to capital of the Company while maintaining shareholders’ preferential subscription rights

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.13

 

Delegation of authority to the Board of Directors to issue ordinary shares of the Company and securities giving access to capital of the Company with cancellation of shareholders’ preferential subscription rights, but with obligation to grant a priority right

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.14

 

Delegation of authority to the Board of Directors to increase the number of issuable securities in case of capital increase with cancellation of shareholders’ preferential subscription rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.15

 

Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to capital of the Company with cancellation of shareholders’ preferential subscription rights in case of public exchange offer initiated by the Company

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.16

 

Delegation of powers to the Board of Directors to issue ordinary shares with cancellation of shareholders’ preferential subscription rights, in consideration for in-kind contributions granted to the Company and comprised of equity securities or securities giving access to capital

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.17

 

Delegation of authority to the Board of Directors to increase capital of the Company by incorporation of reserves, profits, premiums or other amounts which may be capitalized

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.18

 

Delegation of authority to the Board of Directors to decide to carry out capital increases reserved for employees who are members of a company savings plan and/or reserved share transfers with cancellation of shareholders’ preferential subscription rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.19

 

Authorization granted to the Board of Directors to carry out allocations of Company’s shares existing or to be issued with cancellation of shareholders’ preferential subscription rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.20

 

Authorization granted to the Board of Directors to reduce capital by cancellation of shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.21

 

Amendment to Article 5 of the Bylaws of the Company in order to extend the term of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.22

 

Amendment to Article 22.II of the Bylaws of the Company regarding shareholders representation

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.23

 

Amendment to Article 24.I of the Bylaws of the Company regarding shareholders convening

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.24

 

Powers to carry out all legal formalities

 

Management

 

For

 

For

 

 

18

 

 


 

DIAGEO PLC, LONDON

 

 

 

 

 

 

Security

G42089113

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

17-Oct-2012

 

 

 

 

ISIN

GB0002374006

Agenda

704050006 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

Report and accounts 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Directors’ remuneration report 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Declaration of final dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Re-election of PB Bruzelius as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

Re-election of LM Danon as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Re-election of Lord Davies as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

Re-election of BD Holden as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Re-election of Dr FB Humer as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

Re-election of D Mahlan as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

Re-election of PG Scott as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Re-election of HT Stitzer as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Re-election of PS Walsh as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Election of Ho KwonPing as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Election of IM Menezes as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Re-appointment of auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Remuneration of auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

Authority to allot shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

Disapplication of pre-emption rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

19

 

Authority to purchase own ordinary shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

20

 

Authority to make political donations and/or to incur political expenditure in the EU

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

21

 

Reduced notice of a general meeting other than an annual general meeting

 

Management

 

Abstain

 

Against

 

 

19


 

G4S PLC, CRAWLEY

 

 

 

 

 

 

Security

G39283109

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

06-Jun-2013

 

 

 

 

ISIN

GB00B01FLG62

Agenda

704433503 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

Adoption of financial statements and reports of Directors and auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Approval of the remuneration report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To declare a final dividend for the year ended 31 December 2012 of 5.54p (DKK 0.473) for each ordinary share in the capital of the company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Election as a director of Ashley Almanza (member of the Risk Committee)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

Election as a director of John Connolly (member of the Nomination and Risk Committee)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Election as a director of Adam Crozier (member of the Audit and Nomination Committees)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

Election as a director of Paul Spence (member of the Audit, CSR and Risk Committees)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Election as a director of Tim Weller (member of the Audit and Risk Committees)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

Re-election as a Director of Nick Buckles (member of the Risk Committee)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

Re-election as a director of Mark Elliott (member of the CSR, Nomination and Remuneration Committees)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Re-election as a director of Winnie Kin Wah Fok (member of the CSR and Remuneration Committees)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Re-election as a director of Grahame Gibson

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Re-election as a director of Mark Seligman (member of the Audit and Remuneration Committees)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Re-election as a director of Clare Spottiswoode (member of the CSR and Remuneration Committees)

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Re-appointment of KPMG as auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Authority to determine the auditor’s remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

Authority to allot shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

Authority to disapply statutory pre-emption rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

19

 

Authority for purchase of own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

20

 

Authority to make political donations and incur political expenditure

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

21

 

Allow general meetings (other than AGMs) to be called on 14 days’ notice

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

20


 

GEA GROUP AG, BOCHUM

 

 

 

 

 

 

Security

D28304109

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

18-Apr-2013

 

 

 

 

ISIN

DE0006602006

Agenda

704318915 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

 

 

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 28 MAR 13, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03 04 2013. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.

