-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuEOaOBtMQdTMqjOEGt2QO+sIsOLuKoFMkwKpEufGBuJ0jDIUCjBpg9V9Jl36H57 fxqw80S+vsONRRDoi5Op1w== 0001179110-05-021568.txt : 20051121 0001179110-05-021568.hdr.sgml : 20051121 20051121154903 ACCESSION NUMBER: 0001179110-05-021568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051117 FILED AS OF DATE: 20051121 DATE AS OF CHANGE: 20051121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOERBEEK PETER J CENTRAL INDEX KEY: 0001063315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 051218014 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: W COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 626-915-1551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4 1 edgar.xml FORM 4 - X0202 4 2005-11-17 0 0000092472 SOUTHWEST WATER CO SWWC 0001063315 MOERBEEK PETER J 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 1 1 0 0 President & COO Common Stock 2005-11-17 4 M 0 26889 2.5 A 98860 D Common Stock 2005-11-17 4 F 0 12690 14.04 A 86170 D Employee Stock Option, Right to Buy 2.5 2005-11-17 4 M 0 26889 2.5 D 1997-02-08 2006-02-09 Common Stock 26889 0 D On December 15, 2004 SWWC declared a 5% stock dividend, payable to all holders of record of Common Stock on January 3, 2005. Pursuant to anti-dilutive provisions of SWWC's Employee Stock Option Plan, this option reflects the 5% stock dividend. The exercise price of $2.50 reflects the stock dividend declared by SWWC on December 15, 2004. These shares are held in a joint trust for the benefit of the persons family: Peter J. Moerbeek, Trustees for Moerbeek Family Trust, U/T/A dated March 3, 1999. Options vest 1/5 on each anniversary of the date of grant commencing on February 8, 1996. All option shares become fully vested and exercisable on February 8, 2001. /s/ Peter J. Moerbeek 2005-11-18 -----END PRIVACY-ENHANCED MESSAGE-----