-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EoQpSMyryGd9nSkUmCSGHhzbv7T+zZsaPtt3pzEhHGB9X7tZi3y4gZ93lwiGk4+R EIX3H0JGmxCRYHjWg+f+Gg== 0001402633-07-000002.txt : 20070611 0001402633-07-000002.hdr.sgml : 20070611 20070611160738 ACCESSION NUMBER: 0001402633-07-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070607 FILED AS OF DATE: 20070611 DATE AS OF CHANGE: 20070611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodriguez Mark CENTRAL INDEX KEY: 0001402633 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 07912536 BUSINESS ADDRESS: BUSINESS PHONE: 213-929-1800 MAIL ADDRESS: STREET 1: C/O SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-06-07 0 0000092472 SOUTHWEST WATER CO SWWC 0001402633 Rodriguez Mark C/O SOUTHWEST WATER COMPANY 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 Vice President, Corporate Employee Stock Options (Right to Buy) 12.76 2007-06-07 4 A 0 10000 12.76 A 2008-06-07 2014-06-07 Common Stock 10000 0 D On June 7, 2007 10,000 options were granted to Mr. Rodriguez. Options vest 1/3 on each anniversary until they are fully vested on June 7, 2010. /s/ Tamika M. Galloway, Attorney-In-Fact 2007-06-07 -----END PRIVACY-ENHANCED MESSAGE-----