-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cs247XHz6pm4FjEYoySSyo1f0kSPtgXFQLAFnRsXf4Ejeaw8CoX+FMPDGWNKW54q OV6301oLHh37ZUUKgQrA6g== 0001179110-06-012402.txt : 20060601 0001179110-06-012402.hdr.sgml : 20060601 20060601160652 ACCESSION NUMBER: 0001179110-06-012402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060530 FILED AS OF DATE: 20060601 DATE AS OF CHANGE: 20060601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARNIER ANTON C CENTRAL INDEX KEY: 0000937852 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 06880225 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AAVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8189151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 4 1 edgar.xml FORM 4 - X0202 4 2006-05-30 0 0000092472 SOUTHWEST WATER CO SWWC 0000937852 GARNIER ANTON C 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 1 1 0 0 Executive Vice Chair Common Stock 2006-05-30 4 M 0 94959 4.21 A 434062 D Common Stock 2006-05-30 4 F 0 55690 13.28 D 378372 D Employee Stock Option (Right to Buy) 4.21 2006-05-30 4 M 0 94959 0 A 1998-01-27 2008-01-28 Common Stock 94959 0 D On January 27 1998 94,959 options (Dividend adjusted) were granted to Mr. Garnier. Options vest 1/5 on each anniversary date until they were fully vested on January 27, 2003. These shares are held in joint trust for the benefit of the person's family: Anton C. Garnier TR UA 7-1-91, F/B/O The Anita and Anton Garnier Family Trust. /s/ Anton C. Garnier 2006-06-01 -----END PRIVACY-ENHANCED MESSAGE-----