-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G11GJfwE2W5LHO6QvRNG3ZWdn4XLMPjpLdRsKh8QXL4mKUocm+nvKxxYo3ZAgXyn Vmw1NIuW+p58BTFdV1GWfg== 0001380625-08-000001.txt : 20080124 0001380625-08-000001.hdr.sgml : 20080124 20080124120730 ACCESSION NUMBER: 0001380625-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080122 FILED AS OF DATE: 20080124 DATE AS OF CHANGE: 20080124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stanton David CENTRAL INDEX KEY: 0001380625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 08546767 BUSINESS ADDRESS: BUSINESS PHONE: 213-929-1800 MAIL ADDRESS: STREET 1: C/O SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-01-22 0 0000092472 SOUTHWEST WATER CO SWWC 0001380625 Stanton David C/O SOUTHWEST WATER COMPANY 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 Chief Operating Officer Employee Stock Options (Right to Buy) 11.04 2008-01-22 4 M 0 30000 11.04 A 2009-01-22 2015-01-22 Common Stock 30000 30000 D Options vest 1/3 each anniversary until fully vested on January 22, 2011. /s/ Tamika M. Galloway, Attorney-In-Fact 2008-01-23 -----END PRIVACY-ENHANCED MESSAGE-----