-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ofu/ELxTMp4b/tz+jdlMNx5mPVJ221O8+CrwKt1nIHFCivHZM8GX2IjLEpELRSyX WKiY5CaZcEnQbhNAETOThg== 0001179110-06-017497.txt : 20060824 0001179110-06-017497.hdr.sgml : 20060824 20060824182140 ACCESSION NUMBER: 0001179110-06-017497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060817 FILED AS OF DATE: 20060824 DATE AS OF CHANGE: 20060824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOERBEEK PETER J CENTRAL INDEX KEY: 0001063315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 061053881 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: W COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4 1 edgar.xml FORM 4 - X0202 4 2006-08-17 0 0000092472 SOUTHWEST WATER CO SWWC 0001063315 MOERBEEK PETER J 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 0 0 0 1 President & COO until 6/13/06 Common Stock 2006-08-17 4 M 0 25000 4.21 A 139508 D Common Stock 2006-08-17 4 S 0 25000 13.58 D 114508 D Common Stock 2006-08-23 4 M 0 7871 4.21 A 122379 D Common Stock 2006-08-23 4 S 0 7871 13.23 D 114508 D Common Stock 2006-08-23 4 M 0 12187 4.98 A 126695 D Common Stock 2006-08-23 4 S 0 12187 13.21 D 114508 D Common Stock 2006-08-23 4 M 0 9109 4.98 A 123617 D Common Stock 2006-08-23 4 S 0 9109 13.17 D 114508 D Employee Stock Option (Right to Buy) 4.21 2006-08-17 4 M 0 25000 13.58 A 2005-01-27 2008-01-28 Common Stock 25000 139508 D Employee Stock Option (Right to Buy) 4.21 2006-08-23 4 M 0 7871 13.23 A 2005-01-27 2008-01-27 Common Stock 7871 147379 D Employee Stock Option (Right to Buy) 4.98 2006-08-23 4 M 0 12187 13.21 A 2004-02-04 2009-02-05 Common Stock 12187 159566 D Employee Stock Option (Right to Buy) 4.98 2006-08-23 4 M 0 9109 13.17 A 2004-02-04 2009-02-05 Common Stock 9109 168675 D On January 27, 1998 75,966 (dividend-adjusted) options were granted to Mr. Moerbeek. Options vest 1/5 each anniversary until they were fully vested on January 27, 2003. On February 3, 1999 75,966 (dividend-adjusted) options were graned to Mr. Moerbeek. Options vest 1/5 each anniversary until they were fully vested on February 3, 2004. These shares are held in a joint trust for the benefit of the persons family: Peter J. Moerbeek, Trustee for the Moerbeek Family Trust U/T/A dated August 24, 2000. /s/ Peter J. Moerbeek 2006-08-24 -----END PRIVACY-ENHANCED MESSAGE-----