-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QGsXAReoBnKldMeHknRRYurtALe+2KicnN9x1AFXRh3g/wayvzm2sFB/DzLIGq3T cg/kb7R1d+7qjan/hHXL4g== 0001179110-05-016184.txt : 20050811 0001179110-05-016184.hdr.sgml : 20050811 20050811171558 ACCESSION NUMBER: 0001179110-05-016184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050811 FILED AS OF DATE: 20050811 DATE AS OF CHANGE: 20050811 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 2139291800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARNHAM SHELLEY A CENTRAL INDEX KEY: 0001231580 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 051017994 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 4 1 edgar.xml FORM 4 - X0202 4 2005-08-11 0 0000092472 SOUTHWEST WATER CO SWWC 0001231580 FARNHAM SHELLEY A 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 0 1 0 0 Sec. and VP Human Resources Common Stock 2005-08-11 4 M 0 2 7.29 A 0 D Common Stock 2005-08-11 4 M 0 5000 9.32 A 0 D Common Stock 2005-08-11 4 M 0 3000 8.86 A 0 D Common Stock 2005-08-11 4 S 0 2 13.25 D 0 D Common Stock 2005-08-11 4 S 0 5000 13.25 D 0 D Common Stock 2005-08-11 4 S 0 3000 13.25 D 525 D Employee Stock Option (Right to Buy) 7.29 2005-08-11 4 M 0 2 13.25 D 2002-02-08 2008-02-09 Common Stock 2 1854 D Employee Stock Option (Right to Buy) 9.32 2005-08-11 4 M 0 5000 13.25 D 2003-02-07 2009-02-08 Common Stock 5000 3820 D Employee Stock Option (Right to Buy) 8.86 2005-08-11 4 M 0 3000 13.25 D 2004-03-31 2010-04-01 Common Stock 3000 5400 D On February 8, 2001, 9,261 options (split-adjusted) were granted to Ms. Farnham. Options vest 1/5 on each anniversary date until they are fully vested on February 8, 2006. On February 7, 2002, 8,820 options (split-adjusted) were granted to Ms. Farnham. Options vest 1/5 on each anniversary date until they are fully vested on February 7, 2007. On March 31, 2003, 8,400 options (split-adjusted) were granted to Ms. Farnham. Options vest 1/5 on each anniversary date until they are fully vested on March 31, 2008. Owns 525 shares of Common Stock acquired through Southwest Water Company's Employee Stock Purchase Plan. Shelley A. Farnham 2005-08-11 -----END PRIVACY-ENHANCED MESSAGE-----