-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GZsrjU70sJMhvkAwO1weMVLwSMip0kve6LkFBgZ7Oj7V9/hQfiDM3UFZq87v9B+I ugLRAaMIOGIH69a8CTHhqA== 0001179110-06-012729.txt : 20060605 0001179110-06-012729.hdr.sgml : 20060605 20060605190501 ACCESSION NUMBER: 0001179110-06-012729 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060602 FILED AS OF DATE: 20060605 DATE AS OF CHANGE: 20060605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swatek Mark CENTRAL INDEX KEY: 0001363411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 06887524 BUSINESS ADDRESS: BUSINESS PHONE: 213-929-1800 MAIL ADDRESS: STREET 1: C/O SOUTHWEST WATER COMPANY STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4 1 edgar.xml FORM 4 - X0202 4 2006-06-02 0 0000092472 SOUTHWEST WATER CO SWWC 0001363411 Swatek Mark C/O SOUTHWEST WATER COMPANY 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 1 0 0 CEO & Chairman Employee Stock Option (Right to Buy) 13.20 2006-06-02 4 A 0 75000 13.20 A 2007-06-02 2014-06-03 Common Stock 75000 75000 D Options vest 50% one year following the date of grant and 50% two years following the date of grant. /s/ Mark Swatek 2006-06-05 -----END PRIVACY-ENHANCED MESSAGE-----