-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FWznPNoih+LoeDH42R0U6ibIj4ByBzTKhNXK7z3C+l7Tumv9EK7wHSbkR0X7fKB8 i7w8WCUD6+UMOq+pisXDag== 0001446245-08-000004.txt : 20081003 0001446245-08-000004.hdr.sgml : 20081003 20081003115551 ACCESSION NUMBER: 0001446245-08-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081001 FILED AS OF DATE: 20081003 DATE AS OF CHANGE: 20081003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ketcham Geoffrey CENTRAL INDEX KEY: 0001446245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 081105783 BUSINESS ADDRESS: BUSINESS PHONE: 213 929 1832 MAIL ADDRESS: STREET 1: C/O SOUTHWEST WATER CO. STREET 2: 624 SO. GRAND, STE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2008-10-01 0 0000092472 SOUTHWEST WATER CO SWWC 0001446245 Ketcham Geoffrey 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 0 0 0 Non-Qualified Stock Option (right to buy) 11.88 2008-10-01 4 A 0 10000 11.88 A 2015-10-01 Common Stock 10000 10000 D Options vest 50% on the one year anniversary of date of grant and 50% on the two year anniversary of date of grant. By: Barbara Libutti, Attorney in Fact For: Geoffrey Ketcham 2008-10-03 -----END PRIVACY-ENHANCED MESSAGE-----