-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SyLnmVs6CfgSLFxiirsznte6pY5dq6cV0+bFp0XCZynTKSERfV2y698rq39yOO8z PwQSDBM17Uci+xjt7XHtuw== 0001179110-06-014888.txt : 20060707 0001179110-06-014888.hdr.sgml : 20060707 20060707170910 ACCESSION NUMBER: 0001179110-06-014888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060706 FILED AS OF DATE: 20060707 DATE AS OF CHANGE: 20060707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN RICHARD G CENTRAL INDEX KEY: 0001063339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 06951935 BUSINESS ADDRESS: STREET 1: AECOM TECHNOLOGY CORP STREET 2: 3250 WILSHIRE BLVD 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: AECOM TECHNOLOGY CORP STREET 2: 3250 WILSHIRE BLVD 5TH FL CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 edgar.xml FORM 4 - X0202 4 2006-07-06 0 0000092472 SOUTHWEST WATER CO SWWC 0001063339 NEWMAN RICHARD G 555 S. FLOWER STREET, STE. 3700 LOS ANGELES CA 90071 1 0 0 0 Common Stock 2006-07-06 4 M 0 4781 3.13 A 36442 D Common Stock 2006-07-06 4 M 0 4781 4.25 A 41223 D Director Stock Option (Right to Buy) 3.13 2006-07-06 4 M 0 4781 0 A 1997-05-22 2007-05-22 Common Stock 4781 0 D Director Stock Option (Right to Buy) 4.25 2006-07-06 4 M 0 4781 0 A 1998-05-28 2008-05-29 Common Stock 4781 0 D On May 22, 1997 4,781 options (Dividend adjusted) were granted to Mr. Newman. Options vest 1/2 on each anniversary date until they were fully vested on May 22, 1999. On May 28, 1998 4,781 options (Dividend adjusted) were granted to Mr. Newman. Options vest 1/2 on each anniversary date until they were fully vested on May 22, 2000. These shares are held in joint trust for the benefit of the person's family: Richard G. Newman TR UA, F/B/O R & C Newman Revocable Trust. Richard G. Newman 2006-07-07 -----END PRIVACY-ENHANCED MESSAGE-----