-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VYa+wZINa3GUNT4lov4w60OygWc5AQlHu/n2OjvOnD1dGuHEEVmU6X7i7R+uYpXd jNJ+BpwRsZacEGOHmbQSsg== 0001179110-05-009588.txt : 20050512 0001179110-05-009588.hdr.sgml : 20050512 20050512114051 ACCESSION NUMBER: 0001179110-05-009588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050512 FILED AS OF DATE: 20050512 DATE AS OF CHANGE: 20050512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTLE JAMES C CENTRAL INDEX KEY: 0001052818 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 05823036 BUSINESS ADDRESS: BUSINESS PHONE: 8002881970 MAIL ADDRESS: STREET 1: 601 MONTGOMERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 BUSINESS PHONE: 2139291800 MAIL ADDRESS: STREET 1: ONE WILSHIRE BUILDING STREET 2: 624 SOUTH GRAND AVENUE, SUITE 2900 CITY: LOS ANGELES STATE: CA ZIP: 90017-3782 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 4 1 edgar.xml FORM 4 - X0202 4 2005-05-12 0 0000092472 SOUTHWEST WATER CO SWWC 0001052818 CASTLE JAMES C 621 13TH STREET MANHATTAN BEACH CA 90266 1 0 0 0 Non-Qualified Stock Option (Right to Buy) 11.16 2005-05-12 4 A 0 10000 11.16 A 2006-05-12 2012-05-13 Common Stock 10000 10000 D Options vest 1/2 on each anniversary of the date of grant until they are fully vested on May 12, 2007. James C. Castle 2005-05-12 -----END PRIVACY-ENHANCED MESSAGE-----