-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FIUgQ+cSy7LkZaSpCORQ8Ltq9z/4NAXVbrr8TkkSlnDe5VwH4HIAewlZ7rM03mhV fpvQtcqGBGBPRrzmU8FoZg== 0001214912-09-000014.txt : 20090528 0001214912-09-000014.hdr.sgml : 20090528 20090528184510 ACCESSION NUMBER: 0001214912-09-000014 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090520 FILED AS OF DATE: 20090528 DATE AS OF CHANGE: 20090528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Profilet Charles W Jr CENTRAL INDEX KEY: 0001464644 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 09858604 MAIL ADDRESS: STREET 1: 624 SO GRAND AVE STREET 2: SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2009-05-20 0 0000092472 SOUTHWEST WATER CO SWWC 0001464644 Profilet Charles W Jr 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 Mng Director, Texas Utilities Common Stock 7092 D Non-Qualified Stock Option (right to buy) 11.28 2015-01-29 Common Stock 29663 D Non-Qualified Stock Option (right to buy) 12.88 2014-02-17 Common Stock 15000 D Restricted Stock Award subject to accelerated vesting if specified targets are achieved. Options are subject to accelerated vesting if specified targets are achieved. Options vest 20% on each anniversary date of grant until fully vested 5 years from date of original grant. By: Barbara Libutti, Attorney in Fact For: Charles W Profilet 2009-05-28 EX-24 2 profiletpoa.txt EDGAR SUPPORTING DOCUMENT POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Ken Dix and Barbara Libutti, signing singly, the undersigned's true and lawful attorney-in-fact to: CHARLES PROFILET {Section 16 Officer} (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of SouthWest Water Company, (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 8th day of May, 2009. /s/ Charles Profilet Charles Profilet -----END PRIVACY-ENHANCED MESSAGE-----