-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6Qi3z1sl+XgSr4wwgYzIkKpfGOlE/2CTsW1ytdiXtISpNe+hPNPVanZBxv5qjeg 9l8QUoIcsqBfnl6O6Cy4sw== 0001179110-06-007489.txt : 20060331 0001179110-06-007489.hdr.sgml : 20060331 20060331163814 ACCESSION NUMBER: 0001179110-06-007489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060331 DATE AS OF CHANGE: 20060331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNHAM SHELLEY A CENTRAL INDEX KEY: 0001231580 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 06729428 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 4 1 edgar.xml FORM 4 - X0202 4 2006-03-31 0 0000092472 SOUTHWEST WATER CO SWWC 0001231580 FARNHAM SHELLEY A 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 Sec. and VP Human Resources Common Stock 2006-03-31 4 M 0 1764 8.44 A 1887 D Common Stock 2006-03-31 4 S 0 1764 15.92 D 123 D Employee Stock Option (Right to Buy) 8.44 2006-03-31 4 M 0 1764 15.92 A 2004-03-31 2010-04-01 Common Stock 1764 3528 D On March 31, 2003, 8,820 options (split-adjusted) were granted to Ms. Farnham. Options vest 1/5 on each anniversary date until fully vested on March 31, 2008. Ms. Farnham holds 123 shares of common stock as trustee of a revocable trust for her benefit. Shelley A. Farnham 2006-03-31 -----END PRIVACY-ENHANCED MESSAGE-----