 

Presentation of the adopted Annual Financial Statements of GEA Group Aktiengesellschaft and of the approved Consolidated Financial Statements as at December-31, 2012, of the Group Management Report combined with the Management Report of GEA Group Aktiengesellschaft for the 2012 fiscal year

 

Non-Voting

 

 

 

 

 

 

21

 


 

 

 

including the Explanatory Report of the Executive Board on the information provided in accordance with section 289 Sect. 4 and Sect. 5, section 315 Sect. 2 No. 5 and Sect. 4 HGB- (German Commercial Code) as well as the Report of the Supervisory Board for the 2012 fiscal year

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

Appropriation of Net Earnings

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3.

 

Ratification of the Acts of the Executive Board in the 2012 Fiscal Year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

Ratification of the Acts of the Supervisory Board in the 2012 Fiscal Year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

Election of the Auditor for the 2013 Fiscal Year: KPMG AG

 

Management

 

For

 

For

 

 

22


 

INCITEC PIVOT LTD

 

 

 

 

 

 

Security

Q4887E101

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

18-Dec-2012

 

 

 

 

ISIN

AU000000IPL1

Agenda

704166873 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (3 AND 4), YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1

 

Re-election of Mr Paul Brasher as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Re-election of Mr Graham Smorgon as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Approval of issue to Managing Director under the Incitec Pivot Performance Rights Plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Adoption of Remuneration Report (advisory only)

 

Management

 

For

 

For

 

 

23


 

INTERPUMP GROUP SPA, SANT’ILARIO D’ENZA

 

 

 

 

 

 

Security

T5513W107

Meeting Type

MIX

 

 

 

 

Ticker Symbol

 

Meeting Date

30-Apr-2013

 

 

 

 

ISIN

IT0001078911

Agenda

704356953 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE URL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_160025.P-DF

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

O.1

 

Individual and consolidated financial statements as of 31.12.2012 reports of: Board of directors, board of statutory auditors and independent auditing company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.2

 

Allotment of net income

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.3

 

Remuneration report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.4

 

Emoluments for directors related to year 2013

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.5

 

Approval of Interpump incentive plan 2013/2015 for employees, directors, cooperators

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.6

 

Authorization to purchase and dispose of own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.7

 

Appointment of the chairman of board of directors and reduction of the number of members from 10 to 9

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.1

 

Amendment to art. 5 of the company bylaws

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.2

 

Proposal to amend art. 14 and 19 of the company bylaws

 

Management

 

Abstain

 

Against

 

 

24


 

LEGRAND SA, LIMOGES

 

 

 

 

 

 

Security

F56196185

Meeting Type

MIX

 

 

 

 

Ticker Symbol

 

Meeting Date

24-May-2013

 

 

 

 

ISIN

FR0010307819

Agenda

704366118 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journalofficiel.gouv.fr/pdf/2013/0329/201303291301032.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL: https://balo.journalofficiel.gouv.fr/pdf/2013/0506/201305061301895.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

O.1

 

Approval of the corporate financial statements for the financial year ended December 31, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.2

 

Approval of the consolidated financial statements for the financial year ended December 31, 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.3

 

Allocation of income and setting the dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.4

 

Ratification of the temporary appointment of Mr. Dongsheng Li as Board member, in substitution for Mr. Mattia Caprioli who was resigning

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.5

 

Appointment of Mrs. Annalisa Loustau Elia as Board member

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

O.6

 

Authorization granted to the Board of Directors to allow the Company to trade its own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.7

 

Authorization granted to the Board of Directors to reduce share capital by cancellation of shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.8

 

Authorization granted to the Board of Directors to decide on granting share subscription or purchase options to staff members and/or corporate officer of the Company or affiliated companies or to some of them, carrying waiver by shareholders of their preferential subscription rights to shares to be issued due to exercising of subscription options

 

Management

 

Against

 

Against

 

 

25


 

E.9

 

Authorization granted to the Board of Directors to decide granting free shares to staff members and/or corporate officer of the Company or affiliated companies or to some of them, carrying waiver by shareholders of their preferential subscription rights to shares to be issued due to allocations of free shares

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.10

 

Delegation of authority granted to the Board of Directors to decide on issuing shares or securities giving access to capital with cancellation of shareholders’ preferential subscription rights in favor of members of a Company or Group savings plan

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.11

 

Powers to carry out all legal formalities

 

Management

 

For

 

For

 

 

26

 


 

LSL PROPERTY SERVICES PLC, NEWCASTLE UPON TYNE

 

 

 

 

 

Security

G571AR102

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

02-May-2013

 

 

 

 

