-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhajQc8wX+pJaDM1zBjSgiHat0w95OKimQzFvnu+3dnfKWeRHu7g6oNZiluPx/bq Cj2fHDD7j5IW6KaXR0qSuA== 0001179110-06-021643.txt : 20061114 0001179110-06-021643.hdr.sgml : 20061114 20061114130408 ACCESSION NUMBER: 0001179110-06-021643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061110 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stanton David CENTRAL INDEX KEY: 0001380625 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 061213108 BUSINESS ADDRESS: BUSINESS PHONE: 213-929-1800 MAIL ADDRESS: STREET 1: C/O SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 edgar.xml FORM 4 - X0202 4 2006-11-10 0 0000092472 SOUTHWEST WATER CO SWWC 0001380625 Stanton David C/O SOUTHWEST WATER COMPANY 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 EVP, Corporate Development Employee Stock Options (Right to Buy) 12.04 2006-11-10 4 A 0 75000 12.04 A 2007-11-10 2013-11-10 Common Stock 75000 75000 D Options vest 1/3 on each anniversary until fully vested on November 10, 2009. /s/ David Stanton 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----