-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q9KmMvTrAVF6qgdo+ydLBKrkhik5b2joOSskXjArZTbnXLmH0r/en1msjamqCBzE fjGc9iLrF15LUKIOZA376A== 0001214912-09-000021.txt : 20090812 0001214912-09-000021.hdr.sgml : 20090812 20090812134417 ACCESSION NUMBER: 0001214912-09-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090810 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexy Kimberly CENTRAL INDEX KEY: 0001336514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 091006152 MAIL ADDRESS: STREET 1: 500 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-08-10 0 0000092472 SOUTHWEST WATER CO SWWC 0001336514 Alexy Kimberly 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 0 0 0 Non-Qualified Stock Option (right to buy) 4.43 2009-08-10 4 A 0 10000 4.43 A 2016-08-10 Common Stock 10000 10000 D Options vest 50% on the one year anniversary of date of grant and 50% on the two year anniversary of date of grant. By: Barbara Libutti, Attorney in Fact For: Kimberly Alexy 2009-08-12 -----END PRIVACY-ENHANCED MESSAGE-----