ISIN

GB00B1G5HX72

Agenda

704354454 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To receive and adopt LSL’s Annual Accounts for the year ended 31st December 2012, together with the Directors’ Report and the Auditors’ Report on those accounts

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To approve the Directors’ Remuneration Report contained within the Annual Report & Accounts 2012 for the year ended 31st December 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To approve the proposed final dividend of 6.4p per Ordinary Share

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To elect Adrian Gill as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To re-elect Helen Buck as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To re-elect Steve Cooke as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

To re-elect Simon Embley as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

To re-elect Roger Matthews as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

To re-elect Mark Morris as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To re-elect David Newnes as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

To re-elect Mark Pain as a Director of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

To re-appoint Ernst & Young LLP as auditors of LSL

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

To authorise the Directors to determine the auditors’ remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

To authorise the Directors to allot shares under section 551 of the Companies Act 2006

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

To disapply statutory pre-emption rights under section 561 of the Companies Act 2006

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

16

 

To authorise LSL to make market purchases of its own ordinary shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

That a general meeting other than an AGM may be called on not less than 14 clear days’ notice

 

Management

 

For

 

For

 

 

27


 

MICHAEL PAGE INTERNATIONAL PLC, ADDLESTONE

 

 

 

 

 

Security

G68694119

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

06-Jun-2013

 

 

 

 

ISIN

GB0030232317

Agenda

704473850 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To receive the Accounts and the reports of the directors and auditors thereon

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To declare a final dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To elect Robin Buchanan as a director of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To re-elect Steve Ingham as a director of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To elect Andrew Bracey as a director of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To re-elect Ruby McGregor-Smith as a director of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

To re-elect Dr Tim Miller as a director of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

To elect Simon Boddie as a director of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

To elect David Lowden as a director of the Company

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To receive and approve the report on Directors’ remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

To re-appoint Ernst & Young LLP as auditors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

To authorise the directors to determine the remuneration of the auditors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

To authorise the Company and its subsidiaries to make political donations in accordance with S366 and S367 of the Companies Act 2006

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

14

 

To authorise the Directors to allot shares pursuant to S551 of the Companies Act 2006

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

15

 

To disapply pre-emption rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

16

 

To authorise the Company to purchase its own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

17

 

To authorise the Company to call General Meetings on not less than 14 clear days’ notice

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

To approve the Michael Page International Long Term Incentive plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

19

 

To approve the Michael Page International Deferred Bonus Plan

 

Management

 

For

 

For

 

 

28


 

PUBLICIS GROUPE SA, PARIS

 

 

 

 

 

 

Security

F7607Z165

Meeting Type

MIX

 

 

 

 

Ticker Symbol

 

Meeting Date

29-May-2013

 

 

 

 

ISIN

FR0000130577

Agenda

704448857 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://balo.journalofficiel.gouv.fr/pdf/2013/0422/201304221301453.pdf

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

O.1

 

Approval of the corporate financial statements for the 2012 financial year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.2

 

Approval of the consolidated financial statements for the 2012 financial year

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.3

 

Allocation of income and setting the dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.4

 

Option for payment of the dividend in cash or in shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.5

 

Special report of the Statutory Auditors on the regulated agreements and commitments

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.6

 

Appointment of Mr. Jean Charest as Supervisory Board member

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.7

 

Renewal of term of the company Ernst & Young et Autres as principal Statutory Auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.8

 

Renewal of term of the company Auditex as deputy Statutory Auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.9

 

Advisory opinion on the mechanisms of remuneration of Mrs. Elisabeth Badinter, Chairman of the Supervisory Board

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.10

 

Advisory opinion on the mechanisms of remuneration of Mr. Maurice Levy, Chairman of the Executive Board

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.11

 

Authorization to be granted to the Executive Board to allow the Company to trade its own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.12

 

Authorization to be granted to the Executive Board to reduce capital by cancellation of treasury shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.13

 

Authorization to be granted to the Executive Board to issue shares or equity securities without preferential subscription rights with powers to set the issue price

 

Management

 

Against

 

Against

 

 

29


 

E.14

 

Delegation of authority to be granted to the Executive Board to issue shares or securities, in consideration for in-kind contributions granted to the Company up to the limit of 10% of share capital

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.15

 

Authorization to be granted to the Executive Board to grant share subscription and/or purchase options to employees and/or corporate executive officers of the Company or Group companies

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.16

 

Delegation of authority to be granted to the Executive Board to decide to issue equity securities or securities giving access to capital of the Company with cancellation of preferential subscription rights in favor of members of a company savings plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.17

 

Delegation of authority to be granted to the Executive Board to decide to issue share or securities giving access to capital with cancellation of preferential subscription rights in favor of some categories of beneficiaries

