-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kq0PPWjwdxbmVnyvlSXBSjaOz6+Xx4KsdXH0gZshrh/EJKfw4FDePemX6yOh+BFE DxWLVUZC/0c4Ejo1LEOaPw== 0001179110-07-010275.txt : 20070516 0001179110-07-010275.hdr.sgml : 20070516 20070516180519 ACCESSION NUMBER: 0001179110-07-010275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070516 DATE AS OF CHANGE: 20070516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTLE JAMES C CENTRAL INDEX KEY: 0001052818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 07858988 BUSINESS ADDRESS: BUSINESS PHONE: 8002881970 MAIL ADDRESS: STREET 1: 601 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 edgar.xml FORM 4 - X0202 4 2007-05-16 0 0000092472 SOUTHWEST WATER CO SWWC 0001052818 CASTLE JAMES C 621 13TH STREET MANHATTAN BEACH CA 90266 1 0 0 0 Common Stock 2007-05-16 4 M 0 5250 10.6286 A 5250 D Common Stock 2007-05-16 4 M 0 5762 13.50 A 52871 D Director Stock Option (Right to Buy) 10.6286 2007-05-16 4 M 0 5250 10.6286 A 2006-05-12 2012-05-13 Common Stock 5250 5250 D Director Stock Option (Right to Buy) 13.50 2007-05-16 4 M 0 5762 13.50 A 2007-05-16 2013-05-17 Common Stock 5762 11012 D On May 12, 2005 10,500 options were granted to Mr. Castle. Options vest 1/2 each anniversary until fully vested on May 12, 2007. On May 16, 2006 11,525 options were granted to Mr. Castle. Options vest 1/2 each anniversary until fully vested on May 16, 2008. These shares are held in a joint trust for the benefit of the persons family in the Castle Family Trust. /s/ James C. Castle 2007-05-16 -----END PRIVACY-ENHANCED MESSAGE-----