-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BpHPyvGH2bT7EZWwolm4Un66/Gkf7P4mCXWGMe4SAEUfJmiHc4dTZlKLqB7mBRKN LUQYNs2T7KZUFDi3258hPQ== 0001179110-06-017699.txt : 20060830 0001179110-06-017699.hdr.sgml : 20060830 20060830190432 ACCESSION NUMBER: 0001179110-06-017699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060629 FILED AS OF DATE: 20060830 DATE AS OF CHANGE: 20060830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOERBEEK PETER J CENTRAL INDEX KEY: 0001063315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 061066441 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: W COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4 1 edgar.xml FORM 4 - X0202 4 2006-06-29 0 0000092472 SOUTHWEST WATER CO SWWC 0001063315 MOERBEEK PETER J 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 0 0 0 1 President & COO until 6/13/06 Common Stock 2006-08-28 4 P 0 111 4.81 A 114619 D Common Stock 2006-08-28 4 S 0 111 13.13 D 114508 D Common Stock 2006-08-28 4 P 0 1346 4.81 A 115854 D Common Stock 2006-08-28 4 S 0 1346 13.11 D 114508 D Common Stock 2006-08-28 4 P 0 7520 4.81 A 122028 D Common Stock 2006-08-28 4 S 0 7520 4.81 D 114508 D Common Stock 2006-08-29 4 P 0 18518 4.98 A 133026 D Common Stock 2006-08-29 4 S 0 18518 13.01 D 114508 D Common Stock 2006-08-29 4 P 0 19964 4.81 A 134472 D Common Stock 2006-08-29 4 S 0 19964 13.01 D 114508 D Employee Stock Options (Right to Buy) 4.98 2006-08-29 4 M 0 18518 13.01 A 2004-02-04 2009-02-05 Common Stock 18518 133026 D Employee Stock Options (Right to Buy) 4.81 2006-08-28 4 M 0 111 13.13 A 2004-06-01 2009-06-02 Common Stock 111 133137 D Employee Stock Options (Right to Buy) 4.81 2006-08-28 4 M 0 1346 13.11 A 2004-06-01 2009-06-02 Common Stock 1346 134483 D Employee Stock Options (Right to Buy) 4.81 2006-08-28 4 M 0 7520 13.10 A 2004-06-01 2009-06-02 Common Stock 7520 142003 D Employee Stock Options (Right to Buy) 4.81 2009-08-29 4 M 0 19964 13.01 A 2004-06-01 2009-06-02 Common Stock 19964 161967 D On February 4, 1999 75,966 (dividend-adjusted) options were granted Mr. Moerbeek. Options vest 1/5 on each anniversary until they were fully vested on February 4, 2004. On June 1, 1999 30,385 (dividend-adjusted) options were granted to Mr. Moerbeek. Options vest 1/5 on each anniversary until they were fully vested on June 1, 2004. These shares are held in a joint trust for the benefit of the persons family: Peter J. Moerbeek, Trustee for the Moerbeek Family trust U/T/A dated August 24, 2000. Peter J. Moerbeek 2006-08-30 -----END PRIVACY-ENHANCED MESSAGE-----