-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgD5xI8PJI+JfODzhvCLrVl2PdKd4HoEfZO3/669NgqeUNJZzs/uNIexYlDePo0q 0TEXEX/ZdquKwf4jnoX7GQ== 0001179110-07-006145.txt : 20070315 0001179110-07-006145.hdr.sgml : 20070315 20070315172500 ACCESSION NUMBER: 0001179110-07-006145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070314 FILED AS OF DATE: 20070315 DATE AS OF CHANGE: 20070315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Held Stephen C CENTRAL INDEX KEY: 0001381092 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 07697402 BUSINESS ADDRESS: BUSINESS PHONE: 213-929-1800 MAIL ADDRESS: STREET 1: C/O SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 edgar.xml FORM 4 - X0202 4 2007-03-14 0 0000092472 SOUTHWEST WATER CO SWWC 0001381092 Held Stephen C C/O SOUTHWEST WATER COMPANY 624 SOUTH GRAND AVENUE, SUITE 200 LOS ANGELES CA 90017 0 1 0 0 President of Services Group Common Stock 2007-03-14 4 A 0 5000 0 A 5000 D Employee Stock Options (Right to Buy) 12.76 2007-03-14 4 A 0 15000 12.76 A 2008-03-14 2014-03-14 Common Stock 15000 15000 D Options vest 1/3 on each annicersary, until they are fully vested March 14, 2010. /s/ Stephen C. Held 2007-03-15 -----END PRIVACY-ENHANCED MESSAGE-----