-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzElgVBscUCVdu4xV7r0BqJu5ngauI+HWP73EByNXYy/0RbibcTQHbtU5Ouu7s1E bkKdzeiZ9ebWZyRXUGg7Mw== 0001214912-10-000048.txt : 20100914 0001214912-10-000048.hdr.sgml : 20100914 20100914181139 ACCESSION NUMBER: 0001214912-10-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100913 FILED AS OF DATE: 20100914 DATE AS OF CHANGE: 20100914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexy Kimberly CENTRAL INDEX KEY: 0001336514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 101072469 MAIL ADDRESS: STREET 1: 500 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-09-13 1 0000092472 SOUTHWEST WATER CO SWWC 0001336514 Alexy Kimberly 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 0 0 0 Common Stock 2010-09-13 4 M 0 10000 4.43 A 10000 D Common Stock 2010-09-13 4 U 0 10000 11 D 0 D Non-Qualified Stock Option (right to buy) 4.43 2010-09-13 4 M 0 10000 11 D 2016-08-10 Common Stock 10000 0 D This option, which provided for 2 year vesting, accelerated upon merger transaction close 9/13/2010. It was canceled and paid out at the difference between the option price and $11 per share, the merger consideration price. By: Barbara Libutti, Attorney in Fact For: Kimberly Alexy 2010-09-14 -----END PRIVACY-ENHANCED MESSAGE-----