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

E.18

 

Amendment to Article 13 II of the bylaws of the Company regarding the term of office and term renewal of Supervisory Board members

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.19

 

Amendment to Article 19 “General points” of the bylaws of the Company to allow public viewing of the General Meeting, including on Internet

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.20

 

Amendment to Article 20 “Representation and admission to General Meetings” of the bylaws of the Company to allow participation in General Meetings by means of remote transmission

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.21

 

Amendment to Article 21 “Administration, attendance sheets, votes” of the bylaws of the Company in order to introduce remote electronic voting for shareholders

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.22

 

Powers to carry out all legal formalities

 

Management

 

For

 

For

 

 

30


 

SAP AG, WALLDORF/BADEN

 

 

 

 

 

 

Security

D66992104

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

04-Jun-2013

 

 

 

 

ISIN

DE0007164600

Agenda

704462946 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

 

 

ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 14 MAY 2013, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 20 MAY 2013. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1.

 

Presentation of the adopted annual financial statements and the approved group financial statements, the combined management report and group management report of SAP AG, including the Executive Board’s explanatory notes relating to the information provided pursuant to Sections 289 (4) and (5) and 315 (4) of the Commercial Code (HGB), and the Supervisory Board’s report, each for fiscal year 2012

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

2.

 

Resolution on the appropriation of the retained earnings of fiscal year 2012

 

Management

 

For

 

For

 

 

31

 

 


 

3.

 

Resolution on the formal approval of the acts of the Executive Board in fiscal year 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4.

 

Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5.

 

Resolution on the authorization to acquire and use treasury shares pursuant to Section 71 (1) no. 8 AktG, with possible exclusion of the shareholders’ subscription rights and potential rights to offer shares

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

6.

 

Appointment of the auditors of the financial statements and group financial statements for fiscal year 2013: KPMG AG

 

Management

 

For

 

For

 

 

32


 

SENIOR PLC, RICKMANSWORTH,HERTS

 

 

 

 

 

 

Security

G8031U102

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

26-Apr-2013

 

 

 

 

ISIN

GB0007958233

Agenda

704314121 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

Receipt of Financial Statements 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Approval of Directors Remuneration Report 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Declaration of a Final 2012 Dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

Re-elect Charles Berry as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

Re-elect Andy Hamment as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

Re-elect Mark E Vernon as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

Re-elect David Best as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

Re-elect Ian Much as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

Re-elect Mark Rollins as a Director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

Re-appoint Auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Auditors Remuneration

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Authority to allot equity securities

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Disapplication of pre-emption rights

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

14

 

Authority to purchase own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

14-day notice period for general meetings

 

Management

 

For

 

For

 

 

33


 

SODEXO, SAINT QUENTIN EN YVELINES

 

 

 

 

 

 

Security

F84941123

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

21-Jan-2013

 

 

 

 

ISIN

FR0000121220

Agenda

704195761 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

O.1

 

Approve financial statements and discharge directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.2

 

Approve allocation of income and dividends of EUR 1.59 per share

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.3

 

Acknowledge auditors special report on related-party transactions mentioning the absence of new transactions

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.4

 

Reelect Pierre Bellon as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.5

 

Reelect Robert Baconnier as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.6

 

Reelect Astrid Bellon as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.7

 

Reelect Francois-Xavier Bellon as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.8

 

Reelect Paul Jeanbart as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.9

 

Reelect Alain Marcheteau as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.10

 

Appoint Anik Chaumartin as alternate auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.11

 

Authorize repurchase of up to 10 percent of issued share capital extraordinary business

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.12

 

Authorize up to 2.5 percent of issued capital for use in restricted stock plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.13

 

Authorize issuance of warrants (BSA) without. preemptive rights up to 0.5 percent of issued capital reserved for employees and corporate officers

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.14

 

Approve employee stock purchase plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.15

 

Amend article 11-2 of bylaws re directors length of term ordinary business

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.16

 

Authorize filing of required documents/other formalities

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journalofficiel.gouv.fr/pdf/2012/1214/201212141206785.pdf AND https://balo.journalofficiel.gouv.fr/pdf/2013/0104/201301041206884.pdf.

 

Non-Voting

 

 

 

 

 

 

34


 

 

 

PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINKS AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

 

 

 

 

 

 

 

 

35


 

SODEXO, SAINT QUENTIN EN YVELINES

 

 

 

 

 

 

Security

F8494Z102

Meeting Type

MIX

 

 

 

 

Ticker Symbol

 

Meeting Date

21-Jan-2013

 

 

 

 

ISIN

FR0011285121

Agenda

704228166 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE “FOR” AND “AGAINST” A VOTE OF “ABSTAIN” WILL BE TREATED AS AN “AGAINST” VOTE.

