-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BKb5FzZffqMwrV+U/iHw0XFhS9GNcclCwMg2CzRRkrs09rRzksoSKV/XwR5V/c97 hkuFulvz4XDM4L83SZveoQ== 0001181431-03-023968.txt : 20030922 0001181431-03-023968.hdr.sgml : 20030922 20030922210220 ACCESSION NUMBER: 0001181431-03-023968 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030917 FILED AS OF DATE: 20030922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINN MICHAEL O CENTRAL INDEX KEY: 0001063563 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 03905056 BUSINESS ADDRESS: STREET 1: 1211 CENTER COURT DR CITY: COVINA STATE: CA ZIP: 91724-3603 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4 1 rrd18947.xml FORM 4 X0201 42003-09-170 0000092472 SOUTHWEST WATER CO SWWC 0001063563 QUINN MICHAEL O SUBURBAN WATER SYSTEMS 1211 E. CENTER COURT DRIVE COVINA CA 91724 0100President, Suburban Water SysCommon Stock, par value $0.012003-09-174M0200014.1625A32705DCommon Stock, par value $0.012003-09-184M01123714.1467A32705DNon-Qualified Stock Option (Right to Buy)4.88352003-09-174M0200014.1625D2002-02-122007-02-13Common Stock678032705< /value>DNon-Qualified Stock Option (Right to Buy)6.19192003-09-184M01123714.1467D2003-01-272008-01-28Common Stock645732705DMr. And Mrs. Quinn holds all 32,705 shares of common stock as trustees of the revocable trust for their benefit. Mr. Quinn is a trustee of the trust and has shared voting and investment power with respect to those shares.The option was initially granted on 2/12/97 for 6,780 shares and became exercisable for those shares as follows: twenty percent (20%) of the option shares vest each year upon the Reporting Person's completion of service measured from the grant date over a five (5) year period.The option was initially granted on 1/27/97 for 6,457 shares and became exercisable for those shares as follows: twenty percent (20%) of the option shares vest each year upon the Reporting Person's completion of service measured from the grant date over a five (5) year period.Michael O. Quinn2003-09-22 -----END PRIVACY-ENHANCED MESSAGE-----