-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QbUfjPvO4p/A4iWggrWOTK0APzCTOeVEB60zu6eGJJXHppTUkQfbXK/YR+aWUJ4S S5E2tF1q3EQUDHyNRi/uAg== 0001179110-07-000937.txt : 20070109 0001179110-07-000937.hdr.sgml : 20070109 20070109122242 ACCESSION NUMBER: 0001179110-07-000937 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070109 FILED AS OF DATE: 20070109 DATE AS OF CHANGE: 20070109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mann James E CENTRAL INDEX KEY: 0001337620 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 07519671 BUSINESS ADDRESS: BUSINESS PHONE: (213) 929-1800 MAIL ADDRESS: STREET 1: 624 S. GRAND AVENUE, STE. 2900 CITY: LOS ANGELES STATE: CA ZIP: 90277 5 1 edgar.xml FORM 5 - X0202 5 2007-01-09 0 0 1 0000092472 SOUTHWEST WATER CO SWWC 0001337620 Mann James E 624 S. GRAND AVENUE, STE. 2900 LOS ANGELES CA 90017 0 1 0 0 VP, Controller Common Stock 2006-04-01 4 P 0 L 26 13.12 A 26 D Common Stock 2006-07-01 4 P 0 L 28 10.73 A 54 D Common Stock 2006-12-01 4 P 0 L 33 10.59 A 87 D Includes 26 shares acquired on April 1, 2006 under the SWWC Employee Stock Purchase Program. Includes 28 shares acquired on July 1, 2006 under the SWWC Employee Stock Purchase Program. Includes 33 shares acquired on October 1, 2006 under the SWWC Employee Stock Purchase Program. Mr. & Mrs. Mann hold 87 shares of common stock as co-trustees of a revocable trust for their benefit. /s/ James E. Mann 2007-01-09 -----END PRIVACY-ENHANCED MESSAGE-----