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CMMT

 

THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE

 

Non-Voting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

O.1

 

Approve financial statements and discharge directors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.2

 

Approve allocation of income and dividends of EUR 1.59 per share

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.3

 

Acknowledge auditors special report on related- party transactions mentioning the absence of new transactions

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.4

 

Re-elect Pierre Bellon as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.5

 

Re-elect Robert Baconnier as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.6

 

Re-elect Astrid Bellon as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.7

 

Re-elect Francois-Xavier Bellon as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.8

 

Re-elect Paul Jeanbart as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.9

 

Re-elect Alain Marcheteau as director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.10

 

Appoint Anik Chaumartin as alternate auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.11

 

Authorize repurchase of up to 10 percent of issued share capital

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.12

 

Authorize up to 2.5 percent of issued capital for use in restricted stock plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.13

 

Authorize issuance of warrants (BSA) without. preemptive rights up to 0.5 percent of issued capital reserved for employees and corporate officers

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.14

 

Approve employee stock purchase plan

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

E.15

 

Amend article 11-2 of bylaws re directors length of term

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

O.16

 

Authorize filing of required documents/other formalities

 

Management

 

For

 

For

 

 

36

 


 

CMMT

 

PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK:https://balo.journalofficiel.gouv.fr/pdf/2013/0104/201301041206884.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

 

Non-Voting

 

 

 

 

 

 

37


 

TRAVIS PERKINS PLC, NORTHAMPTON

 

 

 

 

 

 

Security

G90202105

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

23-May-2013

 

 

 

 

ISIN

GB0007739609

Agenda

704448718 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

To receive the Company’s annual report and accounts for the financial year ended 31 December 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

To declare a final dividend for the year ended 31 December 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

To appoint Tony Buffin as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To re-appoint Chris Bunker as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To re-appoint John Coleman as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To re-appoint Andrew Simon as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

To re-appoint Ruth Anderson as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

To re-appoint Geoff Cooper as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

To re-appoint John Carter as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To re-appoint Robert Walker as a director

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

To re-appoint Deloitte LLP as auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

To authorise the Directors’ to fix the remuneration of Deloitte LLP

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

To approve the Directors’ Remuneration Report for the financial year ended 31 December 2012

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

To approve the replacement Deferred Share Bonus Plan and to authorise the directors to make modifications to the Plan

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

15

 

To authorise the Directors to allot securities

 

Management

 

Abstain

 

Against

 

 

 

 

 

 

 

 

 

 

 

16

 

To authorise the Directors to allot securities for cash free from pre-emption

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

17

 

To call a general meeting other than an AGM on not less than 14 clear days’ notice

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

18

 

To authorise the Company to make market purchases of its own ordinary shares

 

Management

 

For

 

For

 

 

38


 

VESUVIUS PLC, LONDON

 

 

 

 

 

 

Security

G9339E105

Meeting Type

Annual General Meeting

 

 

 

 

Ticker Symbol

 

Meeting Date

04-Jun-2013

 

 

 

 

ISIN

GB00B82YXW83

Agenda

704451892 - Management

 

Item

 

Proposal

 

Type

 

Vote

 

For/Against
Management

 

 

 

 

 

 

 

 

 

 

 

1

 

Annual Report and Accounts

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

2

 

Final dividend

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

3

 

Directors Remuneration Report

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

4

 

To elect Ms N Connors

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

5

 

To elect Mr C Gardell

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

6

 

To elect Mr J Hewitt

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

7

 

To elect Ms J Hinkley

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

8

 

To elect Mr J McDonough

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

9

 

To elect Mr C O Shea

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

10

 

To elect Mr F Wanecq

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

11

 

Re-appoint Auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

12

 

Remuneration of Auditor

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

13

 

Authority to allot shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

14

 

Authority to allot equity securities

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

15

 

Authority to purchase own shares

 

Management

 

For

 

For

 

 

 

 

 

 

 

 

 

 

 

16

 

Authority to incur political expenditure

 

Management

 

Against

 

Against

 

 

 

 

 

 

 

 

 

 

 

17

 

Authority to call a general meeting on 14 clear day’s notice

 

Management

 

For

 

For

 

 

39

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

FPA Funds Trust’s FPA Crescent Fund and FPA International Value Fund

 

By (Signature and Title)*

/s/  J. Richard Atwood, Treasurer

 

Date

8/30/13

 

* Print the name and title of each signing officer under his or her signature.

 

3