-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjjD4vBy+tZboj04lwq0JC2oAx3CTFGkNzUz0+H57xcXrpe91UN5v2ENj0+9GouH Avz4J6lcorJ/pX04qh6boQ== 0001179110-06-018028.txt : 20060906 0001179110-06-018028.hdr.sgml : 20060906 20060906123032 ACCESSION NUMBER: 0001179110-06-018028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060905 FILED AS OF DATE: 20060906 DATE AS OF CHANGE: 20060906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOERBEEK PETER J CENTRAL INDEX KEY: 0001063315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 061075949 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: W COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4 1 edgar.xml FORM 4 - X0202 4 2006-09-05 0 0000092472 SOUTHWEST WATER CO SWWC 0001063315 MOERBEEK PETER J 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 0 0 0 1 President & COO until 6/13/06 Common Stock 2006-09-05 4 P 0 17407 6.94 A 131915 D Common Stock 2006-09-05 4 S 0 17407 13.27 D 114508 D Employee Stock Option (Right to Buy) 6.94 2006-09-05 4 M 0 17407 13.27 A 2006-02-08 2008-02-09 Common Stock 17407 131915 D On February 8, 2001 69,687 (dividend-adjusted)options were granted to Mr. Moerbeek. Options vest 1/5 each anniversary until they were fully vested February 8 2006. These shares are held in a joint trust for the benefit of the persons family: Trustee for the Moerbeek Family Trust U/T/A August 24, 2006. Peter J. Moerbeek 2006-09-06 -----END PRIVACY-ENHANCED MESSAGE-----