-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Evwh0Z1oq+yZq6kMJ0DjXj9XcabQAhZvAy+Rvlx1W115DOv9767dVcO5Wus0zmnR E0xSjkYkWI7Uk3ETQ3rQcQ== 0001179110-04-021462.txt : 20041116 0001179110-04-021462.hdr.sgml : 20041116 20041116142021 ACCESSION NUMBER: 0001179110-04-021462 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041001 FILED AS OF DATE: 20041116 DATE AS OF CHANGE: 20041116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHWEST WATER CO CENTRAL INDEX KEY: 0000092472 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 951840947 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AVE STREET 2: STE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 BUSINESS PHONE: 6269151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVENUE STREET 2: SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791-1605 FORMER COMPANY: FORMER CONFORMED NAME: SUBURBAN WATER SYSTEMS DATE OF NAME CHANGE: 19751202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARNIER ANTON C CENTRAL INDEX KEY: 0000937852 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-08176 FILM NUMBER: 041149078 BUSINESS ADDRESS: STREET 1: 225 N BARRANCA AAVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8189151551 MAIL ADDRESS: STREET 1: 225 N BARRANCA AVE SUITE 200 CITY: WEST COVINA STATE: CA ZIP: 91791 4/A 1 edgar.xml FORM 4/A - X0202 4/A 2004-10-01 2004-10-01 0 0000092472 SOUTHWEST WATER CO SWWC 0000937852 GARNIER ANTON C 624 SOUTH GRAND AVENUE SUITE 2900 LOS ANGELES CA 90017 1 1 0 0 CEO Common Stock 2004-10-01 4 S 0 1400 12.50 D 338811 D These shares are held in a joint trust for the benefit of the person's family: Anton C. Garnier Family Trust. The sales reported in this Form 4 were effected purusant to Rule 10 (b)(5)-1 trading plan adopted by the reporting person on May 20, 2004. 338,811 shares were owned by Mr. and Mrs. Garnier as trustees of a revocable trust for their benefit. Also included in Mr. Garnier's beneficial ownership are 22,049 common shares representing Mr. Garnier's interest in a corporation in which Mr. Garnier is a director and a stockholder. Anton C. Garnier 2004-11-16 -----END PRIVACY-ENHANCED MESSAGE-----