-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sb26/1LbJZNDUpm8m4SfgmU3ei7tJyj124E4fWHT4cfHgT2qy46oniZYNnTOol7X TeUKyXxfHX7vJToe8JmvRw== 0001179110-05-018132.txt : 20050916 0001179110-05-018132.hdr.sgml : 20050916 20050916132406 ACCESSION NUMBER: 0001179110-05-018132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050914 FILED AS OF DATE: 20050916 DATE AS OF CHANGE: 20050916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 213 929 1800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: QUINN MICHAEL O CENTRAL INDEX KEY: 0001063563 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 051088480 BUSINESS ADDRESS: STREET 1: 1211 CENTER COURT DR CITY: COVINA STATE: CA ZIP: 91724-3603 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 4 1 edgar.xml FORM 4 - X0202 4 2005-09-14 0 0000092472 SOUTHWEST WATER CO SWWC 0001063563 QUINN MICHAEL O 1211 E. CENTER COURT DRIVE COVINA CA 91724 0 1 0 0 President, SWS Common Stock 2005-09-14 4 X 0 2000 13.82 D 0 D Common Stock 2005-09-14 4 X 0 2200 13.81 D 0 D Common Stock 2005-09-14 4 X 0 500 13.75 D 0 D Common Stock 2005-09-14 4 X 0 2000 13.74 D 0 D Common Stock 2005-09-14 4 X 0 1500 13.76 D 0 D Common Stock 2005-09-14 4 X 0 1927 13.73 D 0 D Employee Stock Option (Right to Buy) 5.22 2005-09-14 4 X 0 2000 13.82 D 1999-02-04 2009-02-05 Common Stock 2000 8127 D Employee Stock Option (Right to Buy) 5.22 2005-09-14 4 X 0 2200 13.81 D 1999-02-04 2009-02-05 Common Stock 2200 5927 D Employee Stock Option (Right to Buy) 5.22 2005-09-14 4 X 0 500 13.75 D 1999-02-04 2009-02-05 Common Stock 2000 5427 D Employee Stock Option (Right to Buy) 5.22 2005-09-14 4 X 0 2000 13.74 D 1999-02-04 2009-02-05 Common Stock 2000 3427 D Employee Stock Option (Right to Buy) 5.22 2005-09-14 4 X 0 1500 13.76 D 1999-02-04 2009-02-05 Common Stock 1500 1927 D Employee Stock Option (Right to Buy) 5.22 2005-09-14 4 X 0 1927 13.73 D 1999-02-04 2009-02-05 Common Stock 1927 0 D Options vest 1/5 on each anniversary date until they are fully vested on February 4, 2005. Michael O. Quinn 2005-09-15 -----END PRIVACY-ENHANCED MESSAGE-----