-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GC0nBoKexTCMbYlEByZAE/lchVCHhDVuba+zVXLUG1LdMXFS9YKnI+NL3MA54SDW DHAspr+Eij4VSHYA7rpMCg== 0001179110-06-011254.txt : 20060518 0001179110-06-011254.hdr.sgml : 20060518 20060518124333 ACCESSION NUMBER: 0001179110-06-011254 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060516 FILED AS OF DATE: 20060518 DATE AS OF CHANGE: 20060518 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTLE JAMES C CENTRAL INDEX KEY: 0001052818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 06851261 BUSINESS ADDRESS: BUSINESS PHONE: 8002881970 MAIL ADDRESS: STREET 1: 601 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 edgar.xml FORM 4 - X0202 4 2006-05-16 0 0000092472 SOUTHWEST WATER CO SWWC 0001052818 CASTLE JAMES C 621 13TH STREET MANHATTAN BEACH CA 90266 1 0 0 0 Non-Qualified Stock Option (Right to Buy) 13.50 2006-05-16 4 A 0 11525 13.50 A 2007-05-16 2013-05-17 Common Stock 11525 11525 D Options vest 1/2 on each anniversary of the date of grant until they are fully vested on May 16, 2008. /s/ James C. Castle 2006-05-18 -----END PRIVACY-ENHANCED MESSAGE-----