-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7z+8hWpP7dgHIDwZeXsE6J6B27mlbSMKYiZd4qp/CFRoVch5nosKf+oUnpCxbcx cc/Lm1eha2/CcbcVbjXP6Q== 0001179110-05-019927.txt : 20051020 0001179110-05-019927.hdr.sgml : 20051020 20051020172141 ACCESSION NUMBER: 0001179110-05-019927 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051012 FILED AS OF DATE: 20051020 DATE AS OF CHANGE: 20051020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHRISTIE H FREDERICK CENTRAL INDEX KEY: 0001032116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 051147968 BUSINESS ADDRESS: BUSINESS PHONE: 2105924335 MAIL ADDRESS: STREET 1: 655 DEEP VALLEY DRIVE SUITE 125 CITY: ROLLING HILLS STATE: CA ZIP: 90274 4 1 edgar.xml FORM 4 - X0202 4 2005-10-12 0 0000092472 SOUTHWEST WATER CO SWWC 0001032116 CHRISTIE H FREDERICK P.O. BOX 144 PALOS VERDES ESTATES CA 90274 1 0 0 0 Common Stock 2005-10-12 4 M 0 5011 13.24 A 24153 D Employee Stock Option (Right to Buy) 2.50 2005-10-12 4 M 0 5011 13.24 D 1997-02-09 2006-02-09 Common Stock 5011 0 D On February 8, 1996 5,011 options were granted to Mr. Christie. Option vest 1/5 on each anniversary date until they were fully vested on February 8, 2001. /s/H. Frederick Christie 2005-10-20 -----END PRIVACY-ENHANCED MESSAGE-----