-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RuyY09wi/m8oxnzXhM+UnnYNd90LcR2Wje8pQsrdZgywzX/LiWlWzd91h/KtpjIN GJdoaAXWP+TJRdyGKJWWuw== 0001179110-06-017600.txt : 20060829 0001179110-06-017600.hdr.sgml : 20060829 20060829120837 ACCESSION NUMBER: 0001179110-06-017600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060824 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRIEGO LINDA M CENTRAL INDEX KEY: 0001163359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 061061155 BUSINESS ADDRESS: STREET 1: ENGINE CO NO 28 STREET 2: 644 S FIGUEROA ST CITY: LOS ANGELES STATE: CA ZIP: 80030 BUSINESS PHONE: 626 915 1551 MAIL ADDRESS: STREET 1: SOUTHWEST WATER CO STREET 2: 225 N BARRANCA AVE STE CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4 1 edgar.xml FORM 4 - X0202 4 2006-08-24 0 0000092472 SOUTHWEST WATER CO SWWC 0001163359 GRIEGO LINDA M 644 S. FIGUEROA STREET LOS ANGELES CA 90017 0 0 0 1 Director until May 16, 2006 Common Stock 2006-08-24 4 P 0 2000 11.56 A 7250 D Common Stock 2006-08-24 4 S 0 2000 13.23 D 5250 D Common Stock 2006-08-24 4 P 0 1500 11.56 A 6750 D Common Stock 2006-08-24 4 S 0 1500 13.08 D 5250 D Common Stock 2006-08-24 4 P 0 1500 11.56 A 6750 D Common Stock 2006-08-24 4 S 0 1500 12.95 D 5250 D Common Stock 2006-08-25 4 P 0 1409 11.56 A 6659 D Common Stock 2006-08-25 4 S 0 1409 13.09 D 5250 D Common Stock 2006-08-25 4 P 0 2419 11.56 A 7669 D Common Stock 2006-08-25 4 S 0 2419 13.08 D 5250 D Common Stock 2006-08-25 4 P 0 781 11.56 A 6031 D Common Stock 2006-08-25 4 S 0 781 13.06 D 5250 D Common Stock 2006-08-25 4 P 0 200 11.56 A 5450 D Common Stock 2006-08-25 4 S 0 200 13.07 D 5250 D Director Stock Options (Right to Buy) 11.56 2006-08-24 4 M 0 2000 13.23 A 2006-05-13 2009-05-13 Common Stock 2000 7250 D Director Stock Options (Right to Buy) 11.56 2006-08-24 4 M 0 1500 13.08 A 2006-05-13 2009-05-14 Common Stock 1500 8750 D Director Stock Options (Right to Buy) 11.56 2006-08-24 4 M 0 1500 12.95 A 2006-05-13 2009-05-14 Common Stock 1500 10250 D Director Stock Options (Right to Buy) 11.56 2006-08-25 4 M 0 1409 13.09 A 2006-05-13 2009-05-14 Common Stock 1409 11659 D Director Stock Options (Right to Buy) 11.56 2006-08-25 4 M 0 2419 13.08 A 2006-05-13 2009-05-14 Common Stock 2419 14078 D Director Stock Options (Right to Buy) 11.56 2006-08-25 4 M 0 781 13.06 A 2006-05-13 2009-05-14 Common Stock 781 14859 D Director Stock Options (Right to Buy) 11.56 2006-08-25 4 M 0 200 13.07 A 2006-05-13 2009-05-14 Common Stock 200 15059 D On May 13, 2004 11,025 (dividend-adjusted) options were granted to Ms. Griego. Options vested 1/2 each anniversary until they were fully vested on May 13, 2006. These shares are held in a joint account for the benefit of Richard C. Peterson and Linda Griego JTWROS. /s/ Linda M. Griego 2006-08-29 -----END PRIVACY-ENHANCED MESSAGE-----