-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KLQTnbyhAkSkhSp8xWLz8pP+18Y13LMfIQ05zX7noLX14WNpdD0fHrrVO/8mZRjG OzNC6hMYt1dJI+D1JojAhw== 0001214912-09-000012.txt : 20090528 0001214912-09-000012.hdr.sgml : 20090528 20090528184437 ACCESSION NUMBER: 0001214912-09-000012 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090520 FILED AS OF DATE: 20090528 DATE AS OF CHANGE: 20090528 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown James C CENTRAL INDEX KEY: 0001464661 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 09858601 MAIL ADDRESS: STREET 1: 624 S GRAND AVE STREET 2: SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2009-05-20 0 0000092472 SOUTHWEST WATER CO SWWC 0001464661 Brown James C 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 Mng Director, Texas MUD Srvcs Common Stock 5171 D Non-Qualified Stock Option (right to buy) 11.28 2015-01-29 Common Stock 21629 D Non-Qualified Stock Option (right to buy) 11.3905 2012-03-09 Common Stock 15750 D Non-Qualified Stock Option (right to buy) 12.2358 2011-05-07 Common Stock 8268 D Non-Qualified Stock Option (right to buy) 12.76 2014-03-14 Common Stock 10000 D Non-Qualified Stock Option (right to buy) 17.75 2013-03-08 Common Stock 10000 D Options are subject to accelerated vesting if specified targets are achieved. Options vest 20% on each anniversary date of grant until fully vested 5 years from date of original grant. Options vest 1/3 on each anniversary date of grant until fully vested 3 years from date of original grant. By: Barbara Libutti, Attorney in Fact For: James C Brown 2009-05-28 -----END PRIVACY-ENHANCED MESSAGE-----