-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StJof78WYZTfItqWhAsgHX6AxNNmuFHclrp/1md4DrY8ccaEqaUJZuoflnnmV1HE aCHVJLsoPF9hE1wCYzv5pw== 0001179110-05-021597.txt : 20051122 0001179110-05-021597.hdr.sgml : 20051122 20051122112712 ACCESSION NUMBER: 0001179110-05-021597 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050815 FILED AS OF DATE: 20051122 DATE AS OF CHANGE: 20051122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOERBEEK PETER J CENTRAL INDEX KEY: 0001063315 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 051220275 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: W COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4/A 1 edgar.xml FORM 4/A - X0202 4/A 2005-08-15 2005-08-16 0 0000092472 SOUTHWEST WATER CO SWWC 0001063315 MOERBEEK PETER J 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 1 1 0 0 President & COO Common Stock 2005-08-15 4 M 0 35380 1.83 A 87609 D Common Stock 2005-08-15 4 F 0 15638 13.92 D 71971 D Employee Stock Option, Right to Buy 1.83 2005-08-15 4 M 0 35380 0 A 1996-08-24 2005-08-25 Common Stock 35380 0 D On December 15, 2004 SWWC declared a 5% stock dividend, payable to all holders of record of Common Stock on January 3, 2005. Pursuant to anti-dilutive provisions of SWWC's Employee Stock Option Plan, this option reflects the 5% stock dividend. The exercise price of $1.83 reflects the stock dividend declared by SWWC on December 15, 2004. These shares are held in a joint trust for the benefit of the persons family: Peter J. Moerbeek, Trustees for Moerbeek Family Trust, U/T/A dated March 3, 1999. Options vest 1/5 on each anniversary of the date of grant commencing on August 24, 1995. All option shares become fully vested and exercisable on August 24, 2000. Peter J. Moerbeek 2005-11-21 -----END PRIVACY-ENHANCED MESSAGE-----