-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B1Ts+hKHWpLzDzDyOlPEwf2bSdi57JRxxlEgcV0tD0mTbEa5SJqzUvfeH3SEzqbB 3bCuUjvuOao9MPkPVyoFTQ== 0001214912-08-000038.txt : 20080813 0001214912-08-000038.hdr.sgml : 20080813 20080813120144 ACCESSION NUMBER: 0001214912-08-000038 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070101 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mann James E CENTRAL INDEX KEY: 0001337620 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 081012176 BUSINESS ADDRESS: BUSINESS PHONE: (213) 929-1832 MAIL ADDRESS: STREET 1: 624 S. GRAND AVENUE, STE. 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 4/A 1 edgardoc.xml PRIMARY DOCUMENT X0303 4/A 2007-01-01 2008-01-31 0 0000092472 SOUTHWEST WATER CO SWWC 0001337620 Mann James E 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 VP Corporate Controller Common Stock 2008-01-29 4 A 0 2660 0 A 2660 D Common Stock 2007-01-01 4 P 0 27 11.43 A 114 I by Trust Common Stock 2007-04-01 4 P 0 28 12.46 A 142 I by Trust Common Stock 2007-07-01 4 P 0 25 11.69 A 167 I by Trust Common Stock 2007-10-01 4 P 0 31 11.38 A 198 I by Trust Common Stock 2008-01-01 4 P 0 27 11.15 A 225 I by Trust Restricted Stock Award subject to accelerated vesting if specified targets are achieved. Shares acquired under the SWWC Employee Stock Purchase Plan. Voluntary Form 4 being filed to bring total number of shares held in Column 5 current. Shares are held in the Mann Family Revocable Trust. James E Mann 2008-08-13 -----END PRIVACY-ENHANCED MESSAGE-----