-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BQG9EuU87i1ju4AQksO7CS8auQ8xCmdD4b9vaoQiz6blXpU2zqYX9e/fewnOY1f5 S0SgbrqvjTb3uxC+teneyA== 0001363411-09-000002.txt : 20090413 0001363411-09-000002.hdr.sgml : 20090413 20090413173346 ACCESSION NUMBER: 0001363411-09-000002 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070101 FILED AS OF DATE: 20090413 DATE AS OF CHANGE: 20090413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swatek Mark CENTRAL INDEX KEY: 0001363411 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 09747249 MAIL ADDRESS: STREET 1: SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0303 4/A 2007-01-01 2008-01-31 0 0000092472 SOUTHWEST WATER CO SWWC 0001363411 Swatek Mark 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 1 0 0 CEO & Chairman of the Board Common Stock 2007-01-01 4 P 0 393 11.43 A 783 D Common Stock 2007-04-01 4 P 0 421 12.46 A 11204 D Common Stock 2007-07-01 4 P 0 385 11.69 A 13189 D Common Stock 2007-10-01 4 P 0 462 11.38 A 13651 D Common Stock 2008-01-01 4 P 0 403 11.15 A 14054 D Common Stock 2008-01-29 4 A 0 21978 0 A 36032 D Shares acquired under the SWWC Employee Stock Purchase Plan. While doing an audit, discovered that ESPP purchases from 2007 and January 2008, and a January 2008 RSA grant had never been reported. Shares shown in column 5 on this Form 4 is corrected total as of 1/29/08. Correct total number of shares held by reporting person at 4/13/09 is 141,035. Restricted Stock Award subject to accelerated vesting if specified targets are achieved. By: Barbara Libutti, Attorney in Fact For: Mark Swatek 2009-04-13 -----END PRIVACY-ENHANCED MESSAGE-----