-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDF6uaeULlkBkxb46ychJWB07/pS7hRoryb82PAXFOHsfG2Mn0UdX5wbr/Vu1uyn WZTeO7PUVmFgOjswhy9x3g== 0001179110-07-003227.txt : 20070208 0001179110-07-003227.hdr.sgml : 20070208 20070208155854 ACCESSION NUMBER: 0001179110-07-003227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070208 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUENNEKENS DONOVAN D CENTRAL INDEX KEY: 0001063320 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 07592614 BUSINESS ADDRESS: BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: HQT HOMES STREET 2: 13821 NEWPORT AVE STE 120 CITY: TUSTIN STATE: CA ZIP: 92780 4 1 edgar.xml FORM 4 - X0202 4 2007-02-08 0 0000092472 SOUTHWEST WATER CO SWWC 0001063320 HUENNEKENS DONOVAN D HQT HOMES 13821 NEWPORT AVENUE, SUITE 120 TUSTIN CA 92780 1 0 0 0 Common Stock 2007-02-08 4 M 0 4781 3.13 A 93239 D Common Stock 2007-02-08 4 M 0 10128 6.17 A 103367 D Director Stock Option (Right to Buy) 3.13 2007-02-08 4 M 0 4781 3.13 A 1998-05-23 2007-05-23 Common Stock 4781 93239 D Director Stock Option (Right to Buy) 6.17 2007-02-08 4 M 0 10128 6.17 A 2001-05-23 2007-05-24 Common Stock 10128 103367 D On May 22, 1997 4,781 (dividend-adjusted) options were granted to Mr. Huennekens. Options vest 1/2 on each anniversary until they were fully vested on May 22, 1999. On May 23, 2000 10,128 (dividend-adjusted) options were granted to Mr. Huennekens. Options vest 1/2 on each anniversary until they were fully vested on May 23, 2002. On January 23, 2007 Mr. Huennekens reported 244 shares were acquired pursuant to the Dividend issued on January 19, 2007 under the SWWC Direct Stock Purchase Plan, however, the correct number issued was 421. Mr. & Mrs. Huennekens hold 103,367 shares of common stock as co-trustees of a revocable trust for their benefit. Donovan D. Huennekens 2007-02-08 -----END PRIVACY-ENHANCED MESSAGE-----