-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEsSBWPG1QQ/O9J69FPKd9rjzXRJ6JCaWsIiMZgyZFwE3YUNZD+gKFpDkcQKii4g r3q0hpPGuAP4u0XSGpMaSA== 0001181431-03-013042.txt : 20030703 0001181431-03-013042.hdr.sgml : 20030703 20030703114922 ACCESSION NUMBER: 0001181431-03-013042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030702 FILED AS OF DATE: 20030703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNHAM SHELLEY A CENTRAL INDEX KEY: 0001231580 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 03774288 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4 1 rrd12566.xml FORM 4 X0101 4 2003-07-02 0 0000092472 SOUTHWEST WATER CO SWWC 0001231580 FARNHAM SHELLEY A 0 1 0 0 VP Human Resources Common Stock 2003-07-02 4 M 0 2586 5.0773 A 0 D Common Stock 2003-07-02 4 S 0 1586 14.06 D 0 D Common Stock 2003-07-02 4 S 0 100 14.14 D 0 D Common Stock 2003-07-02 4 S 0 100 14.13 D 0 D Common Stock 2003-07-02 4 S 0 800 14.07 D 0 D Employee Stock Option (right to buy) 5.0773 2003-07-02 4 M 0 2586 0 D 2003-07-02 2008-08-07 Common Stock 2586 2584 D The option vested in five equal installments on August 6, 1999, 2000, 2001, 2002, 2003 Zero amount of securities owned following this reported transaction Shelley A Farnham 2003-07-02 -----END PRIVACY-ENHANCED MESSAGE-----